Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 36 contracts
Samples: Custodian Agreement (Janus Adviser Series), Global Custody Agreement (Hartford Index Fund Inc), Custodian Contract (Gt Global Variable Investment Series)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 23 contracts
Samples: Master Custodian Agreement, Custodian Services Agreement (Western Asset Middle Market Debt Fund Inc.), Master Custodian Agreement (AARP Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 21 contracts
Samples: Master Custodian Agreement (Invesco Counselor Series Funds Inc), Master Custodian Agreement (Invesco Stock Funds Inc), Master Custodian Agreement (Invesco Combination Stock & Bond Funds Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 19 contracts
Samples: Custodian Agreement (Institutional Liquidity Trust), Custodian Agreement (Lehman Brothers Institutional Liquidity Funds), Custodian Agreement (Lehman Brothers Reserve Liquidity Series)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 18 contracts
Samples: Custodian Agreement (T. Rowe Price Multi-Sector Account Portfolios, Inc.), Custodian Agreement (T. Rowe Price Reserve Investment Funds, Inc.), Custodian Agreement (T. Rowe Price Inflation Protected Bond Fund, Inc.)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule Rule, as applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 14 contracts
Samples: Master Custodian Agreement (Northern Lights Fund Trust Iii), Master Custodian Agreement (SL Investment Corp.), Master Custodian Agreement (Guardian Variable Products Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. SIGNATURE PAGE
Appears in 12 contracts
Samples: Master Custodian Agreement (John Hancock Multi Asset Credit Fund), Master Custodian Agreement (Manulife Private Credit Plus Fund), Custody Agreement
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [Xx] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 11 contracts
Samples: Custodian Contract (Neuberger Berman Advisers Management Trust), Custodian Contract (Neuberger Berman Advisers Management Trust), Custodian Contract (Longleaf Partners Funds Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 promulgated under the Securities Exchange Act of 1934, as amended, requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 9 contracts
Samples: Master Custodian Agreement (Vanguard Institutional Index Funds), Master Custodian Agreement (Vanguard New York Tax-Free Funds), Master Custodian Agreement (Vanguard Massachusetts Tax-Exempt Funds)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule this rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 8 contracts
Samples: Custodian Contract (Muniholdings New Jersey Insured Fund Iii Inc), Custodian Contract (Muniholdings New Jersey Insured Fund Iv Inc), Custodian Contract (Muniholdings California Insured Fund Iv Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 ----------------------------------- requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK
Appears in 7 contracts
Samples: Master Custodian Agreement (Smith Barney Institutional Cash Management Fund Inc), Master Custodian Agreement (Smith Barney World Funds Inc), Master Custodian Agreement (Smith Barney Sector Series Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 7 contracts
Samples: Custodian Agreement (Security Equity Fund), Custodian Agreement (Security Equity Fund), Custodian Agreement (Security Equity Fund)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's ’s or Subsidiaries’ name, address, and share positions.
Appears in 7 contracts
Samples: Custody Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Custody Agreement (First Trust Alternative Opportunities Fund), Custody Agreement (Altmore BDC, Inc.)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule this rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 6 contracts
Samples: Custodian Contract (Merrill Lynch Corporate High Yield Fund Inc), Custodian Contract (Convertible Fund Inc), Custodian Contract (Master U S High Yield Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the a Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the a Fund as consenting to disclosure of this information for all securities owned by the a Fund or any funds or accounts established by the a Fund. For the a Fund's ’s protection, the Rule Rule, as applicable, prohibits the requesting company from using the a Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the a Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the a Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the a Fund's ’s name, address, and share positions.
Appears in 6 contracts
Samples: Master Custodian Agreement (Aim Sector Funds (Invesco Sector Funds)), Master Custodian Agreement (Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)), Master Custodian Agreement (Invesco Senior Loan Fund)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 5 contracts
Samples: Master Custodian Agreement (Smith Barney Shearson New Jersey Municipals Fund Inc), Master Custodian Agreement (Wells Fargo Funds Trust), Master Custodian Agreement (Cohen & Steers Select Utility Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] / / The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] /X/ The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 5 contracts
Samples: Custodian Agreement (Western Asset Claymore Us Treasury Inflation Pro Secu Fund), Custodian Agreement (RMR F.I.R.E. Fund), Custodian Agreement (RMR Hospitality & Real Estate Fund)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 under the Securities Exchange Act of 1934, as amended, requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, address and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, address and share positions.
