Shareholder Account Sample Clauses

Shareholder Account. The Transfer Agent shall cause each Sub-transfer Agent to apply the foregoing rule to each Sub-shareholder Account based on the records maintained by such Sub-transfer Agent; provided, that until the Sub-transfer Agent in respect of the ML Omnibus Account develops the data processing capability to conform to the foregoing requirements, such Sub-transfer Agent shall apply the foregoing rules to each Sub-shareholder Account with respect to the Date of Original Purchase of any Commission Share as though each such date were a separate Month of Original Purchase.
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Shareholder Account. Maintenance ------------------------------- (i) Maintain all shareholder records for each account in each Portfolio. (ii) Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. (iii) Record shareholder account information changes. (iv) Maintain account documentation files for each shareholder. Ultimus shall perform such other services for the Trust that are mutually agreed upon by the parties from time to time either at no additional fees or for such reasonable and customary fees as are mutually agreed upon by the parties; provided, however that the Trust may retain third parties to perform such other services. Such services may include performing internal audit examination; mailing the annual reports of the Portfolios; preparing an annual list of shareholders; and mailing notices of shareholders' meetings, proxies and proxy statements, for all of which the Trust will pay Ultimus' out-of-pocket expenses.
Shareholder Account. Maintenance ------------------------------- (i) Maintain all shareholder records for each account in each Portfolio. (ii) Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. (iii) Record shareholder account information changes. (iv) Maintain account documentation files for each shareholder.
Shareholder Account. Maintenance ------------------------------- a. Maintain all shareholder records for each account in the Company. b. Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. c. Record shareholder account information changes. d. Maintain account documentation files for each shareholder. SCHEDULE B ---------- TO THE TRANSFER AGENCY AGREEMENT BETWEEN XXXXXX XXXX MULTISTOCK FUNDS AND BISYS FUND SERVICES OHIO, INC. REPORTS ------- 1. Daily Shareholder Activity Journal 2. Daily Fund Activity Summary Report a. Beginning Balance b. Dealer Transactions c. Shareholder Transactions d. Reinvested Dividends e. Exchanges f. Adjustments g. Ending Balance 3. Daily Wire and Check Registers 4. Monthly Dealer Processing Reports 5. Monthly Dividend Reports
Shareholder Account. Maintenance ------------------------------- a. Maintain all shareholder records for each account in the Trust. b. Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. c. Record shareholder account information changes. d. Maintain account documentation files for each shareholder. SCHEDULE B TO THE TRANSFER AGENCY AGREEMENT BETWEEN REPUBLIC FUNDS AND BISYS FUND SERVICES OHIO, INC. FEES ---- BISYS shall be entitled to receive fees from each Fund in accordance with the following schedule: Annual Per Fund Fee: $ 22,000 -------------------- Annual Per Account Fee: $ 12.00 for each shareholder account over 350 ----------------------- shareholder accounts per Fund Multiple Classes of Shares: $10,000 annual fee for each additional class per --------------------------- Fund Additional Services: Additional services such as IRA xxxcessing, -------------------- development of interface capabilities, servicing of 403(b) and 408(c) accounts, management of cash sweeps between DDAs and mutual fund accounts and coordination of the printing and distribution of prospectuses, annual reports and semi-annual reports are subject to additional fees which will be quoted upon request. Programming costs or database management fees for special reports or specialized processing will be quoted upon request. Out-of-pocket Expenses: BISYS shall be entitled to be reimbursed for all ----------------------- reasonable out-of-pocket expenses including, but not limited to, the expenses set forth in Section 3 of the Transfer Agency Agreement to which this Schedule B is attached. SCHEDULE C TO THE TRANSFER AGENCY AGREEMENT BETWEEN REPUBLIC FUNDS AND BISYS FUND SERVICES OHIO, INC. REPORTS ------- 1. Daily Shareholder Activity Journal 2. Daily Fund Activity Summary Report a. Beginning Balance b. Dealer Transactions c. Shareholder Transactions d. Reinvested Dividends e. Exchanges f. Adjustments g. Ending Balance 3. Daily Wire and Check Registers 4. Monthly Dealer Processing Reports 5. Monthly Dividend Reports
Shareholder Account. Maintenance ------------------------------- (i) Maintain all shareholder records for each account in each Portfolio. (ii) Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. (iii) Record shareholder account information changes. (iv) Maintain account documentation files for each shareholder. CQFS shall perform such other services for the Trust that are mutually agreed upon by the parties from time to time either at no additional fees or for such reasonable and customary fees as are mutually agreed upon by the parties; provided, however that the Trust or CQFS may retain third parties to perform such other services. Such services may include performing internal audit examination; mailing the annual reports of the Portfolios; and mailing notices of shareholders' meetings, proxies and proxy statements, for all of which the Trust will pay CQFS's out-of-pocket expenses. SCHEDULE E TO THE INVESTMENT COMPANY SERVICES AGREEMENT BETWEEN CRA FUND ADVISORS, INC. AND CITCO-QUAKER FUND SERVICES, INC. DATED JULY 1, 2001 PROPOSED PRICING SCHEDULE FOR ADMINISTRATION SERVICES CITCO-Quaker Fund Services will provide all of the services described in Schedule B herein, to all Portfolios listed on Schedule A herein, for the following fees: -------------------------------------------------------------------------------- AVERAGE DAILY NET ASSETS ANNUALIZED FEES -------------------------------------------------------------------------------- On The First $250 Million in Aggregate Assets 0.075% -------------------------------------------------------------------------------- On All Aggregate Assets In Excess of $250 Million 0.05% -------------------------------------------------------------------------------- The above fees include 100 portfolio trades per month, based on the single Portfolio of the Trust (exclusive of daily cash investments). Portfolios executing more than 100 portfolio trades per month will be charged $5 per trade for each trade in excess of 100. Fees are based on the assets in the existing single portfolio. The Trust will be subject to either a $75,000 minimum annual fee or applicable scheduled fees as noted above, which ever is greater. In addition to the above fees, each Portfolio will reimburse CITCO-Quaker for the costs of the daily portfolio price quotation services utilized by the Portfolio(s). OUT-OF-POCKET EXPENSES: In addition to the above fees, the Trust will reimburse CQFS or pay directly certain ...
