Submission of Orders by Broker-Dealers to Auction Agent. (i) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders obtained by such Broker-Dealer for the Auction to be conducted on such Auction Date and shall specify with respect to each Order: (A) the name of the Bidder placing such Order; (B) the aggregate number of shares of Preferred Stock that are the subject of such Order; (C) to the extent that such Bidder is an Existing Holder the number of shares, if any, of Preferred Stock subject to any:
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Samples: Broker Dealer Agreement (Prospect Street High Income Portfolio Inc)
