Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I Shares The following reflects the selling commission, dealer manager fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Dealer for the applicable Share Class. Class T shares (Initials) Upfront Selling Commission of 3.0% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. (Initials) Upfront Dealer Manager Fee of 0.5% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. (Initials) Customized Upfront Selling Commission of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares.
Appears in 2 contracts
Samples: Dealer Manager Agreement (KBS Real Estate Investment Trust III, Inc.), Dealer Manager Agreement (Pacific Oak Strategic Opportunity REIT, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I Shares The following reflects the selling commission, dealer manager fee commission and/or the Distribution Fee Servicing Fees as agreed upon between the Dealer Manager and the Dealer for the applicable Share Class. Class T shares (Initials) Upfront Selling Commission of up to 3.0% of the transaction price per Class T share sold in the Primary Offering Offering* By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. (Initials) Upfront Dealer Manager Fee of up to 0.5% of the transaction price per Class T share sold in the Primary Offering Offering* By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. (Initials) Servicing Fee of 0.85% (Annualized Rate) of aggregate NAV of outstanding Class T shares, consisting of an advisor stockholder servicing fee of 0.65% (Annualized Rate), and a dealer stockholder servicing fee of 0.20% (Annualized Rate), of the aggregate NAV of outstanding Class T shares. By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer wish choose to customize its Upfront Dealer Manager Feeopt out of this provision, it should instead complete will not be eligible to receive the Servicing Fee and initial initialing is not necessary. The Dealer represents by its acceptance of each payment of the relevant row belowServicing Fee that it complies with each of the above requirements. (Initials) Customized Upfront Selling Commission of up to 3.5% of the transaction price per Class T S share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)Offering* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T S shares. (Initials) Servicing Fee of 0.85% (Annualized Rate) of aggregate NAV of outstanding Class S shares By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements. (Initials) Upfront Selling Commission of up to 0.5% of the transaction price per Class D share sold in the Primary Offering* By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class D shares. (Initials) Servicing Fee of 0.25% (Annualized Rate) of aggregate NAV of outstanding Class D shares By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements. * Subject to discounts described in the “Plan of Distribution” section of the Prospectus.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.), Form of Selected Dealer Agreement (Oaktree Real Estate Income Trust, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ ¨ Class T Shares ☐ ¨ Class S Shares ☐ ¨ Class D Shares ☐ ¨ Class I Shares The following reflects the selling commission, dealer manager fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Dealer for the applicable Share Class. Class T shares ________ (Initials) Upfront Selling Commission of 3.0% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Fee of 0.5% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Upfront Selling Commission of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Customized Upfront Dealer Manager Fee of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Selling Commission, not to exceed 3.5% in the aggregate)* Please insert your Dealer Manager Fee Percentage: __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Please insert your total cap for aggregate selling commissions, dealer manager fees, and Distribution Fees paid with respect to the Class T shares (subject to a maximum cap of 8.75% of gross proceeds): __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Distribution Fee of 0.85% (at an Annualized Rate) of the aggregate NAV of outstanding Class T shares, consisting of a representative distribution fee of 0.65% (Annualized Rate), and a dealer distribution fee of 0.20% (Annualized Rate), of the aggregate NAV of outstanding Class T shares. By initialing here, the Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. Should the Dealer wish to customize the split of the Distribution Fee, please proceed to the row immediately below. ________ (Initials) Customized Distribution Fee at an Annualized Rate calculated based on the aggregate NAV of outstanding Class T shares, consisting of a representative distribution fee and a dealer distribution fee calculated based on the aggregate NAV of outstanding Class T shares (but, when such fees are taken together, shall equal 0.85% (Annualized Rate) of the aggregate NAV of outstanding Class T shares). Please insert your custom Distribution Fee rate. Representative distribution fee: __% Dealer distribution fee: __% By initialing here, the Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. Class S shares ________ (Initials) Upfront Selling Commission of up to 3.5% of the transaction price per Class S share sold in the Primary Offering* By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class S shares. ________ (Initials) Distribution Fee of 0.85% (Annualized Rate) of aggregate NAV of outstanding Class S shares By initialing here, the Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. ________ (Initials) Please insert