Suspended and grey market investments. We may enter into Transactions for or with you in: (a) an Equity Security whose listing on a Market is suspended, or the listing of or trading in which has been discontinued, or which is subject to a Market announcement suspending or prohibiting trading; or (b) a grey market investment, which is an Equity Security for which application has been made for listing or admission to trading on a Market where the Equity Security's listing or admission has not yet taken place (otherwise than because the application has been rejected) and the Equity Security is not already listed or admitted to trading on another Market.
Appears in 12 contracts
Samples: Professional Client Agreement, Professional Client Agreement, Eligible Counterparty Agreement
Suspended and grey market investments. We may enter into Transactions for or with you in:
(a) an Equity Security whose listing on a Market is suspendedsus pended, or the listing of or trading in which has been discontinued, or which is subject to a Market announcement an nouncement suspending or prohibiting trading; or
(b) a grey market investment, which is an Equity Security for which application has been made for listing or admission to trading on a Market where the Equity Security's ’s listing or admission has not yet taken place (otherwise than because the application has been rejected) and the Equity Security is not already listed or admitted to trading on another Market.
Appears in 3 contracts
Samples: Professional Client Agreement, Professional Client Agreement, Professional Client Agreement
Suspended and grey market investments. We may enter into Transactions for or with you in:
(a) an Equity Security whose listing on a Market is suspended, or the listing of or trading in which has been discontinued, or which is subject to a Market announcement suspending or prohibiting trading; or
(b) a grey market investment, which is an Equity Security for which application has been made for listing or admission to trading on a Market where the Equity Security's ’s listing or admission has not yet taken place (otherwise than because the application has been rejected) and the Equity Security is not already listed or admitted to trading on another Market.
Appears in 3 contracts
Samples: Eligible Counterparty Agreement, Eligible Counterparty Agreement, Eligible Counterparty Agreement
