Common use of TABLE OF DEFINED TERMS Clause in Contracts

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3) Alternative Security Election Notice 3.04(a)(3) Alternative Security Issuance Notice 3.04(a)(3) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1) Conversion Time 3.04(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial Closing Date 2.02(a) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)

Appears in 1 contract

Samples: Note Purchase Agreement (Vacasa, Inc.)

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TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Adjustment Statement 2.11(a) Alternative Security Election Notice 3.04(a)(3Agreement Preamble Allocation Schedule 2.11(w) Alternative Security Issuance Notice 3.04(a)(3Annual Financial Statements 3.8(a) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2Arbitrating Accountant 2.11(c) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(13.8(a) Conversion Time 3.04(bBass, Xxxxx & Xxxx 2.11(e) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Binder Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(cBuyer Preamble Buyer Material Adverse Effect 4.4 Buyer Tax Return 9.1(b) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial CARES Act 12.6 Closing 2.02(a) Initial 2.7 Closing Calculation 2.8 Closing Cash Amount 2.6 Closing Date 2.02(a2.10 Company Group Privacy Policies 3.16(a) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Company Leased Real Property 5.15(c3.13(b) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Company-Owned Real Property 5.15(b3.13(b) Participating Holder Confidentiality Agreement 5.2(b) D&O Indemnified Person 6.1(d) (a) Employee Plan 3.11(a) End Date 8.1(b) Environmental Laws 3.18(f)(i) ERISA 3.11(a) Estimated Adjustment Amount 2.11(d)(i) Final Adjustment Amount 2.11(d)(i) Final Closing Date Cash on Hand 2.11(a) Final Closing Date Net Working Capital 2.11(a) Final Company Closing Assumed Indebtedness 2.11(a) Final Company Closing Indebtedness 2.11(a) Final Selling Expenses 2.11(a) Financial Statements 3.8(a) Flow-Through Tax Return 9.1(a) Form Assignment and Assumption Agreement 2.11(p) Hazardous Substances 3.18(f)(i) Helicon Insurance Recitals Indemnified Persons 6.1(a) Interim Financial Statements 3.8(a) Interim Breach 6.4 Interim Period 6.4 IP License 3.15(b) Xxxxxxx Preamble Leases 3.15(b) Malicious Code 3.15(f) Material Contracts 3.19(b) Material Customer 3.19(a) Material Supplier 3.6(a) Qualified Benefit Plan 3.11(b) Parent Preamble Post-Closing Representation 12.11(b) Prior Company Counsel 12.11(b) Prohibitive Order 7.1(d) Protected Communications 12.11(a) Protest Notice 10.04(b2.11(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Purchase Price 2.2 Real Property Leases 5.15(c3.13(b) Register 10.05 Reference Balance Sheets 3.8(a) Registered Holdings Intellectual Property 5.18(b3.18(f)(iii) Related Party 5.14 XXXX 00.00(xRelease 3.18(f)(iii) XXXX and Co-Sale Representatives 5.5 Restrictive Covenant Agreement 2.11(f) Securities Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(bSecurity Incident 3.16(e) Subsequent Closing Date 2.02(bSeller(s) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(bPreamble Sellers’ Representative Preamble Sellers’ Representative Expense Fund 2.3 Seller Tax Claim 9.3(b) Third Party Intellectual Property 5.18(cSpecified Termination 8.3(a) Transferring Holder 10.04(bStock Consideration 0 Tail Policies 6.1(d) Undersubscription Election Notice 10.04(cTax Allocation 9.7 Tax Claim 9.3(a) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aTransfer Taxes 9.5 WARN Act 3.12(b)

Appears in 1 contract

Samples: Securities Purchase Agreement (Skyline Champion Corp)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Adjustment Statements 2.7(a) Alternative Security Election Notice 3.04(a)(3Agreement Preamble Antitrust Laws 6.3(b) Alternative Security Issuance Notice 3.04(a)(3Anti-Corruption Laws 3.24(b) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(aArbitrating Accountant 2.7(c) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2Audited Financial Statements 3.9(a) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(13.9(a) Conversion Time 3.04(bCap 10.5(a) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Capital Stock Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial 2.5 Closing Date 2.02(a2.5 Closing Statement 2.7(a) Initial Purchasers Company Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Company Leased Real Property 5.15(c3.15(b) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Company-Owned Real Property 5.15(b3.15(a) Participating Holder Company Software 3.16(g) Delivered Financial Statements 3.10(a) Employee Plans 3.12(a) End Date 7.3(a) Environmental Laws 3.20(f)(i) Environmental Permits 3.20(f)(ii) ERISA 3.12(a) Estimated Closing Date Calculations 2.3 Estimated Net Working Capital Adjustment Amount 1.1 Export Control Laws 3.8(c) FCPA 3.24(b) FDA 3.25(a) Final Adjustment Amount 2.7(d)(v) Final Closing Date Balance Sheet 2.7(c) Final Closing Date Cash on Hand 2.7(c) Final Closing Date Company Transaction Expenses 2.7(c) Final Closing Date Indebtedness 2.7(c) Final Closing Date Net Working Capital 2.7(c) Financial Statements 3.9(a) GAAP 3.9(a) Hazardous Substances 3.20(f)(iii) Inbound IP Licenses 3.16(b) Indemnification Agreements 2.6(a)(v) Indemnified Party 10.6(a) Indemnifying Party 10.6(a) Insurance Policies 3.19 IP Licenses 3.16(b) IRS 3.12(e) Material Contracts 3.7(a) Material Customers 3.18(a) Material Suppliers 3.18(b) Member 8.4 Non-Solicitation Restricted Period 8.2(d) Outbound IP Licenses 3.16(b) Parent Preamble Parties Preamble Payoff Letter 2.4(b) Personal Property Leases 3.23(a) Plan 3.12(j) Protest Notice 10.04(b2.7(b) Participating Holder Notice Protest Period 10.04(b2.7(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(cPurchase Price 2.2 Purchaser Preamble Purchaser-Filed Tax Return 9.1(a) Purchaser Preamble Qualified Plan 5.20(cGroup 6.1 Purchaser Indemnified Persons 10.2(a) Real Property Leases 5.15(cLease 3.14(b) Register 10.05 Registered Holdings Intellectual Property 5.18(b3.16(a) Related Reference Balance Sheet 3.9(a) Release 3.20(f)(iv) Released Parties 11.11(a) Seller Preamble Seller Indemnified Persons 10.2(b) Seller Parties Preamble Sellers Preamble Survival Period 10.1 Third-Party 5.14 XXXX 00.00(xClaim 10.6(a) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Trade Secrets 1.1 Transaction Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aDeductions 9.1(a)

