Shareholder Activity. 1. Record and reconcile daily shareholder activity, including: (i) recording subscriptions, redemptions, and dividend reinvestments; (ii) reconciling settlements of shareholder activity; and (iii) recording Portfolio shares outstanding to the records maintained by each Portfolio’s transfer agent and communicate exceptions to transfer agent which is responsible for researching exceptions. 2. Provide financial and pricing information to support transfer of portfolio securities in connection with shareholder transfer-in-kind (purchase and redemption) transactions. 3. Support the estimation/price protection process and other “post-nightly” and “as of” shareholder recording processes, including but not limited to, defined contribution clearance and settlement and same day cash.
Appears in 20 contracts
Samples: Fund Accounting and Financial Administration Services Agreement (Ivy Variable Insurance Portfolios), Fund Accounting and Financial Administration Services Agreement (Delaware Investments National Municipal Income Fund), Fund Accounting and Financial Administration Services Agreement (Delaware Investments Dividend & Income Fund, Inc)
