Common use of Submission of Orders by Broker-Dealers to Auction Agent Clause in Contracts

Submission of Orders by Broker-Dealers to Auction Agent. (i) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders obtained by such Broker-Dealer for the Auction to be conducted on such Auction Date and shall specify with respect to each Order:

Appears in 2 contracts

Samples: Insurance Agreement (Prospect Street High Income Portfolio Inc), Auction Agent Agreement (Prospect Street High Income Portfolio Inc)

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Submission of Orders by Broker-Dealers to Auction Agent. (ia) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders obtained by such Broker-Dealer for the Auction to be conducted on such Auction Date all Orders obtained by such Broker-Dealer and shall specify specifying with respect to each Order:

Appears in 1 contract

Samples: Auction Agent Agreement (New America High Income Fund Inc)

Submission of Orders by Broker-Dealers to Auction Agent. (ia) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders for APS subject to an Auction on such Auction Date obtained by such Broker-Dealer for the Auction to be conducted on such Auction Date and shall specify with respect to each OrderOrder for such shares:

Appears in 1 contract

Samples: Auction Agency Agreement (Van Kampen High Income Trust Ii)

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Submission of Orders by Broker-Dealers to Auction Agent. (ia) Each Broker-Dealer shall submit in writing to the Auction Agent in writing or by such other method as shall be reasonably acceptable to the Auction Agent, prior to the Submission Deadline on each Auction Date Date, all Orders obtained by such Broker-Dealer for the Auction to be conducted on such Auction Date and shall specify specifying, if requested, with respect to each Order:

Appears in 1 contract

Samples: Master Loan and Trust Agreement (Pennichuck Corp)

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