your total cap for aggregate selling commissions and Distribution Fees paid with respect to the Class S shares (subject to a maximum cap of 8.75% of gross proceeds): __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class S shares. Class D shares ________ (Initials) Upfront Selling Commission of up to 1.5% of the transaction price per Class D share sold in the Primary Offering Please insert your Upfront Selling Commission Percentage: __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class D shares. ________ (Initials) No upfront Selling Commission per Class D share sold in the Primary Offering By initialing here, the Dealer agrees that it will not be eligible to receive any upfront Selling Commission with respect to the Class D shares. ________ (Initials) Distribution Fee of 0.25% (Annualized Rate) of aggregate NAV of outstanding Class D shares By initialing here, the Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. ________ (Initials) Please insert your total cap for aggregate selling commissions and Distribution Fees paid with respect to the Class D shares (subject to a maximum cap of 8.75% of gross proceeds): __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class D shares. * Subject to discounts described in the “Plan of Distribution” section of the Prospectus.
Appears in 2 contracts
Samples: Selected Dealer Agreement (EQT Exeter Real Estate Income Trust, Inc.), Selected Dealer Agreement (EQT Exeter Real Estate Income Trust Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER SELLING GROUP MEMBER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I shares ☐ Class A Shares (DRP only) ☐ Class TX Shares (DRP only) The following reflects the selling commission, dealer manager fee and/or the Distribution Fee distribution fee as agreed upon between the Dealer Manager and the Dealer Selling Group Member for the applicable Share Class. Class T shares (Initials) Upfront Selling Commission of 3.0% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer Selling Group Member wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. (Initials) Upfront Dealer Manager Fee of 0.5% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. (Initials) Customized Upfront Selling Commission of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. (Initials) Customized Upfront Dealer Manager Fee of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Selling Commission, not to exceed 3.5% in the aggregate)* Please insert your Upfront Dealer Manager Fee Percentage: % By initialing here, the Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. (Initials) Distribution fee of 0.85% (at an Annualized Rate) of the aggregate NAV of outstanding Class T shares, consisting of an advisor distribution fee of 0.65% Annualized Rate), and a dealer distribution fee of 0.20% (Annualized Rate), of the aggregate NAV of outstanding Class T shares. By initialing here, the Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Selling Group Member choose to opt out of this provision, it will not be eligible to receive the distribution fee and initialing is not necessary. The Selling Group Member represents by its acceptance of each payment of the distribution fee that it complies with the above requirements.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Cottonwood Communities, Inc.), Dealer Manager Agreement (Cottonwood Communities, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER BROKER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ o Class A Shares o Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ o Class I Shares The following reflects the selling commissionSelling Commission, dealer manager fee Marketing Fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Dealer Broker for the applicable Share Class. Class T shares ________ (Initials) Upfront Selling Commission of 3.07.0% of the transaction price per Class T share sold in the Primary Offering A Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesA Shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Fee Selling Commission of 0.52.0% of the transaction price per Class T share sold in the Primary Offering Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesShares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Upfront Selling Commission Marketing Fee of up to 3.5[___]% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)A Share* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I with respect for the Class A Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. ________ (Initials) Upfront Marketing Fee of up to [__]% of price per Class T Share* By initialing here, the Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I for the Class T sharesShares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to [__]% (Annualized Rate) of price per Class T Share** By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class T Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to [__]% (Annualized Rate) of price per Class I Share** By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class I Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. * Paid on Shares of the applicable Class sold by Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan, as provided in this Agreement and in the Prospectus. ** Paid on Shares of the applicable Class sold by Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan, as provided in this Agreement and in the Prospectus. The Distribution Fee will be based on the then-current Primary Offering price (or, in certain circumstances as described in the Prospectus, the amount of the estimated net asset value per Share) per Class T Share and Class I Share.
