Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would: (i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or (ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder of Registrable Securities, the Company may, in its discretion, require such Holder of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder under this Section 6(d).
Appears in 3 contracts
Samples: Registration Rights Agreement (Seanergy Maritime Holdings Corp.), Securities Purchase Agreement (Seanergy Maritime Holdings Corp.), Registration Rights Agreement (Seanergy Maritime Holdings Corp.)
Suspension of Trading. At any time after the SALT Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such SALT Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer, Chief Financial Officer or Chief Operating Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of SALT Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of SALT Registrable Securities, the Company may, in its discretion, require such Holder Holders of SALT Registrable Securities to refrain from selling or otherwise transferring or disposing of any SALT Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of SALT Registrable Securities to so refrain from selling or otherwise transferring or disposing of any SALT Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effectiveEffectiveness Period. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 2 contracts
Samples: Registration Rights Agreement (Star Bulk Carriers Corp.), Registration Rights Agreement (Star Bulk Carriers Corp.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the applicable Registration Statement would:
(i) 1. materially interfere with the consummation of any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) 2. require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders pursuant to a Registration Statement for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty ten (3010) daysTrading Days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company pursuant to a Registration Statement on only one occasion two (2) occasions during each twelve six (126) consecutive month period that the such Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d4(a).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sunesis Pharmaceuticals Inc), Investor Rights Agreement (Sunesis Pharmaceuticals Inc)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer, Chief Financial Officer or Chief Operating Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion three occasions during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 2 contracts
Samples: Registration Rights Agreement (Global Ship Lease, Inc.), Registration Rights Agreement (Global Ship Lease, Inc.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty (30) calendar days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 2 contracts
Samples: Registration Rights Agreement (Ardea Biosciences, Inc./De), Registration Rights Agreement (Ardea Biosciences, Inc./De)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i6(e)(i) prior to the time such disclosure might otherwise be required. After Beginning ten (10) Business Days after the delivery receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 2 contracts
Samples: Registration Rights Agreement (Services Acquisition Corp. International), Registration Rights Agreement (Key Hospitality Acquisition CORP)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration StatementStatement but in no event prior to April 15, 2021, the Company may deliver to the Holder of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder of Registrable Securities, the Company may, in its discretion, require such Holder of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder under this Section 6(d).
Appears in 2 contracts
Samples: Registration Rights Agreement (Seanergy Maritime Holdings Corp.), Securities Purchase Agreement (Seanergy Maritime Holdings Corp.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective the Shelf Registration Statement, the Company may deliver to the Holder of such Registrable Securities Selling Holders a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Shelf Registration Statement would:
would (i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
Act or (ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder the Selling Holders, such Selling Holders shall refrain from selling or otherwise transferring or disposing of any Registrable Securities, Securities then held by such Selling Holders for a specified period of time that is customary under the Company maycircumstances. Notwithstanding the foregoing sentence, in its discretion, require such no event shall any Selling Holder of Registrable Securities be required to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held under this Section 2.01(b) for a period exceeding an aggregate of 90 days (exclusive of any days covered by any lock-up agreement executed by such Selling Holder for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, in connection with any Underwritten Offering by the Company shall be permitted to cause Holder of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12Selling Holders) consecutive month period that the Registration Statement remains effectivein any 365-day period. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d2.01(b).
Appears in 2 contracts
Samples: Stock Purchase Agreement (GTX Inc /De/), Registration Rights Agreement (GTX Inc /De/)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 2 contracts
Samples: Registration Rights Agreement (Seanergy Maritime Holdings Corp.), Registration Obligation Agreement (Euroseas Ltd.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the applicable Registration Statement would:
(i) 1. materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) 2. require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty ten (3010) daysTrading Days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one (1) occasion during each twelve six (126) consecutive month period that the such Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d4(a).
Appears in 2 contracts
Samples: Investor Rights Agreement (Kun Run Biotechnology, Inc.), Securities Purchase Agreement (Kun Run Biotechnology, Inc.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i6(e)(i) prior to the time such disclosure might otherwise be required. After Beginning five (5) Business Days after the delivery receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder of Registrable Securities to so refrain from selling or otherwise transferring or disposing of 75 days during any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive -month period that the Registration Statement remains effectiveperiod. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 2 contracts
Samples: Registration Rights Agreement (Medicalcv Inc), Securities Purchase Agreement (Medicalcv Inc)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a "Suspension Period") that is customary under the circumstances (not to exceed thirty twenty (3020) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 1 contract
Samples: Registration Rights Agreement (Miv Therapeutics Inc)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales xxxxx of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Samples: Registration Rights Agreement (Seanergy Maritime Holdings Corp.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i8(c)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d8(c).
Appears in 1 contract
Samples: Registration Rights Agreement (Seanergy Maritime Holdings Corp.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder of such Registrable Securities Holders a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i6(d) prior to the time such disclosure might otherwise be required. After Beginning five (5) business days after the delivery receipt of a Suspension Certificate by Holder of Registrable Securitiesthe Holders, the Company may, in its discretion, require such Holder of Registrable Securities Holders to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty forty-five (3045) calendar days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder of Registrable Securities Holders to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d)Section.
