Share Register. The Paying Agent, in its capacity as Transfer Agent, shall maintain the share register, which shall contain a list of the Holders, the number of ARP Shares held by each Holder and the address of each Holder. The Paying Agent shall record in the share register any change of address of a Holder upon notice by such Holder. In case of any written request or demand for the inspection of the share register or any other books of the Company in the possession of the Paying Agent, the Paying Agent will notify the Company and secure instructions as to permitting or refusing such inspection. The Paying Agent reserves the right, however, to exhibit the share register or other records to any person in case it is (a) ordered to do so by a court of competent jurisdiction or a regulatory body, judicial or quasi-judicial agency or authority having the authority to compel such disclosure or (b) advised by its counsel that its failure to do so would be unlawful.
Appears in 3 contracts
Samples: Auction Agency Agreement (Kayne Anderson MLP Investment CO), Auction Agency Agreement (Kayne Anderson Energy Total Return Fund, Inc.), Auction Agency Agreement (Kayne Anderson MLP Investment CO)
Share Register. The Paying Agent, in its capacity as Transfer Agent, Agent shall maintain the share register, which shall contain a list of the Holders, the number of ARP Tortoise Auction Preferred Shares held by each Holder and the address of each Holder. The Paying Agent shall record in the share register any change of address of a Holder upon notice by such Holder. In case of any written request or demand for the inspection of the share register or any other books of the Company in the possession of the Paying Agent, the Paying Agent will notify the Company and secure instructions as to permitting or refusing such inspection. The Paying Agent reserves the right, however, to exhibit the share register or other records to any person in case it is (a) ordered to do so by a court of competent jurisdiction or a regulatory body, judicial or quasi-judicial agency or authority having the authority to compel such disclosure or (b) advised by its counsel that its failure to do so would be unlawful.
Appears in 1 contract
Samples: Auction Agency Agreement (Tortoise Energy Infrastructure Corp)
Share Register. The Paying Agent, in its capacity as Transfer Agent, Agent shall maintain the share register, which shall contain a list of the Holders, the number of ARP Shares AMPS held by each Holder and the address of each Holder. The Paying Agent shall record in the share register any change of address of a Holder upon notice by such Holder. In case of any written request or demand for the inspection of the share register or any other books of the Company Fund in the possession of the Paying Agent, the Paying Agent will notify the Company Fund and secure instructions as to permitting or refusing such inspection. The Paying Agent reserves the right, however, to exhibit the share register or other records to any person in case it is (a) ordered to do so by a court of competent jurisdiction or a regulatory body, judicial or quasi-judicial agency or authority having the authority to compel such disclosure or (b) advised by its counsel that its failure to do so would be unlawful.
Appears in 1 contract
Samples: Auction Agency Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii)