Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 27 contracts
Samples: Underwriting Agreement (C5 Acquisition Corp), Underwriting Agreement (C5 Acquisition Corp), Underwriting Agreement (C5 Acquisition Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insidersany Insider) of any class of the Company’s unregistered securities securities, or any affiliate of the Company, is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 7 contracts
Samples: Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Integrated Wellness Acquisition Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the RepresentativeRepresentatives, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 7 contracts
Samples: Underwriting Agreement (Plum Acquisition Corp, IV), Underwriting Agreement (Dynamix Corp), Underwriting Agreement (Dynamix Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 4 contracts
Samples: Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (EG Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 2 contracts
Samples: Underwriting Agreement (K&f Growth Acquisition Corp. Ii), Underwriting Agreement (K&f Growth Acquisition Corp. Ii)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (M3-Brigade Acquisition III Corp.), Underwriting Agreement (M3-Brigade Acquisition III Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (Mountain Lake Acquisition Corp.), Underwriting Agreement (Mountain Lake Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, no officer or director or to the Company’s knowledge, no officer or director or any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Rosecliff Acquisition Corp I)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the RepresentativeRepresentatives, to the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insidersany Insider) of any class of the Company’s unregistered securities securities, or any affiliate of the Company, is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Counter Press Acquisition Corp)
