Common use of SHARE DEALING Clause in Contracts

SHARE DEALING. 6.1 The Director must not deal in the Company’s Securities if he/she is a party to, or is aware of, negotiations relating to transactions which may be regarded as inside information or notifiable until a public announcement has been made. If the Director is not a party to such negotiations, he/she must not deal in the Company’s Securities for a similar period provided that he/she has been informed there may be inside information or of a price sensitive nature. The Director shall also comply with all relevant laws and regulations from time to time in force in Hong Kong, including but not limited to the Companies Ordinance, the Companies Law, the SFO, the Listing Rules and the Model Code for Securities Transactions by Directors of Listed Issuers under Appendix 10 to the Listing Rules in relation to dealings in the Company's Securities. 6.2 The Director must not deal in the Company’s Securities during the period of 60 days immediately preceding the publication date of the annual results and during the period of 30 days immediately preceding the publication date of the quarterly results (if any) and half-year results or, if shorter, the period from the end of the relevant financial period up to the publication date of the results. In any event the Director must not deal in the Company’s Securities without first notifying the Chairman of the Board (or another Director appointed for such purpose) and receiving a dated written acknowledgement within five business days (as defined in the Listing Rules) of the notice. 6.3 The dealing restrictions imposed on the Director apply equally to any dealings by his/her spouse or by or on behalf of any minor child (natural or adopted) and any other dealings in which for the purpose of Part XV of the SFO (or such other applicable laws and regulations in force from time to time) he/she is or is to be treated as interested. They should also be extended to investment managers managing any of the Director’s funds whether or not they have discretion as to the investment of such funds. 6.4 The Director in possession of confidential inside information must not counsel or procure dealing in Securities listed on the Exchange.

Appears in 1 contract

Samples: Service Agreement

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SHARE DEALING. 6.1 The Director must not deal in the Company’s Securities if he/she is a party to, or is aware of, negotiations relating to transactions which may be regarded as inside information or notifiable until a public announcement has been made. If the Director is not a party to such negotiations, he/she must not deal in the Company’s Securities for a similar period provided that he/she has been informed there may be inside information or of a price sensitive nature. The Director shall also comply with where relevant with all relevant laws and regulations from time to time in force in Hong Kong, including but not limited to the Companies Ordinance, the Companies Law, the SFO, the Listing Rules and the Model Code for Securities Transactions by Directors of Listed Issuers under Appendix 10 to the Listing Rules in relation to dealings in the Company's Securities. 6.2 The Director must not deal in the Company’s Securities during the period of 60 days immediately preceding the publication date of the annual results and during the period of 30 days immediately preceding the publication date of the quarterly results (if any) and half-year results or, if shorter, the period from the end of the relevant financial period up to the publication date of the results. In any event the Director must not deal in the Company’s Securities without first notifying the Chairman of the Board (or another Director appointed for such purpose) and receiving a dated written acknowledgement within five business days (as defined in the Listing Rules) of the notice. 6.3 The dealing restrictions imposed on the Director apply equally to any dealings by his/her spouse or by or on behalf of any minor child (natural or adopted) and any other dealings in which for the purpose of Part XV of the SFO (or such other applicable laws and regulations in force from time to time) he/she is or is to be treated as interested. They should also be extended to investment managers managing any of the Director’s funds whether or not they have discretion as to the investment of such funds. 6.4 The Director in possession of confidential inside information must not counsel or procure dealing in Securities listed on the Exchange.

Appears in 1 contract

Samples: Service Agreement

SHARE DEALING. 6.1 The Director must not deal in the Company’s Securities if he/she he is a party to, or is aware of, negotiations relating to transactions which may be regarded as inside information or notifiable until a public announcement has been made. If the Director is not a party to such negotiations, he/she he must not deal in the Company’s Securities for a similar period provided that he/she he has been informed there may be inside information or of a price sensitive nature. The Director shall also comply with where relevant with all relevant laws and regulations from time to time in force in Hong Kong, including but not limited to the Companies Ordinance, the Companies Law, the SFO, the Listing Rules and the Model Code for Securities Transactions by Directors of Listed Issuers under Appendix 10 to the Listing Rules in relation to dealings in the Company's Securities. 6.2 The Director must not deal in the Company’s Securities during the period of 60 days immediately preceding the publication date of the annual results and during the period of 30 days immediately preceding the publication date of the quarterly results (if any) and half-year results or, if shorter, the period from the end of the relevant financial period up to the publication date of the results. In any event the Director must not deal in the Company’s Securities without first notifying the Chairman of the Board (or another Director appointed for such purpose) and receiving a dated written acknowledgement within five business days (as defined in the Listing Rules) of the notice. 6.3 The dealing restrictions imposed on the Director apply equally to any dealings by his/her his spouse or by or on behalf of any minor child (natural or adopted) and any other dealings in which for the purpose of Part XV of the SFO (or such other applicable laws and regulations in force from time to time) he/she he is or is to be treated as interested. They should also be extended to investment managers managing any of the Director’s funds whether or not they have discretion as to the investment of such funds. 6.4 The Director in possession of confidential inside information must not counsel or procure dealing in Securities listed on the Exchange.

Appears in 1 contract

Samples: Service Agreement

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SHARE DEALING. 6.1 The Director must not deal in the Company’s Securities if he/she he is a party to, or is aware of, negotiations relating to transactions which may be regarded as inside information or notifiable until a public announcement has been made. If the Director is not a party to such negotiations, he/she he must not deal in the Company’s Securities for a similar period provided that he/she he has been informed there may be inside information or of a price sensitive nature. The Director shall also comply with where relevant with all relevant laws and regulations from time to time in force in Hong Kong, including but not limited to the Companies Ordinance, the Companies Law, the SFO, the Listing Rules and the Model Code for Securities Transactions by Directors of Listed Issuers under Appendix 10 to the Listing Rules in relation to dealings in the Company's Securities. 6.2 The Director must not deal in the Company’s Securities during the period of 60 days immediately preceding the publication date of the annual results and during the period of 30 days immediately preceding the publication date of the quarterly results (if any) and half-year results or, if shorter, the period from the end of the relevant financial period up to the publication date of the results. In any event the Director must not deal in the Company’s Securities without first notifying the Chairman of the Board (or another Director appointed for such purpose) and receiving a dated written acknowledgement within five business days (as defined in the Listing Rules) of the notice. 6.3 The dealing restrictions imposed on the Director apply equally to any dealings by his/her his spouse or by or on behalf of any minor child (natural or adopted) and any other dealings in which for the purpose of Part XV of the SFO (or such other applicable laws and regulations in force from time to time) he/she he is or is to be treated as interested. They should also be extended to investment managers managing any of the Director’s funds whether or not they have discretion as to the investment of such funds. 6.4 The Director in possession of confidential inside information must not counsel or procure dealing in Securities listed on the Exchange.

Appears in 1 contract

Samples: Service Agreement

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