Shareholder Account. Maintenance ------------------------------- a. Maintain all shareholder records for each account in the Trust. b. Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. c. Record shareholder account information changes. d. Maintain account documentation files for each shareholder. 14 Date: July 9, 1996 SCHEDULE C ---------- Fees ---- Transfer Agent: --------------- Annual fees per fund: --------------------- Daily dividend fund base fee $ 25 per shareholder Variable NAV fund fee $ 23 per shareholder Annual Minimums per fund: $20,000 Multiple classes of shares: --------------------------- Classes of shares which have different net asset values or pay different daily dividends will be treated as separate classes, and the fee schedule above, including the appropriate minimums, will be charged for each separate class.
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Shareholder Account. Maintenance ------------------------------- a. Maintain all shareholder records for each account in the Company. b. Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. c. Record shareholder account information changes. d. Maintain account documentation files for each shareholder. SCHEDULE B ---------- TO THE SUB-TRANSFER AGENCY AGREEMENT BETWEEN THE FIFTH THIRD BANK AND BISYS FUND SERVICES OHIO, INC. FEES ---- Asset-Based Fees: ----------------- Pursuant to Section 2 and subject to the fee schedule set forth below under "Account-Based Fees," in consideration of the services rendered and expenses assumed pursuant to this Agreement, Fifth Third will pay or cause to be paid to BISYS on the first business day of each month, or at such time(s) as the parties hereto shall agree, a fee computed daily at the annual rate of:
Shareholder Account. Maintenance ------------------------------- a. Maintain all shareholder records for each account in the Trust. b. Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. c. Record shareholder account information changes. d. Maintain account documentation files for each shareholder. SCHEDULE B TO THE TRANSFER AGENCY AGREEMENT BETWEEN ------------------------- AND BISYS FUND SERVICES, INC. TRANSFER AGENT FEES ------------------- Annual Per Fund Fee: $15,000 -------------------- Annual Per Account Fee: ----------------------- Retail (Load) Retail (No-Load) Institutional ------------- ---------------- ------------- Daily Dividend $25.00 $21.00 $17.00 Monthly/Annual Dividend $23.00 $19.00 $15.00 Closed Accounts $12.50 $10.50 $ 8.50 Additional Services: -------------------- Additional services such as IRA xxxcessing, development of interface capabilities, servicing of 403(b) and 408(c) accounts, management of cash sweeps between DDAs and mutual fund accounts and coordination of the printing and distribution of prospectuses, annual reports and semi-annual reports are subject to additional fees which will be quoted upon request. Programming costs or database management fees for special reports or specialized processing will be quoted upon request.
Shareholder Account. Maintenance ------------------------------- a. Maintain all shareholder records for each account in the Trust. b. Issue customer statements on scheduled cycle, providing duplicate second and third party copies if required. c. Record shareholder account information changes. d. Maintain account documentation files for each shareholder. SCHEDULE C ---------- A. ANNUAL BASE FEE --------------- 1. Each Fund (portfolio) with daily dividends shall pay an Annual Base Fee of $15 per shareholder, and each Fund without daily dividends shall pay an Annual Base Fee of $12 per shareholder, subject to minimum fees in paragraph A.2. 2. The Annual Base Fee shall not be less than: $6,000 for a Fund with less than 100 shareholders; $12,000 for a Fund with 100 or more shareholders but less than 500 shareholders; and $24,000 for a Fund with 500 or more shareholders.
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