Appears in 1 contract
Suspension of Trading. At any time after the Registrable Securities are covered by an the effective New Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the New Registration Statement would:
(i) materially interfere with the consummation of any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders pursuant to the New Registration Statement for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty ten (3010) trading days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of pursuant to the Company New Registration Statement on only one occasion two (2) occasions during each twelve six (126) consecutive month period that the such New Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(a).
Appears in 1 contract
Samples: Termination and Registration Rights Agreement (Sunesis Pharmaceuticals Inc)
Suspension of Trading. At any time after the Registrable Demand Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Demand Securities, the Company may, in its discretion, require such Holder Holders of Registrable Demand Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Demand Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Demand Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Demand Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Samples: Registration Rights Agreement (Ardea Biosciences, Inc./De)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty sixty (3060) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i6(e)(i) prior to the time such disclosure might otherwise be required. After Beginning ten (10) Business Days after the delivery receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 1 contract
Samples: Registration Rights Agreement (Tudor Investment Corp Et Al)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty twenty (3020) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 1 contract
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the Board of Directors of the Company in good faith reasonably believes that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
: (i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
or (ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder of Registrable Securitiesthe Investor, the Company may, in its discretion, require such Holder of Registrable Securities to it shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder for a specified period of time that is customary under the circumstances (a “Suspension Period”) not to exceed thirty twenty (3020) calendar days). Notwithstanding the foregoing sentence, the Company The Registration Period or Extended Registration Period shall be permitted to cause Holder automatically extended by the number of Registrable Securities to so refrain from selling or otherwise transferring or disposing of days that elapse during any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder under this Section 6(d)Suspension Period.
Appears in 1 contract
Samples: Registration Rights Agreement (Select Comfort Corp)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a "Suspension Period") that is customary under the circumstances (not to exceed thirty twenty (3020) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d4(d).
Appears in 1 contract
Samples: Registration Rights Agreement (I-Level Media Group Inc)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension Certificate") approved by the Chief Executive Officer, Chief Financial Officer or Chief Operating Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion three occasions during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Samples: Registration Rights Agreement (Scorpio Tankers Inc.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After Beginning ten (10) Business Days after the delivery receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer or Chief Financial Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) or event prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d).
Appears in 1 contract
Samples: Registration Rights Agreement (Ardea Biosciences, Inc./De)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i6(e) prior to the time such disclosure might otherwise be required. After Beginning five (5) Business Days after the delivery receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty twenty (3020) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(f).
Appears in 1 contract
Samples: Registration Rights Agreement (Tower Semiconductor LTD)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder of such Registrable Securities Holders a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After Beginning five (5) business days after the delivery receipt of a Suspension Certificate by Holder of Registrable Securitiesthe Holders, the Company may, in its discretiondiscretion and upon written notice to such Holders, require such Holder of Registrable Securities Holders to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary appropriate under the circumstances (not to exceed thirty forty-five (3045) calendar days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder of Registrable Securities Holders to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that following the Registration Statement remains effectiveEffective Date. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d)Section.
Appears in 1 contract
Samples: Shareholder Rights and Restrictions Agreement (Tower Semiconductor LTD)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "Suspension CertificateSUSPENSION CERTIFICATE") approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any transaction of the type discussed in Section 6(d)(i6(e)(i) prior to the time such disclosure might otherwise be required. After Beginning ten (10) Business Days after the delivery receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time that is customary under the circumstances (not to exceed thirty (30) days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion during each twelve (12) consecutive month period that the Registration Statement remains effective. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 1 contract
Samples: Registration Rights Agreement (Navios Maritime Holdings Inc.)
Suspension of Trading. At any time after the Registrable Securities are covered by an effective Registration Statement, the Company may deliver to the Holder Holders of such Registrable Securities a certificate (the "“Suspension Certificate"”) approved by the Chief Executive Officer of the Company and signed by an officer of the Company stating that the effectiveness of and sales of Registrable Securities under the Registration Statement would:
(i) materially interfere with any transaction that would require the Company to prepare financial statements under the Securities Act that the Company would otherwise not be required to prepare in order to comply with its obligations under the Exchange Act, or
(ii) require public disclosure of any a material transaction of the type discussed in Section 6(d)(i) prior to the time such disclosure might otherwise be required. After the delivery Upon receipt of a Suspension Certificate by Holder Holders of Registrable Securities, the Company may, in its discretion, require such Holder Holders of Registrable Securities to shall refrain from selling or otherwise transferring or disposing of any Registrable Securities or other Company securities then held by such Holder Holders for a specified period of time (a “Suspension Period”) that is customary under the circumstances (not to exceed thirty fifteen (3015) calendar days). Notwithstanding the foregoing sentence, the Company shall be permitted to cause Holder Holders of Registrable Securities to so refrain from selling or otherwise transferring or disposing of any Registrable Securities or other securities of the Company on only one occasion two (2) occasions during each twelve (12) consecutive month period that the Registration Statement remains effectiveeffective with no less than twenty (20) calendar days in between Suspension Periods. The Company may impose stop transfer instructions to enforce any required agreement of the Holder Holders under this Section 6(d6(e).
Appears in 1 contract