Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 35 contracts
Samples: Securities Purchase Agreement (ECD Automotive Design, Inc.), Securities Purchase Agreement (Fisker Inc./De), Securities Purchase Agreement (Windtree Therapeutics Inc /De/)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 9 contracts
Samples: Senior Secured Note Purchase Agreement (Berenson Acquisition Corp. I), Securities Purchase Agreement (GigCapital5, Inc.), Securities Purchase Agreement (Evofem Biosciences, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below), except as required by an Eligible Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)) except as required by any Principal Market to provide for the eligibility or combined eligibility of the Common Stock for listing or quotation thereon.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Lucid Diagnostics Inc.), Securities Purchase Agreement (PAVmed Inc.), Securities Purchase Agreement (PAVmed Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below); provided, however, that the Company may effect one (1) stock combination, reverse stock split or other similar transaction if necessary to comply with the requirements of the Principal Market without the prior written consent of the Required Holders.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Adagio Medical Holdings, Inc.), Convertible Securities Purchase Agreement (Adagio Medical Holdings, Inc.), Convertible Securities Purchase Agreement (ARYA Sciences Acquisition Corp IV)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below), except in the case of a reverse stock split, such reverse stock split is required to remain in compliance with the rules and regulations of the Principal Market, in which case no such consent shall be required.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Global Technologies LTD), Securities Purchase Agreement (Cryptyde, Inc.), Securities Purchase Agreement (Cryptyde, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Buyer.
Appears in 3 contracts
Samples: Purchase Agreement (SRAX, Inc.), Purchase Agreement (SRAX, Inc.), Purchase Agreement (SRAX, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof Warrants are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of a majority of the Required Holders (as defined below)Buyers.
Appears in 3 contracts
Samples: Securities Purchase Agreement (OneMedNet Corp), Securities Purchase Agreement (OneMedNet Corp), Securities Purchase Agreement (Data Knights Acquisition Corp.)
Stock Splits. Until the Notes Purchased Securities and all notes Conversion Shares issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined belowHolders, unless the same is essential to maintain Company’s listing of its Common Stock on the Trading Market(s).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Alternus Clean Energy, Inc.), Securities Purchase Agreement (Alternus Clean Energy, Inc.)
Stock Splits. Until the Notes and Warrants and all notes and warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Digital Angel Corp), Securities Purchase Agreement (Digital Domain Media Group, Inc.)
Stock Splits. Until the Notes and Warrants and all notes and warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ads in Motion, Inc.), Securities Purchase Agreement (Ads in Motion, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Note Holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (S7 Finance B.V.), Securities Purchase Agreement (MoneyOnMobile, Inc.)
Stock Splits. Until the Notes and Warrants and all notes and warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders Buyers (as defined below).
Appears in 2 contracts
Samples: Securities Purchase Agreement (POSITIVEID Corp), Securities Purchase Agreement (POSITIVEID Corp)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below); provided, however, that the Company shall have the right to execute any reverse share split without the prior written consent of the Required Holders for the sole purpose of maintaining its listing on the Principal Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (BIMI International Medical Inc.), Securities Purchase Agreement (BOQI International Medical, Inc.)
Stock Splits. Until From the consummation of the Merger until the Notes and all notes Conversion Shares issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (TNL Mediagene), Securities Purchase Agreement (Blue Ocean Acquisition Corp)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)) except as required by an Eligible Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Longfin Corp), Securities Purchase Agreement (Longfin Corp)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstandingoutstanding (or, if later, at any time on or prior to the Additional Closing Expiration Date), the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (One Stop Systems, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Super League Gaming, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction except for a reverse stock split submitted for stockholder approval at the Stockholder Meeting (as defined below) (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below), which consent shall not be unreasonably withheld.
Appears in 1 contract
Samples: Securities Purchase Agreement (Delcath Systems, Inc.)
Stock Splits. Until the Notes and all notes and warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Stock Splits. Until the Preferred Shares and all preferred shares issued pursuant to the Certificate of Designations and the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.)
Stock Splits. Until the Notes and Warrants and all notes and warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combinationsplits, reverse stock split dividends, stock combinations, recapitalizations or other similar transaction transactions (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Odyssey Marine Exploration Inc)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) ), without the prior written consent of the Required Holders Purchasers (as defined belowwhich consent may be withheld, delayed or conditioned in the sole discretion of such Purchasers).
Appears in 1 contract
Samples: Securities Purchase Agreement (New Age Beverages Corp)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below); provided, that this Section 4(v) shall not apply to the reverse stock split contemplated by the Stockholder Approval.