Appears in 1 contract

Samples: Stock Purchase Agreement (Nn Inc)

TABLE OF DEFINED TERMS. Terms that are not defined in Term Section 1.01 have the meanings set forth in the following Sections: Agreed Remedial Action 7.1(c) Agreement Preamble Alternative Security 3.04(a)(3Acquisition Agreement 7.2(c)(ii) Alternative Security Election Notice 3.04(a)(3Anti-Corruption Laws 5.10(d) Alternative Security Issuance Notice 3.04(a)(3Applicable Date 5.5(a) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(15.3(a) Conversion Time 3.04(bBook-Entry Share 3.2 Bylaws 2.5 Capitalization Date 5.2(a) Covered Persons 5.22 D-1 Note Cash Replacement Company RSU Award Amounts 3.5(b)(ii) CCC Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aCertificate 3.2 Certificate of Merger 2.3 Change of Recommendation 7.2(c)(ii) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Charter 2.4 Closing 2.02(a) Initial 2.2 Closing Date 2.02(a2.2 Company Preamble Company Board Recitals Company Common Stock Recitals Company Disclosure Letter Article V Company Equity Awards 3.5(d) Initial Purchasers Preamble Company Equity Payments 3.5(d) Company ESPP 3.5(c) Company ESPP Offering Period 3.5(c) Company Financial Advisor 5.3(b) Company Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Company Labor Agreement 5.9(b) Company Options 3.5(a) Company Recommendation 5.3(b) Company Related Parties 9.7(b) Company Reports 5.5(a) Company RSU Payment 3.5(b)(i) Company Securities 5.2(b) Consent Delivery Deadline 7.3 Consent Solicitation Statement 5.3(c) Term Section Continuing Employee 7.10 D&O Insurance 7.12(b) Data Requirements 5.15(i) Dissenting Shares 4.7 Effective Time 2.3 Eligible Shares 3.1 Encumber 5.2(a) Encumbrance 5.2(a) Equity Commitment Letter 6.7(a) Exchange Fund 4.1 Final Order 9.2(c) Indemnified Parties 7.12(a) Insurance Policies 5.16 Letter of Transmittal 4.2(a) Material Contract 5.17(a)(xvi) Material Customers 5.20(a) Material Suppliers 5.20(a) Merger Recitals Merger Consideration 3.1 Merger Sub Preamble Money Laundering Laws 5.10(f) New Plans 7.10(b) Non-DTC Book-Entry Share 4.2(b) Non-Recourse Party 9.7(b) Opinion 5.3(b) Outside Date 9.2(a) Parent Preamble Parent Approvals 6.3(a) Parent Board Recitals Parent Disclosure Letter Article VI Parent Expenses 9.6 Parent Liability Limitation 9.7(a) Parent Match Period 7.2(d) Parent Related Parties 9.7(a) Party/Parties Preamble Paying Agent 4.1 Payoff Amount 7.13(d)(i) Payor 9.5(d)(ii) Principal Stockholder Divestment Recitals Principal Stockholder Postal Ballot 7.3 Product 5.18 Proposed Change Notice 10.04(b7.2(d) Participating Holder Notice Period 10.04(bRBI Consent 8.1(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(bRequisite Regulatory Approvals 8.1(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(bSEC Clearance Date 7.4(a) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Term Section Support Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(bSurviving Corporation 2.1 Tail Period 7.12(b) Subsequent Closing Date 2.02(bTakeover Statute 5.11 Trade Controls 5.10(e) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(bTransaction Litigation 7.16 Transactions Recitals UKBA 5.10(d) Third Party Intellectual Property 5.18(cWARN Act 5.9(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)Written Consent Recitals

Appears in 1 contract

Samples: Merger Agreement (Majesco)

