Common use of Status Under Certain Federal Statutes Clause in Contracts

Status Under Certain Federal Statutes. It is not (i) a “holding company”, or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company,” or of a “subsidiary company” of a “holding company,” as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a “public utility,” as such term is defined in the Federal Power Act, as amended, (iii) an “investment company,” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended, or (iv) a “rail carrier,” or a “person controlled by or affiliated with a rail carrier,” within the meaning of Title 49, U.S.C., and it is not a “carrier” to which 49 U.S.C. § 11301(b)(1) is applicable.

Appears in 6 contracts

Samples: Loan Agreement, Securitization Agreement, Loan Agreement (Lennar Corp /New/)

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Status Under Certain Federal Statutes. It is not (i) a "holding company", or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § 11301(b)(1ss. 11301(b) (1) is applicable.

Appears in 2 contracts

Samples: Loan Agreement (American Home Mortgage Investment Corp), Loan Agreement (Pulte Homes Inc/Mi/)

Status Under Certain Federal Statutes. It No Related Person is not (ia) a "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company,” or of a “subsidiary company” of a “holding company,” " as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility," as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 19401949, as amended, amended or (ivd) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it no Related Person is not a "carrier" to which 49 U.S.C. § Section 11301(b)(1) is applicable.

Appears in 2 contracts

Samples: Credit Agreement (Nab Asset Corp), Credit Agreement (Nab Asset Corp)

Status Under Certain Federal Statutes. It No Related Person is not ------------------------------------- (ia) a "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company,” " or of a "subsidiary company" of a "holding company,” ", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility,” ", as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company,” ", or a company "controlled" by an "investment company,” ", within the meaning of the Investment Company Act of 19401949, as amendedamended or (d) a "rail carrier", or (iv) a “rail carrier,” or a “"person controlled by or affiliated with a rail carrier,” ", within the meaning of Title 49, U.S.C., and it no Related Person is not a "carrier" to which 49 U.S.C. § 11301(b)(1(S)11301(b)(1) is applicable.

Appears in 2 contracts

Samples: Credit Agreement (Nab Asset Corp), Credit Agreement (Nab Asset Corp)

Status Under Certain Federal Statutes. It Borrower is not (ia) ------------------------------------- a "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company,” " or of a "subsidiary company" of a "holding company,” ", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility,” ", as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company,” ", or a company "controlled" by an "investment company,” ", within the meaning of the Investment Company Act of 19401949, as amended, or (ivd) a "rail carrier,” ", or a "person controlled by or affiliated with a rail carrier,” ", within the meaning of Title 49, U.S.C., and it Borrower is not a "carrier" to which 49 U.S.C. § (S) 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Working Capital Line of Credit and Security Agreement (Homecapital Investment Corp)

Status Under Certain Federal Statutes. It is not (i) a "holding company", or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § Section 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Loan Agreement (Pulte Homes Inc/Mi/)

Status Under Certain Federal Statutes. It Borrower is not (ia) ------------------------------------- a "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company,” or of a “subsidiary company” of a “holding company,” " as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility," as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company", or a company "controlled" by an "investment company,” or a company “controlled” by an “investment company,” " within the meaning of the Investment Company Act of 1940, as amended, or (ivd) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, 49 U.S.C., and it is not or a "carrier" to which 49 U.S.C. § Section 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Gestation Financing Agreement (NVR Inc)

Status Under Certain Federal Statutes. It is not (i) a "holding company", or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § ss. 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Loan Agreement (American Home Mortgage Investment Corp)

Status Under Certain Federal Statutes. It is not (i) a “holding company”, or a “subsidiary company” of a “holding company” or an “affiliate” of a “"holding company," or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § Section 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Master Repurchase Agreement (Pulte Homes Inc/Mi/)

Status Under Certain Federal Statutes. It Borrower is not (ia) a "holding ------------------------------------- company" or a "subsidiary company" of a "holding company”, " or an "affiliate" of a "holding company" or of a "subsidiary company" of a “holding company” or an “affiliate” of a “"holding company,” or of a “subsidiary company” of a “holding company,” " as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility," as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company,” ", or a company "controlled" by an "investment company,” ", within the meaning of the Investment Company Act of 1940, as amended, or (ivd) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not or a "carrier" to which 49 U.S.C. § 11301(b)(1(S)11301(b)(1) is applicable.

