Shareholder List. The most recent confirmed shareholder list (dated April 28, 2023) should be delivered to the purchaser.
Shareholder List. The Target Portfolio shall have delivered to the Acquiring Portfolio an updated list of all shareholders of the Target Portfolio, as reported by the Target Portfolio’s transfer agent, as of one (1) business day prior to the Closing Date with each shareholder’s respective holdings in the Target Portfolio, taxpayer identification numbers, Form W9 and last known address.
Shareholder List. The Adviser shall have access to a current list of shareholders of the Fund at any time to solicit proxies on its behalf.
Shareholder List. The Target Fund shall have delivered to the Acquiring Fund an updated list of all shareholders of the Target Fund, as reported by the Target Fund’s transfer agent, as of one (1) business day prior to the Closing Date with each shareholder’s respective holdings in the Target Fund, taxpayer identification numbers, Form W9 and last known address.
Shareholder List. Schedule 5.6 hereto contains a true and ---------------- ------------ complete list of the names and addresses of all persons or entities known to the Company, based on Schedules 13D and/or 13G filed by such persons or entities or otherwise based on the Company's actual knowledge, to be the beneficial holders of more than five percent (5%) of the outstanding Common Stock and of the holders of all outstanding options, warrants or other rights to purchase from the Company more than five percent (5%) of Common Stock. With respect to holders of more than 5% of Common Stock, Schedule 5.6 contains, to the Company's ------------ knowledge, a true and complete description of the number of shares held by each such holder. With respect to each option set forth on such Schedule, Schedule -------- 5.6 sets forth the date of grant, the number of shares subject thereto, the --- exercise price, vesting schedule and expiration date. With respect to the warrants set forth on such Schedule, Schedule 5.6 sets forth the date of issue ------------ of each warrant, the number of shares of Common Stock subject to the warrant, the exercise price and expiration date. Except as provided on Schedule 5.6, and ------------ except for the Investor, no holder of Common Stock or any other security of the Company or any other Person is entitled to any preemptive right, right of first refusal or similar right from the Company or, to the Company's knowledge, any Person as a result of the issuance of the Investor Stock or otherwise. Except as provided on Schedule 5.6, there is no voting trust, agreement or arrangement ------------ among any of the beneficial holders of Common Stock of the Company affecting the exercise of the voting rights of such stock.
Shareholder List. The Trust grants to the Adviser the unconditional right to receive, at any time and at no cost to the Adviser, the list of the registration information pertaining to the shareholders of the Fund ("Shareholder List"). The Shareholder List shall be provided in a printed as well as an electronic format and shall include the name, last known address and number of shares held for each shareholder as of the date produced. In addition, the list shall include, where applicable, identification of beneficial ownership of shares held of record by depositories, custodians, brokers, or other institutional holders.
Shareholder List. The Company shall at all times maintain at its principal offices a list of all parties to this Agreement, which list shall be made available for inspection by any shareholder of the Company during regular business hours of the Company.
Shareholder List. 5 5.7 Corporate Acts and Proceedings.....................................................6 5.8 Compliance with Laws and Other Instruments.........................................6 5.9 Binding Obligations................................................................7 5.10
Shareholder List. The name and address of the person to whom the shares represented by each stock certificate are issued, along with the number of shares represented by the certificate and the date of issue, shall be entered on the stock transfer books of the Corporation.
Shareholder List. After fixing a record date for a meeting of shareholders, the Corporation shall prepare a list of the names of all its shareholders who are entitled to notice of the shareholders’ meeting. The list shall be arranged by class or series of shares and show the address of and the number of shares held by each shareholder. The shareholders’ list shall be available for inspection by any shareholder beginning two business days after notice of the meeting is given for which the list was prepared and continuing through the meeting. The list shall be available at the Corporation’s principal office or at a place identified in the meeting notice in the city where the meeting is to be held. A shareholder, or his or her agent or attorney, is entitled, on written demand, to inspect and provided, that the shareholder, or his or her agent or attorney, demonstrates to the satisfaction of the Corporation that he or she satisfies the applicable requirements of the WBCL, to copy the list, during regular business hours and at his or her expense, during the period it is available for inspection. The Corporation shall make the shareholders’ list available at the meeting and any shareholder, or his or her agent or attorney, may inspect the list at any time during the meeting or any adjournment thereof. Refusal or failure to prepare or make available the shareholders’ list shall not affect the validity of any action taken at such meeting.
