Common use of Signed Account Forms Clause in Contracts

Signed Account Forms. 9. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-signed account forms.

Signed Account Forms. 910. At all material times, Investors Group’s the Member had policies and procedures that prohibited its Approved Persons, including the Respondent, Persons from obtaining and or using pre-signed account forms.

Signed Account Forms. 910. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved PersonsPersons from holding, including the Respondentobtaining, from obtaining and or using pre-signed account forms.

Signed Account Forms. 916. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved PersonsPersons from obtaining, including the Respondentholding, from obtaining and or using pre-signed account forms.

Signed Account Forms. 915. At all material times, Investors Groupthe Dealer Member’s policies and procedures prohibited its Approved Persons, including the Respondent, Persons from obtaining and or using pre-signed account forms.

Signed Account Forms. 9. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved Persons, including the Respondent, Persons from obtaining and using pre-signed account forms.

Signed Account Forms. 913. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved Persons, including the Respondent, Persons from obtaining and using pre-signed account forms.

Signed Account Forms. 912. At all material times, Investors Group’s the Member had policies and procedures that prohibited its Approved Persons, including the Respondent, Persons from obtaining and or using pre-signed account forms.

Signed Account Forms. 911. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and or using pre-signed account forms.

Signed Account Forms. 911. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-use of pre- signed account forms.

Signed Account Forms. 910. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved PersonsPersons from obtaining, including the Respondentholding, from obtaining and or using pre-signed account forms.

Signed Account Forms. 910. At all material times, Investors Group’s policies and procedures prohibited its Approved PersonsRepresentatives, including the Respondent, from obtaining and using holding blank or partially complete pre-signed account forms.

Signed Account Forms. 9. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-use of pre- signed account forms.

Signed Account Forms. 9. At all material times, Investors Group’s the Member had policies and procedures that prohibited its Approved Persons, including the Respondent, Persons from obtaining and or using pre-signed account forms.

Signed Account Forms. 911. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved Persons, including the Respondent, Persons from obtaining and using pre-signed account forms.

Signed Account Forms. 914. At all material times, Investors Groupthe Member’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-use of pre- signed account forms.