Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended or the Federal Power Act, as amended.
Appears in 4 contracts
Samples: Note Purchase Agreement (Kennedy Wilson Inc), Note Purchase Agreement (Kennedy Wilson Inc), Note Purchase Agreement (Kennedy Wilson Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Transportation Acts, as amended, or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Note Purchase Agreement (Ryans Family Steakhouses Inc), Note Purchase Agreement (Smucker J M Co), Note Purchase Agreement (Smucker J M Co)
Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935Interstate Commerce Act, as amended amended, or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Note Purchase Agreement, Note Purchase Agreement (First Investors Financial Services Group Inc), Bond Purchase Agreement (Biw LTD)
Status under Certain Statutes. Neither the Company Corporation nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Debenture Purchase Agreement (Moore Corporation LTD), Debenture Purchase Agreement (Moore Corporation LTD), Debenture Purchase Agreement (Chancery Lane/GSC Investors Lp)
Status under Certain Statutes. Neither the Company Corporation nor any Subsidiary of its Subsidiaries is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Conversion Inducement Agreement (Chancery Lane/GSC Investors Lp), Conversion Inducement Agreement (Moore Corporation LTD), Conversion Inducement Agreement (Patel Sanjay H)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Note Purchase Agreement (ENERPLUS Corp), Note Purchase Agreement (ENERPLUS Corp), Note Purchase Agreement (Enerplus Resources Fund)
Status under Certain Statutes. Neither of the Company Obligors nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Note and Guarantee Agreement (Midas Inc), Note and Guarantee Agreement (Gtech Holdings Corp)
Status under Certain Statutes. Neither the Company nor any Subsidiary Affiliate thereof is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Note Purchase Agreement (Noble Drilling Corp), Note Purchase Agreement (R&b Falcon Corp)
Status under Certain Statutes. Neither the Company any Obligor nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company Obligor nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither of the Company Obligors nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is (a) subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, or the Federal Power Act, as amended, or (b) in violation of the USA Patriot Act.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, as an investment company, the Public Utility Holding Company Act of 1935, as amended or amended, the Federal Power Act, as amended.Transportation Acts (49 U.S.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation as an "investment company" under the Investment Company Act of 1940, as amended, as a "holding company" under the Public Utility Holding Company Act of 1935, as amended amended, or as a "regulated utility" under the Federal Power Act, as amended or is subject to regulation under the Transportation Acts (49 U.S.C.), as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, or the Federal Power Act, as amended. Neither the Company nor any Subsidiary is subject to any regulation in any Material respect under the Interstate Commerce Act, as amended by the ICC Termination Act, as amended, and no approvals or consents are required to be obtained pursuant to such Acts in connection with the issuance and sale of the Notes.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended or the Interstate Commerce Act, as amended, . The Company and its Subsidiaries are exempt from regulation under the Public Utility Holding Company Act of 1935, as amended or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither of the Company Obligors nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company Company, the Parent nor any Subsidiary is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 1935, as amended amended, the Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
