Soft Commissions. The subadviser may effect transactions under the Agreement with or through the agency of a person who provides services under a Soft Commission Agreement, as defined in the rules of IMRO, and will report such transactions to the Adviser upon request. All such transactions must comply with applicable federal and state regulations in the United States and any mutually agreed upon policies and procedures.
Appears in 7 contracts
Samples: Subadvisory Agreement (Gartmore Variable Insurance Trust), Subadvisory Agreement (Nationwide Separate Account Trust), Subadvisory Agreement (Gartmore Mutual Funds)
Soft Commissions. The subadviser may effect transactions under the Agreement with or through the agency of a person who provides services under a Soft Commission Agreement, as defined in the rules of IMROFSA, and will report such transactions to the Adviser upon request. All such transactions must comply with applicable federal and state regulations in the United States and any mutually agreed upon policies and procedures.
Appears in 6 contracts
Samples: Subadvisory Agreement (Gartmore Variable Insurance Trust), Subadvisory Agreement (Gartmore Variable Insurance Trust), Subadvisory Agreement (Gartmore Variable Insurance Trust)
Soft Commissions. The subadviser may effect transactions under the Agreement with or through the agency of a person who provides services under a Soft Commission Agreement, as defined in the rules of IMROFSA, and will report such transactions to the Adviser upon request. All such transactions must comply with applicable federal and state regulations in the United States and any mutually agreed upon policies and procedures.. (remainder of page intentionally left blank)
Appears in 1 contract
Samples: Interim Investment Sub Advisory Agreement (Montgomery Funds Iii)