TABLE OF DEFINED TERMS. Terms that are not Each of the following terms is defined in the Section 1.01 have the meanings set forth in the following Sectionsopposite such term: Alternative Security 3.04(a)(3401(k) Alternative Security Termination Date 10.1 (a) 9100 Relief Request 6.1 (f) Actions 4.6 Additional Documents 6.1 (f) Adjusted Cash Consideration 3.4 (d)(iii) Adjusted New Notes Consideration 3.4 (d)(i) Adjusted Stock Consideration 3.4 (d)(ii) Aggregate Cash Amount 3.4 (a)(iii) Aggregate Merger Consideration 3.4 (a) Aggregate New Notes Amount 3.4 (a)(i) Aggregate Stock Amount 3.4 (a)(ii) Antitrust Counsel Only Material 6.1 (b) Audited Financial Statements 4.8 (a) Average Closing Date Price 3.4 (b)(i) Average Parent Stock Price Collar 3.4 (c)(i) Benefit Plan 4.14 Business Recitals Certificate of Merger 2.1 (b) Challenge 8.7 (c) Check-the-Box-Election Notice 3.04(a)(36.1 (f) Alternative Security Issuance Notice 3.04(a)(3Closing 2.2 Communications Consent Applications 6.1 (a)(i) Amended and Restated LLC Company Preamble Company 401(k) Plans 10.1 (a) Company Board Designee 6.3 (d) Company Closing Date Transaction Expenses 3.4 (c)(ii)(A)(1) Company Employees 10.1 (b) Company Insurance Policies 4.12 Company Leases 4.15 (b) Company Option 3.3 (a) Company Rights 3.3 (b) Company Satellites 4.16 (a) Company Stock Certificate 3.1 (e) Company Stockholder Approval 4.4 (a) Confidentiality Agreement 6.1 (d) Contracts 4.10 (a) Delaware Court 12.2 Dissenting Shares 3.7 Effective Time 2.1 (b) Election Relief Request 6.1 (f) Execution Date Preamble Financial Statements 4.8 (a) Indemnification Agreement Recitals Applicable Law 3.05(aInitial Outside Date 11.1 (d) Assigned Interest 10.04(bITU 4.16 (e) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1) Conversion Time 3.04(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial Closing Date 2.02(a) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c4.15 (b) Legal Opinions 6.01(d)(6Lender Shares Lower Limit 3.4 (c)(i)(D)(y) Liability 5.12 Losses 11.01 Lender Shares Upper Limit 3.4 (c)(i)(D)(x) Lender Stock Amount 3.4 (a)(ii) Letter of Transmittal 3.2 (b) Lower Limit 3.4 (c)(i)(B) Material Contracts 5.17 Nonpublic Information 13.03 4.10 (b) Merger Recitals Merger Agreement Preamble Merger Sub Preamble Modified Reasonable Cause Request 6.1 (f) Monthly Financial Statements 4.8 (a) Net Stock Amount 3.4 (a)(ii) New Notes Recitals Offer Amount 7.07(a3.4 (a)(i) Offer New Savings Plan 10.1 (a) Orders 4.6 Outside Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a11.1 (f) Owned Real Property 5.15(b4.15 (a) Participating Holder Notice 10.04(bParent Preamble Parent Preferred Stock 5.2 (a) Participating Holder Notice Period 10.04(bParent SEC Documents 5.5 (a) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(bParent Stock 5.2 (a) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Parties Preamble Party Preamble Payment and Allocation Schedule 4.25 Payment Form 3.4 (c)(iii)(A) Payoff Amount 3.4 (c)(iii)(A) Payoff Letters 3.4 (c)(iii)(B) Per Share 10.04(bCash Consideration 3.1 (d) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(aPer Share Merger Consideration 3.1 (d) Per Share Notes Consideration 3.1 (d) Per Share Stock Consideration 3.1 (d) Premium Limit 6.3 (a)(ii) Proposed Transfer Notice 10.04(bTransaction 6.2 (c)(i) Prospective Transferee 10.03(cReasonable Cause Request 6.1 (f) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Registration Statement 5.6 Related Party 5.14 XXXX 00.00(xContract 4.23 Representatives 6.2 (c)(i) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(bSurviving Corporation 2.1 (a) Third Party Intellectual Property 5.18(cFinancing 6.3 (b) Transferring Holder 10.04(bTransfer Taxes 12.9 Upper Limit 3.4 (c)(i)(A) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aWB Communications Recitals Year To Date Financial Statements 4.8 (a)

Appears in 1 contract

Samples: Merger Agreement (Viasat Inc)

