Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 5 contracts
Samples: Distribution Agreement (Horizon Funds), The Distribution Agreement (Advisors Series Trust), Distribution Agreement (Professionally Managed Portfolios)
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Standard Advertising Compliance Review. $[ ] 125 per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page 10 per page (minute if audio or video) thereafter. § • $[ ] 125 FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page 10 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Glenmede Portfolios), Distribution Agreement (Glenmede Portfolios), Distribution Agreement (Glenmede Fund Inc)
Standard Advertising Compliance Review. $[ ] ____ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page ____ per page (minute if audio or video) thereafter. § $[ ] ____ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page ____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Form of Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Standard Advertising Compliance Review. $[ ] 125 per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. § • $[ ] 125 FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Alpine Equity Trust), Distribution Agreement (Alpine Income Trust), Amendment (Alpine Income Trust)
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] ___ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page ___ per page (minute if audio or video) thereafter. § $[ ] ___ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page ___ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Series Portfolios Trust)
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __ /page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Loeb King Trust)
Standard Advertising Compliance Review. $[ ] ___ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] ___ /page (minute if audio or video) thereafter. § $[ ] ___ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. ■ $[ ] ___ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] ___ /page (minute if audio or video) thereafter. § ■ $[ ] ___ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] ___ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. § · $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Thompson Im Funds Inc), Distribution Agreement (Thompson Im Funds Inc)
Standard Advertising Compliance Review. $[ […] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page per page (minute if audio or video) thereafter. § $[ […] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: The Distribution Agreement (Managed Portfolio Series), The Distribution Agreement (Managed Portfolio Series)
Standard Advertising Compliance Review. $[ […] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page (minute if audio or video) thereafter. § $[ […] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)) § Additional fees may apply to late approvals and/or filings.
Appears in 2 contracts
Samples: Distribution Agreement (FundX Investment Trust), Distribution Agreement (FundX Investment Trust)
Standard Advertising Compliance Review. $[ ] ____ per communication piece for the first [ ] 10 pages (minutes if audio tape or video); $[ ] ____ /page (minute if audio tape or video) thereafter. § $[ ] ____ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio tape or video); $[ ] ____ /page (minute if audio tape or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __/page (minute if audio or video) thereafter. § §$[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 1__ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ [---] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ [---] /page (minute if audio or video) thereafter. § $[ ] FINRA [---]FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ [---] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Standard Advertising Compliance Review. $[ ] __per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] _____ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] _____/page (minute if audio or video) thereafter. § $[ ] _____ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] _____/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] $ XXXX per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page $ XXXX per page (minute if audio or video) thereafter. § $[ ] $ XX FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page $ XX per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __ /page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. ▪ $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § ▪ $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ […] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page (minute if audio or video) thereafter. § $[ […] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. § $[ ] 125 FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page _ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] ____ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] ____ /page (minute if audio or video) thereafter. § $[ ] ____ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] ____ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if tape or video); $__ /page (minute if audio or video) thereafter. · $__ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] __ pages (minutes if audio tape or video); $[ ] __ /page (minute if audio tape or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] __ pages (minutes if audio tape or video); $[ ] __ /page (minute if audio tape or video) thereafter. [FINRA filing fee subject to change. .] (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ […] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page per page (minute if audio or video) thereafter. § $[ […] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] /page per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § • $[ ] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)communication
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __/page (minute if audio or video) thereafter. § $[ ] __FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. ▪ $[ ] __ per communication piece for the first [ ] __ pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] _____ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page _____ per page (minute if audio or video) thereafter. § $[ ] _____ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page _____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Standard Advertising Compliance Review. ■ $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § ■ $[ ] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] ]/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] __ pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. ▪ $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § ▪ $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __ per page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page __per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Manager Directed Portfolios)
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page 10 per page (minute if audio or video) thereafter. § $[ ] FINRA __INRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page 10 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] pages (minutes if audio tape or video); $[ ] /page (minute if audio tape or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio tape or video); $[ ] /page (minute if audio tape or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Provident Mutual Funds, Inc.)
Standard Advertising Compliance Review. $[ ] __per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __ /page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] __ per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. § $[ ] __ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] ]pages (minutes if audio or video); $[ ] ]/page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] ]pages (minutes if audio or video); $[ ] ]/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] $ xxx per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] $ xxx /page (minute if audio or video) thereafter. § $[ ] $ xxx FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] $ xxx /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Capital Guardian Funds Trust)
Standard Advertising Compliance Review. $[ ] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. § $[ ] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. $[ ] 100 per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. § • $[ ] 125 FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 10 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Standard Advertising Compliance Review. ■ $[ ] per communication piece for the first [ ] pages (minutes if audio or video); $[ ] ]/page (minute if audio or video) thereafter. § ■ $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] ]/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Standard Advertising Compliance Review. $[ [---] per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ [---] /page (minute if audio or video) thereafter. § $[ [---] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ [---] /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
