Common use of Status as Regulated Investment Company Clause in Contracts

Status as Regulated Investment Company. The Company will use reasonable best efforts to comply with the requirements to qualify as a regulated investment company under Subchapter M of the Code with respect to any fiscal year in which the Company is an investment company under the Investment Company Act.

Appears in 3 contracts

Samples: Sales Agreement (Suro Capital Corp.), Equity Distribution Agreement (Saratoga Investment Corp.), Debt Distribution Agreement (Saratoga Investment Corp.)

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Status as Regulated Investment Company. The Company will use its reasonable best efforts to comply with the requirements to qualify as a regulated investment company under Subchapter M of the Code with respect to any fiscal year in which the Company is an investment company regulated as a business development company under the Investment Company Act.

Appears in 1 contract

Samples: Equity Distribution Agreement (Oxford Square Capital Corp.)

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Status as Regulated Investment Company. The Company will use reasonable best efforts to comply with the requirements to qualify as a regulated investment company under Subchapter M of the Code with respect to any fiscal year in which the Company is an investment company registered under the Investment Company Act.

Appears in 1 contract

Samples: Equity Distribution Agreement (Herzfeld Caribbean Basin Fund Inc)

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