TABLE OF DEFINED TERMS. Terms that are not defined in Term Section 1.01 have the meanings set forth in the following Sections: 2018 Annual Bonus Plan 7.10(d) Agreement Preamble Alternative Security 3.04(a)(3Acquisition Agreement 7.2(d)(ii) Alternative Security Election Notice 3.04(a)(3Debt Financing 7.13(c) Alternative Security Issuance Notice 3.04(a)(3Anti-Corruption Laws 5.10(d) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(aDate 5.5(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election 5.3(a) Book-Entry Share 3.2 Bylaws 2.5 Capitalization Date 5.2(a) Certificate 3.2 Certificate of Merger 2.3 Change Notice 3.04(a)(17.2(e) Conversion Change of Recommendation 7.2(d)(ii) Charter 2.4 Chosen Courts 10.5(b) Closing 2.2 Closing Date 2.2 Company Preamble Company Board Recitals Company Common Stock Recitals Company Compensation Committee 3.5(c) Company Disclosure Letter Article V Company DSU 3.5(d) Company Equity Awards 3.5(e) Company Equity Payments 3.5(e) Company Options 3.5(a) Company Option Deferred Cash Award 3.5(a) Company P-RSU 3.5(c) Company P-RSU Deferred Cash Award 3.5(c) Company Recommendation 5.3(b) Company Reports 5.5(a) Company RSU 3.5(b) Company RSU Deferred Cash Award 3.5(b) Company Securities 5.2(b) Continuing Employee 7.10(a) Debt Commitment Letter 6.7(b) Debt Financing 6.7(b) Debt Financing Sources 6.7(b) DGCL Recitals D&O Insurance 7.12(b) Effective Time 3.04(b2.3 Eligible Shares 3.1 Encumber 5.2(a) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aEncumbrance 5.2(a) D-2 Notes Offer Notice 7.07(aEquity Commitment Letter 6.7(a) D-2 Notes Undersubscription Election Notice 7.07(bEquity Financing 6.7(a) D-2 Notes Undersubscription Notice 7.07(bExchange Fund 4.1 Final Order 9.2(c) Declined Offer Notice 7.07(bFinancing 6.7(b) Declining Holder 7.07(bFinancing Commitment Letters 6.7(b) Deferred Interest 3.01(cFinancing Source 6.7(b) Disclosure Schedule ARTICLE V Disposition 8.06(bGovernmental Antitrust Entity 7.6(d)(i) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and CoGo-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(cShop Period 7.2(a) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aParties 7.12(a) Initial Closing Notice 7.2(e) Insurance Policies 5.16 Letter of Transmittal 4.2(a) Material Contract 5.17(a)(xi) Material Customers 5.21(a) Material Suppliers 5.21(a) Merger Recitals Merger Consideration 3.1 Merger Sub Preamble Money Laundering Laws 5.10(f) Multiemployer Plan 5.8(b) New Debt Commitment Letters 7.13(c) New Plans 7.10(b) Non-DTC Book-Entry Share 4.2(b) Non-Recourse Party 9.7(b) No-Shop Period Start Date 2.02(a7.2(b)(i) Initial Purchasers Outside Date 9.2(a) Parent Preamble Intellectual Property 5.18(aParent Approvals 6.3(a) Investor Rights Agreement Parent Board Recitals Irrevocability Date 7.07(aParent Disclosure Letter Article VI Parent Expenses 9.6 Parent Liability Limitation 9.7(a) Issuer Parent Related Parties 9.7(a) Party/Parties Preamble Leased Real Property 5.15(cPaying Agent 4.1 Payor 9.5(d)(ii) Legal Opinions 6.01(d)(6Product 5.18 Product Certifications 5.19 Proxy Statement 7.3(a) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Qualifying Termination 7.10(d) Replacement Deferred Cash Awards 3.5(c) Required Financial Information 13.03 Notes 7.13(e)(i) Requisite Company Vote 5.3(a) Requisite Regulatory Approvals 8.1(b) Sanctions and Exports Laws 5.10(e) Specified Representatives 7.2(i) Surviving Corporation 2.1 Tail Period 7.12(b) Takeover Statute 5.11 Transaction Litigation 7.16 Transactions Recitals Offer Amount 7.07(aUKBA 5.10(d) Offer Date 7.07(aUnvested Company Option 3.5(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aVested Company Option 3.5(a)

Appears in 1 contract

Samples: Merger Agreement (Verifone Systems, Inc.)

TABLE OF DEFINED TERMS. Terms that Additional Mortgage Section 7.12(c) Agent-Related Persons Section 10.2 Agreement Preamble Anti-Terrorism Laws Section 5.22 Collateral Agent Section 10.8, Preamble Company Preamble Company Historical Financial Statements Section 5.12(a) Compliance Certificate Section 7.2(b) Debt Offering Section 7.16 Default Rate Section 9.1 Dilutive Interests Section 8.22(a) Dilutive Issuance Section 8.22(b) Disposition Section 8.3 Down Round Section 8.22(a) Down-Round Price Reset Section 8.22(a) Environmental Permits. Section 5.13 Event of Default Section 9.1 Excluded Issuances Section 8.22(a) Executive Order Section 5.22 Existing Agreement Recitals, Recitals Indemnified Liabilities Section 10.7 Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) New Subsidiary Section 7.12(a) Observer Section 7.18 OFAC Section 5. 22 Original Agreement Recitals Originating Holder Section 11.3(a) Other Payments Section 9.1 Participant Section 11.3(a) Participant Register Section 11.3 Permitted Liens Section 8.1 Pre-Emptive Right Offer Section 8.22(b) Pro Forma Balance Sheet Section 5.12(d) Regulatory Disclosure Requirement Section 7.17 Reinvestment Period Section 8.3(D) Restricted Payments Section 8.10 Securities Section 11.9(a) Subsidiary Sales Section 8.3(B)(i) Turnaround Plan Section 7.21(b) USA Patriot Act Section 5.22 Accounting Principles. Calculations and determinations of financial and accounting terms used and not otherwise specifically defined under this Agreement (including the Exhibits hereto) shall be made and determined, both as to classification of items and as to amount, in accordance with GAAP or IFRS, as applicable. If any changes in accounting principles or practices from GAAP or IFRS, as applicable, are not defined occasioned by the promulgation of rules, regulations, pronouncements and opinions by or required by the Financial Accounting Standards Board or the American Institute of Certified Public Accountants (or any successor thereto or agencies with similar functions) with respect to GAAP, and the International Accounting Standards Board with respect to IFRS, which results in Section 1.01 have the meanings set forth a change in the following Sections: Alternative Security 3.04(a)(3) Alternative Security Election Notice 3.04(a)(3) Alternative Security Issuance Notice 3.04(a)(3) Amended method of accounting in the calculation of financial covenants, standards or terms contained in this Agreement or any other Operative Document, the parties hereto agree to enter into negotiations to amend such provisions so as equitably to reflect such changes to the end that the criteria for evaluating financial and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy other covenants, financial condition and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1) Conversion Time 3.04(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events performance will be the same after such changes as they were before such changes; and if the parties fail to agree on the amendment of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR such provisions, Credit Parties shall continue to provide calculations for all financial covenants, perform all financial covenants and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial Closing Date 2.02(a) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX otherwise observe all financial standards and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)terms in the Operative Documents in accordance with GAAP or IFRS, as applicable, as in effect immediately prior to such changes.

