Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 28 contracts
Samples: Junior Subordinated Indenture (Paragon Commercial CORP), Junior Subordinated Indenture (People's United Financial, Inc.), Junior Subordinated Indenture (Greater Bay Bancorp)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 22 contracts
Samples: Junior Subordinated Indenture (Entegra Financial Corp.), Junior Subordinated Indenture (Ameris Bancorp), Junior Subordinated Indenture (Validus Holdings LTD)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 22 contracts
Samples: Junior Subordinated Indenture (Coastal Bancorp Inc), Junior Subordinated Indenture (State National Bancshares, Inc.), Junior Subordinated Indenture (Summit Bank Corp)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 21 contracts
Samples: Indenture (Novastar Financial Inc), Indenture (Novastar Financial Inc), Indenture (Novastar Financial Inc)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 17 contracts
Samples: Junior Subordinated Indenture (Georgia Bancshares Inc//), Indenture (Stifel Financial Corp), Junior Subordinated Indenture (MortgageIT Holdings, Inc.)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit BC) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 13 contracts
Samples: Junior Subordinated Indenture (Wilshire Bancorp Inc), Junior Subordinated Indenture (First Acceptance Corp /De/), Junior Subordinated Indenture (Mercantile Bancorp, Inc.)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 12 contracts
Samples: Junior Subordinated Indenture (Coastal Banking Co Inc), Junior Subordinated Indenture (Windrose Medical Properties Trust), Junior Subordinated Indenture (First Litchfield Financial Corp)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 10 contracts
Samples: Indenture (Anthracite Capital Inc), Indenture (Comstock Homebuilding Companies, Inc.), Indenture (Anthracite Capital Inc)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Officer’s Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 5 contracts
Samples: Junior Subordinated Indenture (Northstar Realty), Junior Subordinated Indenture (Northstar Realty), Junior Subordinated Indenture (Northstar Realty)
Statement as to Compliance. The Company shall will deliver to the Trustee, within one hundred and twenty (120) 120 days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year' Certificate, stating whether or not not, to the best knowledge of the signers thereof thereof, the Company is in default in the performance or and observance of any of the material terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder)) and, and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 5 contracts
Samples: Indenture (Fleetwood Enterprises Inc/De/), Indenture (Fleetwood Capital Trust Iii), Indenture (Fleetwood Enterprises Inc/De/)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 4 contracts
Samples: Junior Subordinated Indenture (Anthracite Capital Inc), Junior Subordinated Indenture (Anthracite Capital Inc), Junior Subordinated Indenture (Anthracite Capital Inc)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as of Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge. The delivery requirements of this Section 10.3 may be satisfied by compliance with Section 8.16(a) of the Trust Agreement.
Appears in 4 contracts
Samples: Junior Subordinated Indenture (Great Wolf Resorts, Inc.), Junior Subordinated Indenture (Alesco Financial Inc), Junior Subordinated Indenture (New Century Financial Corp)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit BC) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the [TPW: NYLEGAL:665375.4] 20965-00009 07/19/2007 07:27 PM Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 2 contracts
Samples: Trust Agreement (Independent Bank Corp /Mi/), Junior Subordinated Indenture (Independent Bank Corp /Mi/)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit BC) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 2 contracts
Samples: Junior Subordinated Indenture (Stifel Financial Corp), Junior Subordinated Indenture (Stifel Financial Corp)
Statement as to Compliance. The So long as any of the Notes are outstanding, the Company shall will deliver to the Trustee, within one hundred and twenty (120) 120 days after the end of each fiscal year of the Company ending after the date hereofCompany, an Officers’ ' Certificate stating, as to each signer of such certificate, that:
(substantially in 1) a review of the form attached hereto as Exhibit Bactivities of the Company during such year and of performance under this Indenture has been made under his supervision; and
(2) covering to the preceding fiscal best of his knowledge, based on such review, the Company has complied with all its conditions and covenants under this Indenture throughout such year, stating whether or not to the knowledge of the signers thereof the Company is in or, if there has been a default in the performance compliance with any such condition or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in defaultcovenant, specifying all each such defaults default known to him and the nature and status thereof of which they may have knowledgesuch default.
