Statement of each Fund. The Investment Guidelines; The Advisory Agreement; A list of affiliated brokers and underwriters of a Fund for compliance with applicable provisions of the 1940 Act; and A list of affiliated issuers of the Fund and/or the Adviser restricted from purchase by a Fund. The Adviser will provide to the Sub-Adviser copies properly certified or authenticated of amendments or supplements to any of these materials as soon as practical after such materials become available.
Appears in 11 contracts
Samples: Investment Sub Advisory Agreement (Highland Funds Ii), Investment Sub Advisory Agreement (Highland Funds Ii), Investment Sub Advisory Agreement (Highland Funds Ii)