Appears in 5 contracts
Samples: Custodian Contract (Warburg Pincus Trust), Custodian Contract (Warburg Pincus Institutional Fund Inc), Custodian Contract (Warburg Pincus Growth & Income Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 5 contracts
Samples: Custodian Agreement (Owl Rock Capital Corp), Custodian Agreement (Owl Rock Capital Corp), Custodian Agreement (PIMCO Dynamic Income Fund)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds Funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 4 contracts
Samples: Custodian Contract (Stein Roe Advisor Trust), Custodian Contract (Stein Roe Trust), Custodian Contract (Stein Roe Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions. In Witness Whereof, each of the parties has caused this instrument to be executed in its name and behalf by its duly authorized representative and its seal to be hereunder affixed as of the date first above-written.
Appears in 4 contracts
Samples: Master Custodian Agreement (Cohen & Steers Realty Shares Inc), Master Custodian Agreement (Cohen & Steers Special Equity Fund), Master Custodian Agreement (Cohen & Steers Advantage Income Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs need~ the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 4 contracts
Samples: Custodian Contract (New York Total Return Bond Portfolio), Custodian Contract (Tax Exempt Money Market Portfolio), Custodian Contract (Diversified Portfolio)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Sub-Custodian needs the Fund to indicate whether it authorizes the Sub-Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Sub-Custodian "no", the Sub-Custodian will not provide this information to requesting companies. If the Fund tells the Sub-Custodian "yes" or does not check either "yes" or "no" below, the Sub-Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Sub-Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Sub-Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 4 contracts
Samples: Sub Custodian Contract (Munder Framlington Funds Trust), Sub Custodian Contract (St Clair Funds Inc), Sub Custodian Contract (Munder Funds Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the a Fund to indicate whether it authorizes the Custodian to provide the a Fund's ’s or a Subsidiary name, address, and share position to requesting companies whose securities the a Fund ownsand its Subsidiaries own. If the a Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the a Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the a Fund and its Subsidiaries or any funds or accounts established by the a Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the a Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the a Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the a Fund's ’s name, address, and share positions. NO [X[ X ] The Custodian is not authorized to release the a Fund's ’s or Subsidiaries’ name, address, and share positions.
Appears in 4 contracts
Samples: Custody Agreement (Franklin Templeton Variable Insurance Products Trust), Custody Agreement (Franklin Strategic Series), Custody Agreement (Franklin LTD Duration Income Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ X ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 4 contracts
Samples: Custodian Contract (JPM Series Trust Ii), Custody Agreement (Spectra Fund Inc), Custodian Contract (Schroder Capital Funds /Delaware/)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 3 contracts
Samples: Custodian Contract (Orbitex Group of Funds), Custodian Contract (Orbitex Group of Funds), Custodian Contract (Orbitex Life Science & Biotechnology Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. SIGNATURE PAGE --------------
Appears in 3 contracts
Samples: Master Custodian Agreement (Baron Select Funds), Master Custodian Agreement (Morgan Keegan Select Fund Inc), Master Custodian Agreement (Alliancebernstein Fixed Income Shares Inc)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 3 contracts
Samples: Custodian Contract (Clayton Street Trust), Custodian Contract (Janus Detroit Street Trust), Master Custodian Contract (Russell Exchange Traded Funds Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule Rule, as applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. SIGNATURE PAGE
Appears in 3 contracts
Samples: Master Custodian Agreement (Clough Funds Trust), Master Custodian Agreement (Rivernorth Opportunities Fund, Inc.), Master Custodian Agreement (Smead Funds Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule rule, as applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 3 contracts
Samples: Custodian Agreement (Principal Exchange-Traded Funds), Master Custodian Agreement (WisdomTree Trust), Custodian Agreement (Renaissance Capital Greenwich Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 3 contracts
Samples: Custodian Agreement (Blackstone Private Credit Fund), Custodian Agreement (Blackstone Private Credit Fund), Custodian Agreement (Blackstone / GSO Secured Lending Fund)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule Rule, as applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. SIGNATURE PAGE
Appears in 3 contracts
Samples: Master Custodian Agreement (Guardian Variable Products Trust), Master Custodian Agreement (Lattice Strategies Trust), Master Custodian Agreement (Lattice Strategies Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X_] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 3 contracts
Samples: Custodian Contract (Munder Funds Trust), Custodian Contract (Mitchell Hutchins Securities Trust), Custodian Contract (Munder Framlington Funds Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [Xx] The Custodian is not authorized to release the Fund's ’s or Subsidiaries’ name, address, and share positions.