Appears in 1 contract
Samples: Dealer Manager Agreement (CNL Healthcare Properties II, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER BROKER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I Shares The following reflects the selling commissiontransaction or other fee, dealer manager including upfront placement fees or brokerage commissions, arrangement, and shareholder servicing and/or distribution fee and/or the Distribution Fee as agreed upon between the Managing Dealer Manager and the Dealer Broker for the applicable Share Class. Class T shares ____ (Initials) Upfront Selling Commission of 3.0% No upfront selling commission but intermediaries may charge transaction or other fees, including upfront placement fees or brokerage commissions, up to [3.5]% of the transaction price NAV per Class T S share sold in the Primary Offering By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T S shares. ____ (Initials) Shareholder servicing and/or distribution fee of 0.85% per annum of the aggregate NAV of outstanding Class S shares as of the beginning of the first calendar day of each month By initialing here, the Broker agrees to the terms of eligibility for the shareholder servicing and/or distribution fee set forth in this Schedule I with respect to Class S shares. Should the Dealer wish Broker choose to customize its Upfront Selling Commissionopt out of this provision, it should instead complete will not be eligible to receive the shareholder servicing and/or distribution fee with respect to Class S shares and initial initialing is not necessary. The Broker represents by its acceptance of each payment of the relevant row belowshareholder servicing and/or distribution fee that it complies with each of the above requirements. ____ (Initials) Upfront Dealer Manager Fee of 0.5% No upfront selling commission but intermediaries may charge transaction or other fees, including upfront placement fees or brokerage commissions, up to [1.5]% of the transaction price NAV per Class T D share sold in the Primary Offering By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T D shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. 44 ____ (Initials) Customized Upfront Selling Commission Shareholder servicing and/or distribution fee of up to 3.50.25% per annum of the transaction price per aggregate NAV of outstanding Class T share sold in D shares as of the Primary Offering (but, when taken together with beginning of the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: % first calendar day of each month By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Agreement and shareholder servicing and/or distribution fee set forth in this Schedule I with respect to Class D shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the shareholder servicing and/or distribution fee with respect to Class T shares.D shares and initialing is not necessary. The Broker represents by its acceptance of each payment of the shareholder servicing and/or distribution fee that it complies with each of the above requirements. For the avoidance of doubt Xxxxxx understands that in accordance with the Company’s DRIP, no transaction, placement, or selling fees may be charged by Broker in connection with any DRIP Shares. SCHEDULE II BANK ACCOUNT DETAILS NAME OF ISSUER: X. XXXX XXXXX OHA SELECT PRIVATE CREDIT FUND NAME OF BROKER: SCHEDULE TO AGREEMENT DATED: Broker hereby authorizes the Managing Dealer or its agent to deposit shareholder servicing and/or distribution fee and other payments due to it pursuant to the Selected Intermediary Agreement to its bank account specified below. This authority will remain in force until Xxxxxx notifies the Managing Dealer in writing to cancel it. In the event that the Managing Dealer deposits funds erroneously into Xxxxxx’s account, the Managing Dealer is authorized to debit the account with no prior notice to Broker for an amount not to exceed the amount of the erroneous deposit. Bank Name: Bank Address: Bank Routing Number: Account Number: SCHEDULE III LIST OF ELIGIBLE JURISDICTIONS [To come] EXHIBIT A MANAGING DEALER AGREEMENT
Appears in 1 contract
Samples: Managing Dealer Agreement (T. Rowe Price OHA Select Private Credit Fund)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER BROKER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ ¨ Class A Shares ¨ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ ¨ Class I Shares The following reflects the selling commissionSelling Commission, dealer manager fee Marketing Fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Dealer Broker for the applicable Share Class. Class T shares (Initials) Upfront Selling Commission of 3.0% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row belowA Shares. (Initials) Upfront Dealer Manager Fee Commission of 0.57.0% of the transaction price per Class T share sold in the Primary Offering A Share* Upfront Selling By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row belowShares. (Initials) Customized Upfront Selling Commission of up to 3.52.0% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Share* Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: % Marketing Fee By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I with respect for the Class A Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. (Initials) of up to [ ]% of price per Class A Share* Upfront Marketing Fee By initialing here, the Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I for the Class T sharesShares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. (Initials) of up to [ ]% of price per Class T Share* Distribution Fee of up to By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class T Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary.
