Common use of Submission of Orders by Broker-Dealers to Auction Agent Clause in Contracts

Submission of Orders by Broker-Dealers to Auction Agent. (a) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders for Energy Notes of a series subject to an Auction on such Auction Date obtained by such Broker-Dealer, designating itself (unless otherwise permitted by the Issuer) as an Existing Holder in respect of Energy Notes subject to Orders submitted or deemed submitted to it by Beneficial Owners and as a Potential Holder in respect of Energy Notes subject to Orders submitted to it by Potential Beneficial Owners, and shall specify with respect to each such Order:

Appears in 2 contracts

Samples: Energy Income & Growth Fund, Energy Income & Growth Fund

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Submission of Orders by Broker-Dealers to Auction Agent. (a) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders for Energy Series ___Notes of a series subject to an Auction on such Auction Date obtained by such Broker-Dealer, designating itself (unless otherwise permitted by the Issuer) as an Existing Holder in respect of Energy Series ___Notes subject to Orders submitted or deemed submitted to it by Beneficial Owners and as a Potential Holder in respect of Energy Series ___Notes subject to Orders submitted to it by Potential Beneficial Owners, and shall specify with respect to each such Order:

Appears in 1 contract

Samples: Kayne Anderson MLP Investment CO

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Submission of Orders by Broker-Dealers to Auction Agent. (a) Each Broker-Dealer shall submit in writing to the Auction Agent prior to the Submission Deadline on each Auction Date all Orders for Energy Series E Notes of a series subject to an Auction on such Auction Date obtained by such Broker-Dealer, designating itself (unless otherwise permitted by the Issuer) as an Existing Holder in respect of Energy Series E Notes subject to Orders submitted or deemed submitted to it by Beneficial Owners and as a Potential Holder in respect of Energy Series E Notes subject to Orders submitted to it by Potential Beneficial Owners, and shall specify with respect to each such Order:

Appears in 1 contract

Samples: Kayne Anderson MLP Investment CO

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