Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 175 contracts
Samples: Placement Agency Agreement (bioAffinity Technologies, Inc.), Placement Agency Agreement (bioAffinity Technologies, Inc.), Placement Agency Agreement (Safe & Green Development Corp)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listinglisting except as disclosed in any Prospectus.
Appears in 40 contracts
Samples: Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 25 contracts
Samples: Placement Agency Agreement (Cellectar Biosciences, Inc.), Placement Agency Agreement (Cellectar Biosciences, Inc.), Placement Agency Agreement (Yield10 Bioscience, Inc.)
Stock Exchange Listing. The Common Stock Shares shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock Shares under the Exchange Act or delisting or suspending from trading the Common Stock Shares from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 16 contracts
Samples: Placement Agency Agreement (LeddarTech Holdings Inc.), Placement Agency Agreement (OceanPal Inc.), Placement Agency Agreement (C3is Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the shares of Common Stock under the Exchange Act or delisting or suspending from trading the shares of Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 13 contracts
Samples: Placement Agency Agreement (Heart Test Laboratories, Inc.), Placement Agency Agreement (Nexalin Technology, Inc.), Placement Agency Agreement (Nexalin Technology, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketMarket (as defined in the Purchase Agreement), and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 10 contracts
Samples: Placement Agency Agreement (Calidi Biotherapeutics, Inc.), Placement Agency Agreement (Calidi Biotherapeutics, Inc.), Placement Agency Agreement (Smith Micro Software, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketMarket (as defined in the Purchase Agreement), and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading MarketMarket (as defined in the Purchase Agreement), nor shall the Company have received any information suggesting that the Commission or the Trading Market (as defined in the Purchase Agreement) is contemplating terminating such registration or listing.
Appears in 10 contracts
Samples: Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (First Wave BioPharma, Inc.), Placement Agency Agreement (Nuwellis, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listinglisting except as disclosed in the Prospectus Supplement.
Appears in 6 contracts
Samples: Placement Agency Agreement (Wisa Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.)
Stock Exchange Listing. The Common Stock Shares shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock Shares under the Exchange Act or delisting or suspending from trading the Common Stock Shares from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listinglisting except as disclosed in any Prospectus.
Appears in 5 contracts
Samples: Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor nor, except as set forth on Schedule 3.1(w) of the Disclosure Schedules, shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 4 contracts
Samples: Placement Agency Agreement (Inpixon), Placement Agency Agreement (Inpixon), Placement Agency Agreement (Inpixon)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing, in each case except as set forth in the SEC Reports filed prior the date of this Agreement.
Appears in 4 contracts
Samples: Placement Agency Agreement (ARCA Biopharma, Inc.), Placement Agency Agreement (ARCA Biopharma, Inc.), Placement Agency Agreement (Opexa Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 4 contracts
Samples: Placement Agency Agreement (AMEDICA Corp), Placement Agency Agreement (Ceres, Inc.), Placement Agency Agreement (Ceres, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market FINRA is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Co Placement Agency Agreement (India Globalization Capital, Inc.), Co Placement Agency Agreement (India Globalization Capital, Inc.), Co Placement Agency Agreement (India Globalization Capital, Inc.)
Stock Exchange Listing. The Except as disclosed in the Incorporated Documents, the Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketMarket (as defined in the Purchase Agreement), and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Placement Agency Agreement (Palisade Bio, Inc.), Placement Agency Agreement (Palisade Bio, Inc.), Placement Agency Agreement (Palisade Bio, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be if and as applicable, either admitted for quotation or listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or termination of quotation, delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration registration, quotation, or listing.
Appears in 3 contracts
Samples: Placement Agency Agreement (Marizyme Inc), Placement Agency Agreement (Marizyme Inc), Placement Agency Agreement (Mechanical Technology Inc)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Placement Agency Agreement (Cyclacel Pharmaceuticals, Inc.), Co Placement Agency Agreement (Cyclacel Pharmaceuticals, Inc.), Co Placement Agency Agreement (Cyclacel Pharmaceuticals, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information information, other than as described in the Registration Statement, suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Placement Agency Agreement (Oxygen Biotherapeutics, Inc.), Placement Agency Agreement (Oxygen Biotherapeutics, Inc.), Placement Agency Agreement (Oxygen Biotherapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading MarketMarket (as defined in the Purchase Agreement), and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Placement Agency Agreement (Meta Materials Inc.), Placement Agency Agreement (Seelos Therapeutics, Inc.), Placement Agency Agreement (Seelos Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Oragenics Inc), Placement Agency Agreement (ReShape Lifesciences Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, except as disclosed in the Prospectus Supplement.
Appears in 2 contracts
Samples: Placement Agency Agreement (China Ceramics Co., LTD), Placement Agency Agreement (China Ceramics Co., LTD)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listinglisting other than as disclosed in the Securities Purchase Agreement.
Appears in 2 contracts
Samples: Placement Agency Agreement (Guardion Health Sciences, Inc.), Placement Agency Agreement (Vivos Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, other than as disclosed in the Registration Statement, the Time of Sale Disclosure Package or the Final Prospectus.
Appears in 2 contracts
Samples: Placement Agency Agreement (Fortress Biotech, Inc.), Placement Agency Agreement (Fortress Biotech, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed or quoted on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Amarantus Bioscience Holdings, Inc.), Placement Agency Agreement (Majesco Entertainment Co)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing. “Trading Market” means the OTCQB.
Appears in 2 contracts
Samples: Placement Agency Agreement (Quest Solution, Inc.), Placement Agency Agreement (Wize Pharma, Inc.)