Appears in 3 contracts
Samples: Custody Agreement (Stone Ridge Trust VIII), Custody Agreement (Stone Ridge Trust V), Custody Agreement (Stone Ridge Trust V)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires ----------------------------------- banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK
Appears in 2 contracts
Samples: Master Custodian Agreement (Smith Barney Funds Inc), Master Custodian Agreement (Smith Barney Investment Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 under the Securities Exchange Act of 1934 requires banks which that hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule Rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 2 contracts
Samples: Services Agreement (Eaton Vance Floating-Rate Income Plus Fund), Master Custodian Agreement (eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered Downside)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share share, position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Contract (Brazos Mutual Funds), Custodian Contract (Brazos Mutual Funds)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds Funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES YES[ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [XNO[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Contract (Scudder Pathway Series /New/), Custodian Contract (Scudder Pathway Series /New/)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule Rule, as applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Silver Spike Investment Corp.), Custodian Agreement (Silver Spike Investment Corp.)
Shareholder Communications Election. Rule 14b-2 under the Securities and Exchange Commission Rule 14b-2 Act of 1934, as amended, requires banks which hold a bank that holds securities for the account of customers to respond to requests by issuers an issuer of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the that bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the ruleRule 14b-2, which may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule Rule 14b-2, if applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule 14b-2, if applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. SIGNATURE PAGE
Appears in 2 contracts
Samples: Master Custodian Agreement (Elfun Income Fund), Master Custodian Agreement (Ge Institutional Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to Information Classification: Limited Access disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. Information Classification: Limited Access
Appears in 2 contracts
Samples: Custodian Agreement (Owl Rock Technology Income Corp.), Custodian Agreement (Owl Rock Technology Income Corp.)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. SIGNATURE PAGE
Appears in 2 contracts
Samples: Custodian Agreement (Dimensional Investment Group Inc), Custodian Agreement (Dfa Investment Dimensions Group Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule Rule, as applicable, prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. SIGNATURE PAGE
Appears in 2 contracts
Samples: Master Custodian Agreement (BMO LGM Frontier Markets Equity Fund), Master Custodian Agreement (Diamond Hill Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 2 contracts
Samples: Custody Agreement (Fundrise Real Estate Interval Fund, LLC), Custody Agreement (First Capital Investment Corp)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 under the Securities Exchange Act of 1934 requires banks which that hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule Rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ]The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The X]The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 2 contracts
Samples: Master Custodian Agreement (Eaton Vance Municipals Trust), Master Custodian Agreement (Eaton Vance Special Investment Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES YES[ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Institutional Portfolio), Custodian Agreement (AllianceBernstein Pooling Portfolios)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Fifth Third Funds), Custodian Agreement (Fifth Third Funds)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES YES[ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [XNO[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Flex Partners/), Custodian Contract (Flex Partners/)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule rule, as applicable, prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Principal Exchange-Traded Funds), Custodian Agreement (Renaissance Capital Greenwich Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ x ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Van Eck Worldwide Insurance Trust), Custodian Agreement (Van Eck Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. EXECUTION VERSION SIGNATURE PAGE
Appears in 2 contracts
Samples: Master Custodian Agreement (KP Funds), Master Custodian Agreement (KP Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. 29
Appears in 2 contracts
Samples: Custodian Agreement (John Hancock Funds II), Custodian Agreement (John Hancock Funds III)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [Xx] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Kobrick HFS Investment Trust), Custodian Agreement (Kobrick HFS Investment Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [XX ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Contract (Neuberger & Berman Income Funds), Custodian Contract (Neuberger & Berman Income Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 2 contracts
Samples: Master Custodian Agreement (Sunamerica Series Trust), Master Custodian Agreement (Seasons Series Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 2 contracts
Samples: Custodian Agreement (Dfa Investment Trust Co), Custodian Agreement (SSgA Active ETF Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] / / The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] /X/ The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. Exhibit (g)(3) SIGNATURE PAGE
Appears in 1 contract
Samples: Master Custodian Agreement
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES YES[ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, address and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolio or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the FundPortfolio's name, address, and share position to requesting companies whose securities the Fund Portfolio owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolios or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the FundPortfolio's name, address, address and share positions. NO [X] The Custodian is not authorized to release the FundPortfolio's name, address, address and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Trust to indicate whether it authorizes the Custodian to provide the FundTrust's name, address, and share position to requesting companies whose securities the Fund ownsTrust holds on behalf of the Fund. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund Trust tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned held by the Fund or any funds or accounts established by Trust on behalf of the Fund. For the FundTrust's protection, the Rule rule prohibits the requesting company from using the FundTrust's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the FundTrust's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the FundTrust's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Contract (State Farm Variable Product Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.. THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Trust to indicate whether it authorizes the Custodian to provide the Fundtrust's name, address, and share position to requesting companies whose securities the Fund ownsTrust holds on behalf of the Fund. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund Trust tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned held by the Fund or any funds or accounts established by Trust on behalf of the Fund. For the FundTrust's protection, the Rule rule prohibits the requesting company from using the FundTrust's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the FundTrust's name, address, and share positions. NO [X_] The Custodian is not authorized to release the FundTrust's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Contract (State Farm Variable Product Trust)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian custodian "yes" or does not check either "yes" or "no" below, the Custodian custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [XN0 [ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Contract (Gt Global Select Floating Rate Fund)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds fiends or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Master Custodian Agreement (Ned Davis Research Funds)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 under the Securities Exchange Act of 1934 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 under the Securities Exchange Act of 1934 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] |_| The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] |X| The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 ------------------------------------ requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Master Custodian Agreement (Smith Barney Appreciation Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, address and share positions. NO [XX ] The Custodian is not authorized to release the Fund's name, address, address and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s or Subsidiaries’ name, address, and share positions.
Appears in 1 contract
Samples: Custody Agreement (Fundrise Growth Tech Interval Fund, LLC)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it the Fund authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities stock the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does do not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is You are authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is You are not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK
Appears in 1 contract
Samples: Master Custodian Agreement (Smith Barney Shearson Aggressive Growth Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Custody Agreement (RiverNorth Marketplace Lending Corp)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks custodians which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 l4b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Contract (Painewebber Pace Select Advisors Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires ----------------------------------- banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Master Custodian Agreement (Smith Barney Multiple Discipline Account Trust)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings holdngs of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives alternative below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Contract (Alger Fund)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Funda Portfolio's name, address, and share position to requesting companies whose securities the Fund Portfolio owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolio(s) or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the FundPortfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Fund, on behalf of its Portfolio(s), consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the FundPortfolio's name, address, and share positions. NO [X] The Custodian is not authorized to release the FundPortfolio's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Agreement (Alliancebernstein Corporate Shares)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it the Fund authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities stock the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.. Information Classification: Limited Access
Appears in 1 contract
Samples: Custodian Agreement (Blackstone / GSO Secured Lending Fund)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Global Custody Agreement (Hartford U S Government Money Market Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank xxxx unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] |_| The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] |_| The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.. THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] NO [X] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. LFI CUSTODY AGREEMENT (FROM LAZARD)(V1)
Appears in 1 contract
Samples: Custody Agreement (Lazard Funds Inc)
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Custodian Contract (Global Strategic Income Portfolio)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this mis information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the (he Custodian "“no", ,” the Custodian will not provide this mis information to requesting companies. If the a Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule Rule, as applicable, prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release Release the Fundfund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] |_| The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] |X| The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Samples: Master Custodian Agreement (Smith Barney Equity Funds)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the each Fund to indicate whether it authorizes the Custodian to provide the such Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If the a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the a Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK SIGNATURE PAGE
Appears in 1 contract
Samples: Master Custodian Agreement (Aal Variable Product Series Fund Inc)
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no"”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.
Appears in 1 contract
Shareholder Communications Election. Securities and Exchange Commission SEC Rule 14b-2 under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the such Fund's ’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "“no", ,” the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "“yes" ” or does not check either "“yes" ” or "“no" ” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's ’s protection, the Rule prohibits the requesting company from using the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund's ’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund's ’s name, address, and share positions.
Appears in 1 contract
Samples: Master Custodian Agreement (Tiaa Separate Account Va 1)