Appears in 1 contract
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Majority of Note Holders; provided, however, that no consent of the Majority of Note Holders (as defined below)shall be required for a reverse stock split of the Common Stock that the Board, in the good faith exercise of its business judgment, determines to be necessary or advisable to list or continue listing the Common Stock on the Principal Market or another trading market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Crumbs Bake Shop, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof Warrants are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Gaucho Group Holdings, Inc.)
Stock Splits. Until the date no Notes and all notes issued pursuant to the terms thereof are no longer remain outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without notifying the prior written consent of the Required Holders Buyer in writing (as defined belowwhich may be an e-mail).
Appears in 1 contract
Stock Splits. Until the Notes Purchased Securities and all notes Conversion Shares issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Interactive Strength, Inc.)
Stock Splits. Until the Convertible Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (Holders, except as defined below)required by any Principal Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Workhorse Group Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below) (other than a stock split to uplist the Common Stock to an Eligible Market (other than the OTCQB or the OTCQX) or, thereafter, to maintain a listing on such Eligible Market).
Appears in 1 contract
Samples: Securities Purchase Agreement (Cure Pharmaceutical Holding Corp.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) ), without the prior written consent of the Required Holders (as defined belowwhich consent may be withheld, delayed or conditioned in the sole discretion of such Required Holders).
Appears in 1 contract
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are Note is no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders Lender (as defined below).
Appears in 1 contract
Samples: Subordination Agreement (Digital Domain Media Group, Inc.)
Stock Splits. Until the Notes Warrants and all notes warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Intercloud Systems, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below), except for the Forward Split (as defined in the Merger Agreement) or as required by an Eligible Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Helios & Matheson Analytics Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)) except as required by any Principal Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Real Goods Solar, Inc.)
Stock Splits. Until the Convertible Notes and all notes issued pursuant to the terms thereof are no longer outstandingoutstanding and the Warrants are fully exercised or expired, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (Holders, except as defined below)to reasonably comply with the requirements of any Principal Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Workhorse Group Inc.)
Stock Splits. Until the Notes and all notes Conversion Shares issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Holders.
Appears in 1 contract
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, other than with respect to the reverse stock split approved by the Company’s stockholders at the Special Meeting of Stockholders held on November 8, 2024, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of AV Securities, Inc. (the “Required Holders (as defined belowHolders”).
Appears in 1 contract
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect effectuate any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Evofem Biosciences, Inc.)
Stock Splits. Until Except as may be done to bring the Company into compliance with the continued listing rules of the Principal Market, until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Aditx Therapeutics, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below); provided, however, that the Company may effectuate one reverse stock split without the prior written consent of the Required Holders if the purpose thereof is to comply with the listing requirements of the Principal Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Crown Electrokinetics Corp.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below) (other than one reverse stock split to regain compliance with the listing maintenance requirements of the Principal Market).
Appears in 1 contract
Samples: Securities Purchase Agreement (Toughbuilt Industries, Inc)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below), other than one reverse stock split after the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (BitNile Metaverse, Inc.)
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not not, except as required to maintain its listing on the Principal Market, effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Stock Splits. Until Other than the Notes Permitted Split, until the Debentures and Warrants and all notes and warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders Buyers (as defined below).
Appears in 1 contract
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are Note is no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)Holder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Satcon Technology Corp)
Stock Splits. Until Except for one time after the date hereof as needed to meet the listing requirements of the Principal Market, until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Samples: Securities Purchase Agreement (Eastside Distilling, Inc.)
Stock Splits. Until Except as set forth in Section 4(w) hereunder, until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below).
Appears in 1 contract
Stock Splits. Until the Notes Warrants and all notes warrants issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combinationsplits, reverse stock split dividends, stock combinations, recapitalizations or other similar transaction transactions (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below)holders thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Shen Zhou Mining & Resources, Inc.)
Stock Splits. Until the Convertible Notes and all notes issued pursuant to the terms thereof Warrants are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (Holders, except as defined below)required by any Principal Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Workhorse Group Inc.)
Stock Splits. Until the Convertible Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of each of the Required Holders (Buyers, except as defined below)required by any Principal Market to provide for the eligibility or continued eligibility of the Common Stock for listing or quotation on such market.
Appears in 1 contract
Stock Splits. Until the Notes and all notes issued pursuant to the terms thereof are no longer outstanding, the Company shall not effect any stock combination, reverse stock split or other similar transaction (or make any public announcement or disclosure with respect to any of the foregoing) without the prior written consent of the Required Holders (as defined below), other than with respect to the stock split contemplated by the Shareholder Approval.
Appears in 1 contract
Samples: Securities Purchase Agreement (Vinco Ventures, Inc.)