Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 295 contracts
Samples: Underwriting Agreement (ChampionsGate Acquisition Corp), Underwriting Agreement (CO2 Energy Transition Corp.), Underwriting Agreement (GSR III Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 81 contracts
Samples: Underwriting Agreement (Mountain Lake Acquisition Corp.), Underwriting Agreement (Newbury Street II Acquisition Corp), Underwriting Agreement (Newbury Street II Acquisition Corp)
Share Ownership. No Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 44 contracts
Samples: Underwriting Agreement (FACT II Acquisition Corp.), Underwriting Agreement (Bleichroeder Acquisition Corp. I), Underwriting Agreement (Bleichroeder Acquisition Corp. I)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 30 contracts
Samples: Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 21 contracts
Samples: Underwriting Agreement (Integrated Energy Transition Acquisition Corp.), Underwriting Agreement (Battery Future Acquisition Corp.), Underwriting Agreement (Virtuoso Acquisition Corp. 2)
Share Ownership. No Except with respect to the Representative Shares, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 6 contracts
Samples: Underwriting Agreement (CE Energy Acquisition Corp.), Underwriting Agreement (TG Venture Acquisition Corp.), Underwriting Agreement (TG Venture Acquisition Corp.)
Share Ownership. No Except with respect to the Representative Sxxxxx, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (Love & Health LTD), Underwriting Agreement (AI Transportation Acquisition Corp), Underwriting Agreement (AI Transportation Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares stock or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 4 contracts
Samples: Underwriting Agreement (Pivotal Investment Corp II), Underwriting Agreement (Pivotal Investment Corp II), Underwriting Agreement (Pivotal Acquisition Corp)
Share Ownership. No Other than as disclosed to the Representative, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 3 contracts
Samples: Underwriting Agreement (Archimedes Tech SPAC Partners II Co.), Underwriting Agreement (Aldel Financial II Inc.), Underwriting Agreement (Aldel Financial II Inc.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including except as disclosed in the InsidersRegistration Statement) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of Participating FINRA participating in the Offering Member (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities securities, other than any individual listed on Schedule C hereto, is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II)
Share Ownership. No Except with respect to the UPO Securities, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (AA Mission Acquisition Corp.), Underwriting Agreement (AA Mission Acquisition Corp.)
Share Ownership. No officer or director or to the Company's knowledge, any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (Rosecliff Acquisition Corp I), Underwriting Agreement (Kludein I Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s 's unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I), Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I)
Share Ownership. No officer or director or or, to the Company’s knowledge after reasonable inquiry, any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 1 contract
Share Ownership. No Except with respect to the Representative Xxxxxx, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Share Ownership. No officer or director or to the Company’s knowledge, any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Kludein I Acquisition Corp)
Share Ownership. No Other than with respect to the Representative Shares, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities sccuritics purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Industrial Human Capital, Inc.)
