Status of Advisor. Advisor is an investment advisor, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to this Agreement and will have no other interest in the purchase or sale of CDs except as described in this Agreement.
Appears in 3 contracts
Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement
Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to this Agreement and will have no other interest in the purchase or sale of CDs except as described in this Agreement.
Appears in 3 contracts
Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement
Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended. Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to perform its duties and responsibilities under this Agreement and will with reasonable care. The federal securities laws impose liabilities under certain circumstances on persons who act in good faith. Nothing herein shall in any way constitute a waiver or limitation of any rights which Participant may have no other interest in the purchase or sale of CDs except as described in this Agreementunder federal securities laws.
Appears in 1 contract
Samples: Investment Advisory Agreement
Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Adviser’s Act of 1940, as amended (the “Advisers Act”). Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to this Agreement engagement and will have no other interest in the purchase or sale of CDs except as described in this Agreement.
Appears in 1 contract
Samples: Investment Advisory Agreement
Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Adviser’s Act of 1940. Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to this Agreement engagement and will have no other interest in the purchase or sale of CDs except as described in this Agreement.
Appears in 1 contract
Samples: Program Application and Investment Advisory Agreement
Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers “Act”). Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to this Agreement and will have no other interest in the purchase or sale of CDs except as described in this Agreement.
Appears in 1 contract
Samples: Investment Advisory Agreement
Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of CDs pursuant to perform its duties and responsibilities under this Agreement and will with reasonable care. The federal securities laws impose liabilities under certain circumstances on persons who are required to act in good faith. Nothing herein shall in any way constitute a waiver or limitation of any rights which Participant or Advisor may have no other interest in the purchase or sale of CDs except as described in this Agreementunder federal securities laws.
Appears in 1 contract