Appears in 1 contract

Samples: Securities Purchase Agreement

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(32012 Deep Dish Balance Sheet 3.5(a) Alternative Security Election Notice 3.04(a)(32012 Thin Crust Balance Sheet 4.5(a) Alternative Security Issuance Notice 3.04(a)(3Actual TC Tax Distributions 10.8(e) Agreement Lead-In Amended and Restated LLC Deep Dish Charter 2.2 Amended Parent Charter 2.3(a) Business Recitals Capitalization Representations 9.1(b) Closing 2.1 Cashed Out TC Shares 2.4(g)(i) Closing Date 2.1 Confidentiality Agreement Recitals Applicable Law 3.05(a6.2 Contribution 2.5 DD Acquisition Sub Lead-In DD Acquisition Sub Common Stock 2.3(h)(iv) (a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Deep Dish Lead-In Deep Dish Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(13.6 Deep Dish Benefit Plans 3.14(a) Conversion Deep Dish Business Recitals Deep Dish Certificate of Merger 2.3(c) Deep Dish Closing Conditions 11.7 Deep Dish Common Stock 3.2(a) Deep Dish Competing Transaction 6.6(b) Deep Dish Effective Time 3.04(b2.3(c) Covered Persons 5.22 D-1 Note Deep Dish Employment Agreements Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Deep Dish Financial Statements 5.06 Foreign Benefit Plan 5.20(c3.5(a) Founder Recitals Fully Exercising Holder 10.04(cDeep Dish Indemnity Issuance 9.5(b)(i) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial Closing Date 2.02(a) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Deep Dish Leased Real Property 5.15(c3.17(b) Legal Opinions 6.01(d)(6Deep Dish Leases 3.17(b) Liability 5.12 Losses 11.01 Deep Dish Merger 2.3(a) Deep Dish Option 3.2(b) Deep Dish Preferred Stock 3.2(a) Deep Dish Recapitalization 2.2 Deep Dish Registered Intellectual Property 3.18(a) Deep Dish Sales Incentive 3.22 Deep Dish Sellers 6.11 Deep Dish Software Products 3.18(d)(viii) Deep Dish Stock Certificate 2.3(i) Deep Dish Stockholder Representative Lead-In Deep Dish Subsidiaries 3.2(d) Deep Dish Subsidiary Interests 3.2(e) Deep Dish Substituted Option 6.8(c) Deep Dish Supplier 3.20 Deep Dish Surviving Corporation 2.3(b) Disqualified Individual 6.10 Employment Agreements Recitals End Date 8.1(b) Environmental Law 3.13(b)(ii) Exchange Agent 2.9(a) Hazardous Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a3.13(b)(i) Offer Date 7.07(aHSR Act Filings 6.4(a) Offer Period 7.07(aIndemnification Claim 9.5(a)(i) OpCo Plan 5.20(aIndemnified Group 9.5(a)(i) Indemnified Party 9.4(a) Indemnifying Party 9.4(a) Indemnity Cap 9.3(d) Joinder Agreement Lead-In Latest Deep Dish Balance Sheet 3.5(a) Latest Thin Crust Balance Sheet 4.5(a) Open Source Software 5.18(e3.18(d)(ix) Oreo Option Plan 6.8(a) Parent 5.04(aLead-In Parent Common Stock 3.2(d) Owned Real Property 5.15(bParent Preferred Stock 3.2(d) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Parent Stockholders’ Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Permitted Repurchase 6.1(e) Recalculated TC Tax Distributions 10.8(e) Repurchase Offer 6.11(a) Repurchase Period 6.11(a) SHC Tax Indemnity Issuance 9.5(b)(i) Substituted Options 6.8(c) Tax Matters Agreement Recitals TC Acquisition Sub Lead-In TC Acquisition Sub Common Stock 2.4(g)(iii) Thin Crust Lead-In Thin Crust Balance Sheet Date 4.6 Thin Crust Benefit Plans 4.14(a) Thin Crust Business Recitals Thin Crust Certificate of Merger 2.4(c) Thin Crust Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aConditions 11.7 Thin Crust Competing Transaction 6.6(a)