Appears in 1 contract

Samples: Loan Agreement (NVR Inc)

Status Under Certain Federal Statutes. It The Company is not (ia) a “holding company”, or a “subsidiary company” of or a “holding company,” or an “affiliate” of a “holding company,” or of a “subsidiary company” of a “holding company,” as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a “public utility,” as such term is defined in the Federal Power Act, as amended, (iiic) an “investment company,” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended, or (iv) d), a “rail carrier,” or a “person controlled by or affiliated with a rail carrier,” within the meaning of Title 49, U.S.C., and it is not or a “carrier” to which 49 U.S.C. § 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Note Purchase Agreement (Pilgrims Pride Corp)

Status Under Certain Federal Statutes. It No Related Person is not (ia) a "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company,” or of a “subsidiary company” of a “holding company,” " as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility," as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 19401949, as amended, amended or (ivd) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it no Related Person is not a "carrier" to which 49 U.S.C. § 11301(b)(1ss.11301(b)(1) is applicable.

Appears in 1 contract

Samples: Credit Agreement (Technical Olympic Usa Inc)

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Status Under Certain Federal Statutes. It is not (i) a “holding company”, or a “subsidiary company” of a “holding company” or an “affiliate” of a “"holding company," or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § 11301(b)(1Section 11301(b) (1) is applicable.

Appears in 1 contract

Samples: Master Repurchase Agreement (Pulte Homes Inc/Mi/)

Status Under Certain Federal Statutes. It is not (i) a “holding company”, or a “subsidiary company” of a “holding company” or an “affiliate” of a “"holding company," or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § ss. 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Master Repurchase Agreement (American Home Mortgage Investment Corp)

Status Under Certain Federal Statutes. It Borrower is not (ia) a ------------------------------------- "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company,” " or of a "subsidiary company" of a "holding company,” ", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility,” ", as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company,” ", or a company "controlled" by an "investment company,” ", within the meaning of the Investment Company Act of 19401949, as amended, or (ivd) a "rail carrier,” ", or a "person controlled by or affiliated with a rail carrier,” ", within the meaning of Title 49, U.S.C., and it Borrower is not a "carrier" to which 49 U.S.C. § (S) 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Warehouse Loan Agreement (Homecapital Investment Corp)

Status Under Certain Federal Statutes. It No Borrower is not (ia) a "holding company”, " or a "subsidiary company" of a “holding company” or an “affiliate” of a “"holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility," as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (ivd) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not or a "carrier" to which 49 U.S.C. § Section 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Note Purchase Agreement (LSB Industries Inc)

Status Under Certain Federal Statutes. It No Related Person is not (ia) a “holding company”, or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company,” or of a “subsidiary company” of a “holding company,” as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a “public utility,” as such term is defined in the Federal Power Act, as amended, (iiic) an “investment company,” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 19401949, as amended, amended or (ivd) a “rail carrier,” or a “person controlled by or affiliated with a rail carrier,” within the meaning of Title 49, U.S.C., and it no Related Person is not a “carrier” to which 49 U.S.C. § §11301(b)(1) is applicable.

Appears in 1 contract

Samples: Credit Agreement (William Lyon Homes)

Status Under Certain Federal Statutes. It No Related Person is not (ia) a "holding company”, " or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company,” or of a “subsidiary company” of a “holding company,” " as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (iib) a "public utility," as such term is defined in the Federal Power Act, as amended, (iiic) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 19401949, as amended, amended or (ivd) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it no Related Person is not a "carrier" to which 49 U.S.C. § §11301(b)(1) is applicable.

Appears in 1 contract

Samples: Credit Agreement (Fieldstone Investment Corp)

Status Under Certain Federal Statutes. It is not (i) a "holding company", or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company," or of a "subsidiary company" of a "holding company," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, (ii) a "public utility," as such term is defined in the Federal Power Act, as amended, (iii) an "investment company," or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended, or (iv) a "rail carrier," or a "person controlled by or affiliated with a rail carrier," within the meaning of Title 49, U.S.C., and it is not a "carrier" to which 49 U.S.C. § (S) 11301(b)(1) is applicable.

Appears in 1 contract

Samples: Loan Agreement (Horton D R Inc /De/)

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