Appears in 1 contract
Samples: Broker Agreement (CNL Healthcare Properties II, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ If this Agreement is entered into prior to Form 10 effectiveness: Class I Shares* *The Participating Dealer acknowledges that Class I Shares are the only shares available for distribution prior to the effectiveness of the Form 10. No other share classes may be selected prior to such effectiveness. The following selections are only available if this Agreement is entered into after Form 10 effectiveness: Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I Shares The following reflects the selling commission, dealer manager fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Participating Dealer for the applicable Share Class. Class T shares Shares ________ (Initials) Upfront Selling Commission of up to 3.0% of the transaction price per Class T share sold in the Primary Offering Offering* Total selling commissions and dealer manager fees may not exceed 3.5%. By initialing here, the Participating Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Fee of up to 0.5% of the transaction price per Class T share sold in the Primary Offering Offering* Total selling commissions and dealer manager fees may not exceed 3.5%. By initialing here, the Participating Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Distribution Fee of 0.85% (Annualized Rate) of aggregate NAV of outstanding Class T shares, consisting of an advisor Distribution Fee of [0.65]% (Annualized Rate), and a dealer Distribution Fee of [0.20]% (Annualized Rate), of the aggregate NAV of outstanding Class T shares. By initialing here, the Participating Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Participating Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Participating Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. Class S Shares ________ (Initials) Upfront Selling Commission of up to 3.5% of the transaction price per Class T S share sold in the Primary Offering Offering* By initialing here, the Participating Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class S shares. ________ (butInitials) Distribution Fee of 0.85% (Annualized Rate) of aggregate NAV of outstanding Class S shares By initialing here, when taken together the Participating Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Participating Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Participating Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your above requirements. Class D Shares ________ (Initials) Upfront Selling Commission Percentage: of up to 1.5% of the transaction price per Class D share sold in the Primary Offering* By initialing here, the Participating Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class D shares. ________ (Initials) Distribution Fee of 0.25% (Annualized Rate) of aggregate NAV of outstanding Class D shares By initialing here, the Participating Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Should the Participating Dealer choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Participating Dealer represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. Class I Shares ________ (Initials) Upfront Selling Commission of 0.00% By initialing here, the Participating Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class I shares. ________ (Initials) Distribution Fee of 0.00% By initialing here, the Participating Dealer agrees to the terms of eligibility for the Distribution Fee set forth in this Schedule I. Class T, S and D Shares, as applicable ________ (Initials) If desire a cap of less than 8.75%, please insert your total cap for aggregate selling commissions, dealer manager fees and Distribution Fees paid with respect to the Class T shares, Class S shares and Class D shares, as applicable: ____% of gross proceeds By initialing here, the Participating Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares, Class S shares and Class D shares, as applicable. * Subject to discounts described in the “Plan of Distribution” section of the Memorandum.