Stock Exchange Listing. The Common Stock shall be are registered under the Exchange Act and shall is or will as of the Closing Date be listed on the Trading MarketNASDAQ, and the Company shall not have has taken any no action designed to terminateto, or likely to have the effect of terminating, terminating the registration of the Common Stock Shares under the Exchange Act or delisting or suspending from trading the Common Stock Shares from the Trading MarketNASDAQ, nor shall has the Company have received any information suggesting that the Commission or the Trading Market NASDAQ is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Achieve Life Sciences, Inc.), Placement Agency Agreement (Avinger Inc)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the shares of Common Stock under the Exchange Act or delisting or suspending from trading the shares of Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, other than as disclosed in the Registration Statement, the Time of Sale Disclosure Package or the Final Prospectus.
Appears in 2 contracts
Samples: Placement Agency Agreement (Avenue Therapeutics, Inc.), Placement Agency Agreement (Avenue Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, other than as is disclosed in the Registration Statement, Preliminary Prospectus and Final Prospectus.
Appears in 2 contracts
Samples: Co Placement Agency Agreement (ContraVir Pharmaceuticals, Inc.), Co Placement Agency Agreement (ContraVir Pharmaceuticals, Inc.)
Stock Exchange Listing. The Common Stock Stock, the Units and the Warrants shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Selling Agency Agreement (PAVmed Inc.), Selling Agency Agreement (PAVmed Inc.)
Stock Exchange Listing. The Common Stock and Warrants shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the shares of Common Stock and Warrants under the Exchange Act or delisting or suspending from trading the shares of Common Stock and Warrants from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Tenon Medical, Inc.), Placement Agency Agreement (Tenon Medical, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed or quoted on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading or being quoted the Common Stock from on the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (Destination Xl Group, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, except as disclosed in the Prospectus.
Appears in 1 contract
Samples: Placement Agency Agreement (Applied Dna Sciences Inc)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketAct, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that been notified by the Commission or the Trading Market that either is contemplating terminating taking action to terminate such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing. “Trading Market” means the Nasdaq Capital Market.
Appears in 1 contract
Samples: Placement Agency Agreement (Bridgeline Digital, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed quoted on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading quotation the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listingsuspension from quotation.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, other than as set forth in the Prospectus Supplement.
Appears in 1 contract
Samples: Placement Agency Agreement (Virios Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor nor, except as previously disclosed in the Company’s SEC Reports, shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (Invivo Therapeutics Holdings Corp.)
Stock Exchange Listing. The Prior to any sale of the Shares, the Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock Stock, including the Shares and Warrant Shares, shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any new information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received received, except as contained in the Company’s Disclosure Schedules to the Purchase Agreement, any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that been notified by the Commission or the Trading Market that either is contemplating terminating taking action to terminate such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (AppTech Payments Corp.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketNASDAQ CM, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading MarketNASDAQ CM, nor shall the Company have received any information suggesting that the Commission or the Trading Market NASDAQ CM is contemplating terminating such registration or listing, except as previously disclosed in the SEC Reports prior to the date of this Agreement.
Appears in 1 contract
Samples: Placement Agency Agreement (Onconova Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketNew York Stock Exchange, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading MarketNew York Stock Exchange, nor shall the Company have received any information suggesting that the Commission or the Trading Market New York Stock Exchange is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, other than as currently set forth in the SEC Reports.
Appears in 1 contract
Samples: Placement Agency Agreement (Phio Pharmaceuticals Corp.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading MarketMarket (as defined in the Securities Purchase Agreement), and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (Vallon Pharmaceuticals, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting is not aware that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing., except as disclosed in the Prospectus or the Incorporated Documents..
Appears in 1 contract
Samples: Placement Agency Agreement (Safe & Green Development Corp)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, except in each case as disclosed in the Time of Sale Disclosure Package or the Final Prospectus .
Appears in 1 contract
Samples: Placement Agency Agreement (Seelos Therapeutics, Inc.)
Stock Exchange Listing. The Except as disclosed in the Time of Sale Disclosure Package and Final Prospectus, the Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (Beachbody Company, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be approved to be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Selling Agency Agreement (Youngevity International, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on a Trading Market (as defined in the Trading MarketPurchase Agreement), and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (NovaBay Pharmaceuticals, Inc.)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the principal Trading Market, nor shall the Company have received any information information, other than as described in the Prospectus Supplement, suggesting that the Commission or the principal Trading Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (Oxygen Biotherapeutics, Inc.)
Stock Exchange Listing. The Common Stock Company’s common shares shall be registered under the Exchange Act and shall be listed on the principal Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock common shares under the Exchange Act or delisting or suspending from trading the Common Stock common shares from the principal Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listingregistration.
Appears in 1 contract
Samples: Placement Agency Agreement (Auris Medical Holding AG)
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listinglisting except as disclosed in the Company’s SEC Reports.
Appears in 1 contract
Stock Exchange Listing. The Common Stock Shares shall be registered under the Exchange Act and shall be listed on the Trading MarketMarkets, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock Shares under the Exchange Act or delisting or suspending from trading the Common Stock Shares from the Trading MarketMarkets, nor shall the Company have received any information suggesting that the Commission or the Trading Market is Markets is/are contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock shall be registered under the Exchange Act and shall be listed on the Trading Market, and the Company shall not have taken any action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the Trading Market, nor shall the Company have received any information suggesting that the Commission or the Trading Market is contemplating terminating such registration or listing, except as disclosed in the Registration Statement and the Prospectus.
Appears in 1 contract