Appears in 1 contract

Samples: Reorganization and Contribution Agreement (GrubHub Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Accrued Employee Obligations 7.4(c) Alternative Security Election Notice 3.04(a)(3Adjustment Statement 2.10(a) Alternative Security Issuance Notice 3.04(a)(3Affiliated Transaction 3.21 Agreement Preamble Arbitrating Accountant 2.10(c) Amended and Restated LLC Agreement ARC Preamble ARC Securities Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) ARC Target Preamble ARCPI Preamble ARCPI Securities Recitals ARCPI Target Preamble Balance Sheet Date 5.06 Bankruptcy and 3.8(a) Bass, Xxxxx & Xxxx 2.10(e) BofA 3.20 Buyer Preamble Buyer Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1Percentage Recitals Buyer Guarantor Preamble Buyer Indemnitees 11.2(a) Conversion Time 3.04(bBuyer Material Adverse Effect 5.4 Buyer Plans 7.4(b)(ii) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aBuyer Released Claims 7.2(b) D-2 Notes Offer Notice 7.07(aBuyer Released Parties 7.2(b) D-2 Notes Undersubscription Election Notice 7.07(bCARES Tax Deferral 1.1(xx) D-2 Notes Undersubscription Notice 7.07(bClosing 2.7 Closing Calculation 2.6 Closing Cash Amount 2.2 Closing Certificate 1.1(ll) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial Closing Date 2.02(a) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble 2.7 Company Leased Real Property 5.15(c3.13(d) Legal Opinions 6.01(d)(6Company Leases 3.13(d) Competing Business 7.7(b) Confidentiality Agreement 6.2(b) Continuing Employees 7.4(b)(ii) Controlled Group Liability 5.12 Losses 11.01 3.11(c) Cost Reports 3.19(f) D&O Indemnified Person 7.1(c) Employee Census File 3.12(c) Employee Plan 3.11(a) End Date 9.1(b) Enforceability Exceptions 3.4 Environmental Laws 3.18(c)(i) Environmental Permits 3.18(c)(ii) Equity Awards Schedule 3.11(h) ERISA 3.11(a) Example Calculation 1.1(hhh) Exception Claim 11.3(a) Final Closing Date Cash on Hand 2.10(a) Final Closing Date Net Working Capital 2.10(a) Final Indebtedness 2.10(a) Final COVID-19 Relief Indebtedness 2.10(a) Final Selling Expenses 2.10(a) Financial Statements 3.8(a) Guaranteed Obligations 12.21(a) Guaranteed Parties 12.21(a) Guaranty 12.21(a) Hazardous Substances 3.18(c)(iii) HCA 1.1(c) Indemnified Party 11.3(a) Indemnified Persons 7.1(a) Indemnifying Party 11.3(a) Independent Contractors List 3.12(c) Information Privacy or Security Laws .3.19(e) Intercompany Accounts 6.5(b) IP License 3.15(b) IP Registrations 3.15(a) JV LLC Recitals Key Payor 3.23 Key Supplier 3.22 KPMG 2.10(e) Lookback Date 3.19(a) Malicious Code 3.16(a) Material Contracts 5.17 Nonpublic Information 13.03 Notes 3.6(a) Medicare Advance Payments 1.1(xx) NOC Preamble NOC Securities Recitals Offer Amount 7.07(aNOC Target Preamble OFAC 3.25 Offered Employees 7.4(a) Offer Date 7.07(aParent Preamble Parent 401(k) Offer Plan 7.4(d) Parent Employment Liabilities 7.4(a)(iii) Post-Closing Representation 12.11(b) Prior Owned Businesses 3.26 Privacy Statements 3.19(e) Protected Communications 12.11(a) Protest Notice 2.10(b) Purchase Price 2.2 Reference Balance Sheets 3.8(a) Release 3.18(c)(iv) Relevant Persons 3.24 Restricted Parties 7.7(a) Retirement Plans 3.11(f) Securities Recitals Section 754 Election 10.7 Seller Guarantees 6.5(a) Seller Tax Claim 10.4(a) Seller Tax Return 10.1(a) Sellers Preamble Sellers’ Released Claims 7.2(a) Sellers’ Released Parties 7.2(a) Senior Employees 7.7(a) Skilled Nursing Outpatient Rehabilitation Services 1.1(hhhh) Survival Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement 11.1 Target Securities Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Tax Allocation 10.7 Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aClaim 11.3(a)

Appears in 1 contract

Samples: Securities Purchase Agreement (Brookdale Senior Living Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 The following terms have the meanings set forth in the following SectionsSections set forth below: Acquisition Merger Preamble Acquisition Merger Effective Time 3.2 Agreement Preamble Alternative Security 3.04(a)(3) Alternative Security Election Notice 3.04(a)(3) Alternative Security Issuance Notice 3.04(a)(3Transaction 8.1(d) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(aPubCo Charter 8.5(ii) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Anti-Money Laundering Laws 5.31 Balance Sheet Date 5.06 5.10(a) Bankruptcy and Equity Exception 4.02 Base 5.2 Cayman Companies Act Preamble Acquisition Closing 2.2 Closings 3.2 Closing Date 3.2 Company Preamble Company Balance Sheet 5.06 Conversion Election Notice 3.04(a)(15.10(a) Conversion Time 3.04(bCompany Closing Statement 4.4(a) Covered Company Dissenting Shareholders 4.3(c) Company Dissenting Shares 4.3(c) Company Indemnified Party 14.2 Company Indemnifying Party 14.1 Company Material Contract 5.15(a) Company Shareholder Approval 5.2 Computer Systems 5.18(g) D&O Indemnified Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a8.7(a) D-2 Notes Offer Notice 7.07(aD&O Tail Insurance 8.7(b) D-2 Notes Undersubscription Election Notice 7.07(bEarnout Escrow Account 4.6(a) D-2 Notes Undersubscription Notice 7.07(bEarnout Escrow Agreement 4.6(a) Declined Offer Notice 7.07(bEarnout Shares 4.6(a) Declining Holder 7.07(bEarnout Shareholders 4.6(a) Deferred Interest 3.01(cEncumbrances 8.13 Escrowed Earnout Shares 4.6(a) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c5.10(a) Founder Recitals Fully Exercising Holder 10.04(cFirst SPAC Merger Preamble Indemnification Notice 14.3(a) Holdings Indemnified Party 14.2 Indemnifying Party 14.2 Indemnity Escrow Account 14.3 Indemnity Escrow Agent 14.3 Indemnity Escrow Agreement Indemnity Escrow Shares 14.3 14.3 Insider Shares 8.13 Initial Mergers Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aIntended Tax Treatment 3.7 Interim Period Article VIII Key Personnel 5.21(a) Initial Labor Agreements 5.22(a) Merger Sub 1 Preamble Merger Sub 1 Share 7.7(a) Merger Sub 2 Preamble Merger Sub 2 Share 7.7(a) Merger Sub 3 Preamble Merger Sub 3 Share 7.7(a) Merger Sub Ordinary Shares 6.6(b) Outside Closing Date 2.02(a13.1(b) Initial Purchasers Permits 5.16 Personal Information 5.17(b) Plan of Acquisition Merger 3.2 Principal Shareholder Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Portion 4.6(a) Proxy Statement 8.5(i) PubCo Initial Share 10.04(b7.7(a) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Release Date 14.5(d) Required SPAC Shareholder Approval 11.1(e) Sanctions 5.31 Second SPAC Merger Preamble SPAC Preamble SPAC Dissenting Shareholders 4.1(e) SPAC Dissenting Shares 4.1(e) SPAC Financials 6.11(c) SPAC Indemnified Party 14.1 SPAC Indemnifying Party 14.2 SPAC SEC Documents Article VI SPAC Shareholder Approval Matters 8.5(ii) SPAC Special Meeting 8.5(i) Sponsor Preamble Surviving Company 3.1 Transaction Financings 8.11 Transaction Financing Procured by Company 8.11 Transaction Financing Procured by SPAC 8.11 Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)Taxes 4.8 Trust Account 6.7

