Common use of Signed Account Forms Clause in Contracts

Signed Account Forms. 9. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from using pre-signed account forms.

Signed Account Forms. 911. At all material times, Investors Group’s policies and procedures prohibited its Approved PersonsRepresentatives, including the Respondent, from using holding pre-signed account forms.

Signed Account Forms. 910. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-signed account forms.

Signed Account Forms. 910. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from using pre-signed account forms.

Signed Account Forms. 912. At all material times, Investors Group’s policies and procedures prohibited its Approved PersonsRepresentatives, including the Respondent, from using possessing blank or partially blank pre-signed account forms.