Common use of Status as Registered Broker Clause in Contracts

Status as Registered Broker. Dealer or "Bank": (a) Each party to this Agreement represents to the other party that it is either (i) a registered broker/dealer under the 1934 Act, or (ii) a "bank" as defined in Section 3(a)(6) of the 1934 Act that is not required to register as a broker/dealer under the 0000 Xxx.

Appears in 45 contracts

Samples: Bank Agency Agreement (Fidelity Commonwealth Trust), Bank Agency Agreement (Fidelity Summer Street Trust), Bank Agency Agreement (Fidelity Income Fund /Ma/)

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Status as Registered Broker. Dealer or "Bank": (a) Each party to this Agreement represents to the other party that it is either (i) a registered broker/dealer under the 1934 Act, or (ii) a "bank" as defined in Section 3(a)(6) of the 1934 Act that is not required to register as a broker/dealer under the 0000 Xxx.

Appears in 3 contracts

Samples: Bank Agency Agreement (Fidelity Beacon Street Trust), Bank Agency Agreement (Fidelity Select Portfolios), Bank Agency Agreement (Fidelity Select Portfolios)

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