Appears in 1 contract

Samples: Merger Agreement (Bayview Acquisition Corp)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Acquired Assets 2.1(a) Alternative Security Election Notice 3.04(a)(3Adjustment Statement 2.8(a) Alternative Security Issuance Notice 3.04(a)(3) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(aPreamble Arbitrating Accountant 2.8(c) Assigned Interest 10.04(bContracts 2.1(a)(iii) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2Assumed Liabilities 2.2(a) Balance Sheet Date 5.06 Bankruptcy 3.10(a) Xxxx of Sale and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1Assignment 2.7(a)(i) Conversion Time 3.04(bBusiness Records 5.1(c) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events Change of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Control Payments 1.1 Closing 2.6 Closing Cash Amount 2.3 Closing Date 2.6 Delivered Financial Statements 5.06 Foreign Benefit Plan 5.20(c3.10 Employee Plans 3.13 Employee Transition Period 5.14(b) Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Initial ERISA 3.13 ERISA Affiliate 3.13 Estimated Closing Date 2.02(aNet Working Capital 2.4 Estimated Closing Statement 2.4 Estimated Net Working Capital Adjustment Amount 2.3 Excluded Assets 2.1(b) Initial Purchasers Excluded Liabilities 2.2(b) Excluded Receivable 2.1(b)(ii) Final Adjustment Amount 2.8(e)(ii) Final Closing Date Net Working Capital 2.8(a) Financial Statements 3.10 Fundamental Representations 7.1 Inbound IP Licenses 3.17(b) Indemnified Party 7.6(a) Indemnifying Party 7.6(a) Insurance Policies 3.19 IP Licenses 3.17(b) XxXxxxx Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a3.8(a) Offer Date 7.07(aNames 5.5(a) Offer Non-Competition Restricted Period 7.07(a5.2(b) OpCo Plan 5.20(aNon-Solicitation Restricted Period 5.2(c) Open Source Software 5.18(eOutbound IP Licenses 3.17(b) Oreo Parent 5.04(aParties Preamble Personal Property Leases 3.8(a)(vi) Owned Real Property 5.15(bPrior Financial Statements 3.10 Protest Notice 2.8(b) Participating Holder Notice 10.04(b) Participating Holder Notice Protest Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c2.8(b) Purchaser Preamble Qualified Plan 5.20(cPurchaser Benefit Plans 5.14(d) Real Property Leases 5.15(cPurchaser Indemnified Persons 7.2(a) Register 10.05 Registered Holdings Intellectual Property 5.18(bReference Balance Sheet 3.10 Seller Preamble Seller Indemnified Persons 7.2(b) Related Seller Parties Preamble Seller Relations 5.2(d) Survival Period 7.1 Tax Allocation Schedule 2.9 Tax Allocation Methodologies 2.9 Third-Party 5.14 XXXX 00.00(xClaim 7.6(a) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aTrade Secrets 1.1 Transferred Employees 5.14(a)

Appears in 1 contract

Samples: Asset Purchase Agreement (Heritage Global Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Acquired Assets 2.1(b) Adjustment Statements 2.9(a) Agreement Preamble Alternative Security 3.04(a)(3Arrangements 11.3 Annual Financial Statements 3.8 Arbitrating Accountant 2.9(c) Alternative Security Election Notice 3.04(a)(3) Alternative Security Issuance Notice 3.04(a)(3) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2Assumed Liabilities 2.1(d) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base 3.8 Bass, Xxxxx & Xxxx 12.11 Buyer Preamble Buyer Indemnified Persons 11.2(a) Buyer Termination Fee 9.3 Cap 11.4(b) Cause 7.6(a) Closing 2.6 Closing Calculation 2.5 Closing Cash Amount 2.2 Closing Date 2.6 Commitment Letters 5.5 Company Preamble Company Shares Recitals Competing Transaction 7.9 Confidentiality Agreement 6.2(a) D&O Policies 7.1(b) Deductible 11.4(a) Disclosed Conditions 5.5 Direct Claim 11.5(e) Employee Plan 3.11(a) Environmental Laws 3.17(c)(i) Environmental Permits 3.17(c)(ii) ERISA 3.11(a) ERISA Affiliate 3.11(a) Estimated Cash Amount 2.2 Estimated Closing Date Balance Sheet 5.06 Conversion Election Notice 3.04(a)(12.5 Estimated Working Capital Deficit 2.9(a) Conversion Time 3.04(bEstimated Working Capital Surplus 2.9(a) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aExample Calculation Annex A Excess Amounts 2.9(e)(i) D-2 Notes Offer Notice 7.07(aExcluded Assets 2.1(c) D-2 Notes Undersubscription Election Notice 7.07(bExcluded Liabilities 2.1(e) D-2 Notes Undersubscription Notice 7.07(bExtra-Contractual Statement 7.8(a) Declined Offer Notice 7.07(bFinal Closing Date Balance Sheet 2.9(a) (a) Declining Holder 7.07(bFinal Closing Date Net Working Capital 2.9(a) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c) Founder Recitals Fully Exercising Holder 10.04(c3.8 Financing 5.5 Fanatics Preamble Xxxxx Bros. Preamble GCO Canada Preamble Guaranteed Obligations 12.19 Hazardous Substances 3.17(c)(iii) Holdings Preamble Holdings Accounts 2.03 HW Services Preamble Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aParty 11.5(a) Initial Closing Date 2.02(aIndemnified Persons 7.1(a) Initial Purchasers Preamble Intellectual Property 5.18(aIndemnifying Party 11.5(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(aInterim Financial Statements 3.8 IP License 3.15(b) Issuer Preamble Leased Real Property 5.15(c3.13(b) Legal Opinions 6.01(d)(6Lender Provisions 12.1 Losses 11.2(a) Liability 5.12 Losses 11.01 LSG Guam Preamble Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer 3.6(a) Multiemployer Plan 3.11(b) Nonassignable Assets 2.12 Outside Date 9.1(b) Parent Preamble Post-Closing Representation 12.11(b) Preliminary Adjustment Statement 2.9(a) Pre-Closing Tax Return 10.1 Prior Company Counsel 12.11(b) Proceeds Cap 11.4(b) Proposal 7.9 Protest Notice 2.9(c) Purchase Price 2.2 Reference Balance Sheet 3.8 Release 3.17(c)(iii) Section 338(h)(10) Election 10.7 Seller Preamble Seller Indemnified Persons 11.2(b) Seller Tax Claims 10.4(a) Shortfall Amount 7.07(a2.9(e)(ii) Offer Date 7.07(aSolvent 5.6 Store Location(s) Offer 3.13(b) Survival Period 7.07(a11.1 Tax Claim 10.4(a) OpCo Plan 5.20(aThird-Party Claim 11.5(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aTransferred Employee 7.6(a)