Appears in 1 contract
Samples: Dealer Manager Agreement (Stirling Hotels & Resorts, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I Shares The following reflects the selling commission, dealer manager fee and/or the Distribution Servicing Fee as agreed upon between the Dealer Manager and the Dealer for the applicable Share Class. Class T shares ________ (Initials) Upfront Selling Commission of 3.0% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. (Initials) Upfront Dealer Manager Fee of 0.5% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Upfront Selling Commission of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: __% By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Customized Upfront Dealer Manager Fee of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Selling Commission, not to exceed 3.5% in the aggregate)* Please insert your Dealer Manager Fee Percentage: % By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Please insert your total cap for aggregate selling commissions, dealer manager fees, and Servicing Fees paid with respect to the Class T shares (subject to a maximum cap of 8.75% of gross proceeds): % By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Servicing Fee of 0.85% (at an Annualized Rate) of the aggregate NAV of outstanding Class T shares, consisting of an advisor stockholder servicing fee of 0.65% (Annualized Rate), and a dealer stockholder servicing fee of 0.20% (Annualized Rate), of the aggregate NAV of outstanding Class T shares. By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements. Should the Dealer wish to customize the split of the Servicing Fee, please proceed to the row immediately below. ________ (Initials) Customized Servicing Fee at an Annualized Rate calculated based on the aggregate NAV of outstanding Class T shares, consisting of an advisor stockholder servicing fee and a dealer stockholder servicing fee calculated based on the aggregate NAV of outstanding Class T shares (but, when such fees are taken together, will equal 0.85% (Annualized Rate) of the aggregate NAV of outstanding Class T shares). Please insert your custom Servicing Fee rate. Advisor stockholder servicing fee: % Dealer stockholder servicing fee: % By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements. ________ (Initials) Upfront Selling Commission of up to 3.5% of the transaction price per Class S share sold in the Primary Offering* By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class S shares. ________ (Initials) Servicing Fee of 0.85% (Annualized Rate) of aggregate NAV of outstanding Class S shares By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements. ________ (Initials) Upfront Selling Commission of up to 1.5% of the transaction price per Class D share sold in the Primary Offering By initialing here, the Dealer hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class D shares. ________ (Initials) Servicing Fee of 0.25% (Annualized Rate) of aggregate NAV of outstanding Class D shares By initialing here, the Dealer agrees to the terms of eligibility for the Servicing Fee set forth in this Schedule I. Should the Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary. The Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements. * Subject to discounts described in the “Plan of Distribution” section of the Prospectus.
Appears in 1 contract
Samples: Selected Dealer Agreement (Blackstone Real Estate Income Trust, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER BROKER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T A Shares ☐ Class S Shares ☐ Class D T Shares ☐ Class I Shares The following reflects the selling commissionSelling Commission, dealer manager fee Marketing Fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Dealer Broker for the applicable Share Class. Class T shares Any of the up-front selling commissions, dealer manager fees and the Distribution Fees paid by the Company are considered underwriting compensation. The total reallowance of the fees below is subject to the Dealer Manager’s discretion and applicable FINRA rules. ________ (Initials) Upfront Selling Commission of 3.06.0% of the transaction price per Class T share sold in the Primary Offering A Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class A Shares. ________ (Initials) Upfront Selling Commission of [__]% of price per Class T Share* By initialing here, the Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesShares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Marketing Support Fee of 0.5up to [___]% of the transaction price per Class T share sold in the Primary Offering A Share* By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Marketing Support Fee set forth in the Agreement and this Schedule I with respect to for the Class T sharesA Shares. Should the Dealer wish Broker choose to customize its Upfront Dealer Manager Feeopt out of this provision, it should instead complete will not be eligible to receive the Marketing Support Fee and initial the relevant row belowinitialing is not necessary. ________ (Initials) Customized Upfront Selling Commission Marketing Support Fee of up to 3.5[___]% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)Share* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Broker’s Upfront Marketing Support Fee set forth in the Agreement and this Schedule I with respect to for the Class T shares.Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Support Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to 1.00% (Annualized Rate) of the price per Class T Share up to a total of [___]% of the price per Class T Share** By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class T Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Broker represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. ________ (Initials) Distribution Fee of up to 0.50% (Annualized Rate) of price per Class I Share up to a total of [___]% of the price per Class I Share** By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class I Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. The Broker represents by its acceptance of each payment of the Distribution Fee that it complies with each of the above requirements. * Price per Share above means the gross offering proceeds paid on Shares of the applicable Class sold by Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan and shares received as stock dividends, as provided in this Agreement and in the Prospectus. ** Paid on Shares of the applicable Class sold by Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan and shares received as stock dividends, as provided in this Agreement and in the Prospectus. The Distribution Fee will be based on the then-current Primary Offering price (or, in certain circumstances as described in the Prospectus, the amount of the estimated net asset value per Share) per Class T Share and Class I Share. (Signature page follows)
