Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 45 contracts
Samples: Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 11 contracts
Samples: Securities Purchase Agreement (China Wood, Inc.), Securities Purchase Agreement (Timberjack Sporting Supplies, Inc.), Securities Purchase Agreement (Timberjack Sporting Supplies, Inc.)
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Colombia Clean Power & Fuels, Inc), Note and Warrant Purchase Agreement (NovaRay Medical, Inc.), Convertible Preferred Stock Purchase Agreement (National Realty & Mortgage Inc)
Status of Purchasers. Such Each Purchaser is an “accredited investor” (“Accredited Investor”) as defined in Regulation D promulgated under the Securities Act. D, or a “non-US person” as defined in Regulation S. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 8 contracts
Samples: Securities Purchase Agreement (One Horizon Group, Inc.), Securities Purchase Agreement (One Horizon Group, Inc.), Securities Purchase Agreement (Westergaard Com Inc)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Rule 501 of Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 6 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (U.S. Gold Corp.)
Status of Purchasers. Such Purchaser is an “"accredited investor” " as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 5 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Home Solutions of America Inc), Convertible Preferred Stock Purchase Agreement (Home Solutions of America Inc), Convertible Note Purchase Agreement (CNH Holdings Co)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such D. The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 4 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.)
Status of Purchasers. Such Each Purchaser is an “accredited investor” (“Accredited Investor”) as defined in Regulation D promulgated under the Securities Act. D. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 4 contracts
Samples: Note Purchase Agreement (Youngevity International, Inc.), Note Purchase Agreement (Youngevity International, Inc.), Note Purchase Agreement (Youngevity International, Inc.)
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. D, or a “non-US person” as defined in Regulation S. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 3 contracts
Samples: Securities Purchase Agreement (China Dredging Group Co., Ltd.), Securities Purchase Agreement (Remediation Services, Inc.), Securities Purchase Agreement (ChinaNet Online Holdings, Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities ActAct as indicated by the Purchaser’s response to the investor questionnaire attached hereto as Schedule A and that the Purchaser is able to bear the economic risk of an investment in the Company’s Securities. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Alliqua, Inc.), Securities Purchase Agreement (Alliqua, Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities ActAct and as set forth on such “Accredited Investor Questionnaire” attached hereto as Exhibit D and made part hereof. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MetaStat, Inc.), Securities Purchase Agreement (MetaStat, Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer. The Purchaser Questionnaire and Accredited Investor Certification attached hereto as Exhibit C hereto completed by such Purchaser is complete and accurate in all respects.
Appears in 2 contracts
Samples: Subscription Agreement (Umami Sustainable Seafood Inc.), Subscription Agreement (Umami Sustainable Seafood Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.), Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer. Such Purchaser has not been formed for the specific purpose of acquiring the Notes and the Warrants.
Appears in 2 contracts
Samples: Convertible Secured Promissory Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Convertible Secured Promissory Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.)
Status of Purchasers. Such The Purchaser is an “"accredited investor” " as defined in Regulation D promulgated under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 1 contract
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities ActAct and as set forth on the questionnaire (the “Confidential Private Purchaser Questionnaire”) attached hereto as Exhibit D and made part hereof. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer, unless indicated on such Confidential Private Purchaser Questionnaire.
Appears in 1 contract
Status of Purchasers. Such The Purchaser is an “"accredited investor” " as defined in Regulation D promulgated under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealerAct.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (Ramp Corp)
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.. Table of Contents
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (NovaRay Medical, Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not and does not act as a broker-dealer, nor as an underwriter under Section 2(11) of the Securities Act.
Appears in 1 contract
Samples: Series B Convertible Preferred Stock Purchase Agreement (Hienergy Technologies Inc)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities ActAct and as indicated on the attached investor questionnaire. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer.
Appears in 1 contract
Samples: Series a Preferred Stock Purchase Agreement (Point Capital, Inc.)
Status of Purchasers. Such Each Purchaser is an “accredited investor” (“Accredited Investor”) as defined in Regulation D promulgated under the Securities Act. D, which definition is attached hereto as Exhibit B, or a “non-US person” as defined in Regulation S. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act Act, and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 1 contract
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Smith Micro Software Inc)
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. D. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 1 contract
Samples: Securities Purchase Agreement (Fluoropharma Medical, Inc.)
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities ActAct and as set forth on such “Accredited Investor Questionnaire” attached hereto as Exhibit C and made part hereof. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 1 contract
Status of Purchasers. Such Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities ActAct and as set forth on such “Accredited Investor Questionnaire” attached hereto as Exhibit B and made part hereof. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and such Purchaser is not a broker-dealer, nor an affiliate of a broker-dealer.
Appears in 1 contract
Status of Purchasers. Such Each Purchaser is an “accredited investor” as defined in Regulation D promulgated under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act and no such Purchaser is not a broker-dealer.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (International Imaging Systems Inc)