Appears in 2 contracts
Samples: Indenture (Synovus Financial Corp), Indenture (Synovus Financial Corp)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) 120 days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 2 contracts
Samples: Junior Subordinated Indenture (Bnccorp Inc), Junior Subordinated Indenture (Vib Corp)
Statement as to Compliance. The Company shall will deliver to the Trustee, within one hundred and twenty (120) 120 days after the end of each fiscal year of the Company ending after the date hereof, a written statement (which need not be contained in or accompanied by an Officers’ Certificate (substantially in Officer's Certificate) signed by the form attached hereto as Exhibit B) covering principal executive officer, the preceding fiscal yearprincipal financial officer or the principal accounting officer of the Company, stating whether or not not, to the knowledge best of the signers thereof his or her knowledge, the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they he or she may have knowledge.
Appears in 2 contracts
Samples: Indenture (Sola International Inc), Indenture (Sola International Inc)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.. The delivery requirements of this SECTION 10.3 may be satisfied by compliance with Section 8.16(a) of the Trust Agreement. 55
Appears in 1 contract
Samples: Junior Subordinated Indenture (Uici)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) 120 days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in ' Certificate, signed by at least one of the form attached hereto as Exhibit B) principal executive officer, principal financial officer and principal accounting officer of the Company, covering the preceding fiscal calendar year, stating whether or not to the best knowledge of the signers thereof the Company is in default in the performance performance, observance or observance fulfillment of or compliance with any of the terms, provisions provisions, covenants and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder)Indenture, and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.may
Appears in 1 contract
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred (i) not later than forty-five (45) days after the end of each quarter of each fiscal year of the Company and twenty (120ii) not later than ninety (90) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 1 contract
Samples: Indenture (RAIT Financial Trust)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) 120 days after the end of each fiscal year year, a written statement, which need not comply with Section 10.05 hereof, signed by the President or a Vice President and by the Treasurer or the Chief Financial Officer of the Company ending after the date hereofstating, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating to each signer thereof whether or not not, to the best knowledge of the signers thereof thereof, the Company is in default in the performance or and observance of any of the terms, provisions and conditions of this Indenture (without regard to any grace period of grace or requirement of notice provided hereunder)) and, and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge. The first certificate to be delivered by the Company pursuant to this Section 4.10 shall be for the fiscal year ending December 31, 1999.
Appears in 1 contract
Statement as to Compliance. The Company shall deliver to the TrusteeTrustee and the Collateral Manager, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 1 contract
Samples: Junior Subordinated Indenture (Orleans Homebuilders Inc)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit BH) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 1 contract
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge. The delivery requirements of this SECTION 10.3 may be satisfied by compliance with SECTION 8.16(a) of the Trust Agreement.
Appears in 1 contract
Samples: Junior Subordinated Indenture (Uici)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal calendar year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge. The delivery requirements of this Section 10.3 may be satisfied by compliance with Section 8.16(a) of the Trust Agreement.
Appears in 1 contract
Samples: Junior Subordinated Indenture (North Pointe Holdings Corp)
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ ' Certificate (substantially in the form attached hereto as Exhibit BC) covering the preceding fiscal year, stating whether or not --------- to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 1 contract
Statement as to Compliance. The Company shall deliver to the Trustee, within one hundred and twenty (120) days after the end of each fiscal year of the Company ending after the date hereof, an Officers’ Certificate Officers’Certificate (substantially in the form attached hereto as Exhibit B) covering the preceding fiscal year, stating whether or not to the knowledge of the signers thereof the Company is in default in the performance or observance of any of the terms, provisions and conditions of this Indenture (without regard to any period of grace or requirement of notice provided hereunder), and if the Company shall be in default, specifying all such defaults and the nature and status thereof of which they may have knowledge.
Appears in 1 contract
Samples: Junior Subordinated Indenture (Flag Financial Corp)