Appears in 1 contract
Samples: Dealer Manager Agreement (CNL Healthcare Properties II, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX OPTION BELOW IF THE DEALER BROKER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ 0 Class A Shares 0 Class T Shares ☐ 0 Class S I Shares ☐ 0 Class D Shares ☐ Class I Shares The following reflects the selling commissionSelling Commission, dealer manager fee Marketing Fee and/or the Distribution Fee as agreed upon between the Managing Dealer Manager and the Dealer Broker for the applicable Share Class. Class T shares ________ (Initials) Upfront Up-Front Selling Commission of 3.0up to 6.0% of the transaction price per Class T share sold in the Primary Offering A Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesA Shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Fee Up-Front Selling Commission of 0.5up to 3.0% of the transaction price per Class T share sold in the Primary Offering Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesShares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Upfront Selling Commission Up-Front Marketing Fee of up to 3.52.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)A Share* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I with respect for the Class A Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. ________ (Initials) Up-Front Marketing Fee of up to 1.75% of price per Class T Share* By initialing here, the Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I for the Class T sharesShares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to 1.0% (Annualized Rate) of most recently published estimated NAV per Class T Share* By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class T Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to 0.50% (Annualized Rate) of most recently published estimated NAV per Class D Share* By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class D Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. * Paid on Shares of the applicable Class sold by the Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan, as provided in this Agreement and in the Prospectus. The Distribution Fee will be based the then-current Offering price (or, once reported, the amount of the most recently reported net asset value per Share) per Class T Share and Class D Share.
Appears in 1 contract
Samples: Participating Broker Agreement (CNL Strategic Capital, LLC)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER SELLING GROUP MEMBER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ Class I shares ☐ Class A Shares (DRP only) ☐ Class TX Shares (DRP only) The following reflects the selling commission, dealer manager fee and/or the Distribution Fee distribution fee as agreed upon between the Dealer Manager and the Dealer Selling Group Member for the applicable Share Class. Class T shares ________ (Initials) Upfront Selling Commission of 3.0% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer Selling Group Member wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Fee of 0.5% of the transaction price per Class T share sold in the Primary Offering By initialing here, the Dealer Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Upfront Selling Commission of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)* Please insert your Upfront Selling Commission Percentage: __% By initialing here, the Dealer Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Customized Upfront Dealer Manager Fee of up to 3.5% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Selling Commission, not to exceed 3.5% in the aggregate)* Please insert your Upfront Dealer Manager Fee Percentage: __% By initialing here, the Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Distribution fee of 0.85% (at an Annualized Rate) of the aggregate NAV of outstanding Class T shares, consisting of an advisor distribution fee of 0.65% Annualized Rate), and a dealer distribution fee of 0.20% (Annualized Rate), of the aggregate NAV of outstanding Class T shares. By initialing here, the Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. Should the Selling Group Member choose to opt out of this provision, it will not be eligible to receive the distribution fee and initialing is not necessary. The Selling Group Member represents by its acceptance of each payment of the distribution fee that it complies with the above requirements. ________ (Initials) Customized Distribution fee at an Annualized Rate calculated based on the aggregate NAV of outstanding Class T shares, consisting of an advisor distribution fee and a dealer distribution fee (but when such fees are taken together, will equal 0.85% (Annualized Rate) of the aggregate NAV of outstanding Class T shares). Please insert your custom Distribution Fee rate: Advisor distribution fee: ___% Dealer distribution fee: ___% By initialing here, the Selling Group Member hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T shares. ________ (Initials) Please insert your total cap for aggregate selling commissions, dealer manager fees, and distribution fees paid with respect to the Class T shares (subject to a maximum cap of 8.5% of gross proceeds of shares sold in the Primary Offering): % By initialing here, the Selling Group Member agrees to the terms of eligibility for the distribution fee set forth in this Schedule I. Class D shares ________ (Initials) Distribution fee of 0.25% (at an Annualized Rate) of the aggregate NAV of outstanding Class D shares of the aggregate NAV of outstanding Class D shares By initialing here, the Selling Group Member agrees to the terms of the Agreement and this Schedule I with respect to the Class D shares. Should the Selling Group Member choose to opt out of this provision, it will not be eligible to receive the distribution and initialing is not necessary. The Selling Group Member represents by its acceptance of each payment of the distribution fee that it complies with the above requirements. ________ (Initials) Please insert your total cap for aggregate selling commissions, dealer manager fees, and distribution fees paid with respect to the Class D shares (subject to a maximum cap of 8.0% of gross proceeds of shares sold in the Primary Offering): % By initialing here, the Selling Group Member agrees to the terms of eligibility for the distribution fee set forth in this Schedule I. * Subject to discounts described in the “Plan of Distribution” section of the Prospectus.
