Common use of Signed Account Forms Clause in Contracts

Signed Account Forms. At all material times, Investia’s policies and procedures prohibited its Approved Persons, including the Respondent, from holding and using pre-signed account forms.

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

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Signed Account Forms. At all material times, Investia’s policies and procedures prohibited its Approved Persons, including the Respondent, from holding and using pre-signed account forms.

Appears in 1 contract

Samples: Settlement Agreement

Signed Account Forms. At all material times, the Investia’s policies and procedures prohibited its Approved PersonsPersons from holding, including the Respondentobtaining, from holding and or using pre-signed account forms.

Appears in 1 contract

Samples: Settlement Agreement

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Signed Account Forms. At all material times, Investia’s policies and procedures Investia prohibited its Approved Persons, including the Respondent, from holding and using obtaining pre-signed account forms.

Appears in 1 contract

Samples: Settlement Agreement

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