Statement of each Fund. The Investment Guidelines; The Advisory Agreement; A list of affiliated brokers and underwriters of a Fund for compliance with applicable provisions of the 1940 Act; and A list of affiliated issuers of the Fund and/or the Adviser restricted from purchase by a Fund. The Adviser will provide to the Sub-Adviser copies properly certified or authenticated of amendments or supplements to any of these materials as soon as practical after such materials become available. SECTION 4.
Appears in 11 contracts
Samples: Investment Sub Advisory Agreement Agreement (Highland Funds Ii), Investment Sub Advisory Agreement Agreement (Highland Funds Ii), Investment Sub Advisory Agreement Agreement (Highland Funds Ii)