Appears in 1 contract
Samples: Dealer Manager Agreement (Cottonwood Communities, Inc.)
Share Class Election. CHECK EACH APPLICABLE BOX BELOW IF THE DEALER BROKER ELECTS TO PARTICIPATE IN THE DISTRIBUTION OF THE LISTED SHARE CLASS ☐ ¨ Class A Shares ¨ Class T Shares ☐ Class S Shares ☐ Class D Shares ☐ ¨ Class I Shares The following reflects the selling commissionSelling Commission, dealer manager fee Marketing Fee and/or the Distribution Fee as agreed upon between the Dealer Manager and the Dealer Broker for the applicable Share Class. Class T shares ________ (Initials) Upfront Selling Commission of 3.07.0% of the transaction price per Class T share sold in the Primary Offering A Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesA Shares. Should the Dealer wish to customize its Upfront Selling Commission, it should instead complete and initial the relevant row below. ________ (Initials) Upfront Dealer Manager Fee Selling Commission of 0.52.0% of the transaction price per Class T share sold in the Primary Offering Share* By initialing here, the Dealer Broker hereby agrees to the terms of the Agreement and this Schedule I with respect to the Class T sharesShares. Should the Dealer wish to customize its Upfront Dealer Manager Fee, it should instead complete and initial the relevant row below. ________ (Initials) Customized Upfront Selling Commission Marketing Fee of up to 3.5[___]% of the transaction price per Class T share sold in the Primary Offering (but, when taken together with the Upfront Dealer Manager Fee, not to exceed 3.5% in the aggregate)A Share* Please insert your Upfront Selling Commission Percentage: % By initialing here, the Dealer hereby Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I with respect for the Class A Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. ________ (Initials) Upfront Marketing Fee of up to [__]% of price per Class T Share* By initialing here, the Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I for the Class T sharesShares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Marketing Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to [__]% (Annualized Rate) of price per Class T Share** By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class T Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. ________ (Initials) Distribution Fee of up to [__]% (Annualized Rate) of price per Class I Share** By initialing here, the Broker agrees to the terms of eligibility for the Distribution Fee set forth in the Agreement and this Schedule I for the Class I Shares. Should the Broker choose to opt out of this provision, it will not be eligible to receive the Distribution Fee and initialing is not necessary. * Paid on Shares of the applicable Class sold by Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan, as provided in this Agreement and in the Prospectus. ** Paid on Shares of the applicable Class sold by Broker, excluding Shares sold pursuant to the Distribution Reinvestment Plan, as provided in this Agreement and in the Prospectus. The Distribution Fee will be based on the then-current Primary Offering price (or, in certain circumstances as described in the Prospectus, the amount of the estimated net asset value per Share) per Class T Share and Class I Share.
Appears in 1 contract
Samples: Broker Agreement (CNL Healthcare Properties II, Inc.)