Appears in 1 contract

Samples: Purchase Agreement (Genesco Inc)

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TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Account Listing Definition of "Net Working Capital" Acquired Companies Preamble Adjustment Statements Section 2.07(a) Alternative Security Election Notice 3.04(a)(3Agreed Tax Treatment Section 12.01(d) Alternative Security Issuance Notice 3.04(a)(3Annual Financial Statements Section 3.08(a) Amended and Restated LLC Agreement Applicable Limitation Period Section 13.01(e) Associated Preamble Associated Shares Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Section 3.08(a) Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1Price Section 2.02(a) Conversion Time 3.04(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(cSection 3.11(a) Founder Big 3 Mold Preamble Big 3 Mold Shares Recitals Fully Exercising Holder 10.04(cBig 3 Products Preamble Big 3 Products Shares Recitals Buyer Preamble Buyer Adjustment Amount Section 2.07(c)(iv) Holdings Buyer Deductible Section 13.04(h) Buyer Indemnified Persons Section 13.02(a) Buyer Parties Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Buyer Plans Section 9.07 Buyer Prepared Returns Section 12.01(b) Buyer Released Claims Section 10.02 Centralia Article VIII, Preamble Closing 2.02(aSection 2.06 Closing Calculation Section 2.05 Closing Cash Amount Section 2.02(b) Initial Closing Date 2.02(aSection 2.06 Companies House Section 2.08(d) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Company Amended Income Tax Return Annex C, Section III Company Leased Real Property 5.15(cSection 3.13(b) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Company Owned Real Property 5.15(bSection 3.13(a) Participating Holder Company Pre-Closing Income Tax Return Section 12.01(a) Company Real Property Section 3.13(b) Company Releasors Section 10.01 Covenant Survival Period Section 13.01(e) D&O Tail Policy Section 9.04(a) Design Innovation Interests Recitals Design Innovations Preamble Designated Company Income Tax Return Annex C, Section III Eastern Preamble Estimated Closing Date Balance Sheet Section 2.05 Example Calculation Definition of "Net Working Capital" Excess Buyer Adjustment Section 2.07(a)(iv)(B) Excluded Matter Pro Rated Cap Section 13.04(d) Excluded Matter Seller Cap Section 13.04(c) Excluded Matters Losses Section 13.04(c) Excluded Secondary Survival Period Section 13.01(d) Final Closing Date Balance Sheet Section 2.07(a) Final Closing Date Indebtedness Section 2.07(a) Final Closing Date Net Working Capital Section 2.07(a) Final Determination Section 13.06(h) Fundamental and Broker Survival Period Section 13.01(c) General Buyer Cap Section 13.04(i) General Indemnification Obligations Section 13.05(a)(i) General Seller Cap Section 13.04(c) General Survival Period Section 13.01(a) Hyde Preamble Included Secondary Survival Period Section 13.01(d) Indebtedness Payoffs Section 2.08(s) Indemnification Provisions Section 9.04(a) Indemnified Party Section 13.06(a) Independent Accountant Section 2.07(b) Initial Rep Preamble Insurance Policies Section 3.16 Interim Financial Statements Section 3.08(a) Key Customers Section 3.20(a) Key Suppliers Section 3.20 Millville Section 3.17(h) Millville Remediation Section 8.01(e)(ii) Millville Report Section 3.17(h) New State-Level Income Tax Return Annex C, Section III Nexus Study Annex C, Section III NJDEP Section 2.08(w) PA Section 3.17(h) Parties Preamble Party Preamble Physical Inventory Count Section 2.07(a) Premises Section 3.17 Privacy Laws Section 3.07(e) Property Tax Adjustment Section 2.07(g) Protest Notice 10.04(bSection 2.07(a) Participating Holder Notice Period 10.04(bPurchase Recitals Purchase Price Section 2.02(a) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(bPurchase price Section 2.02(a) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(bR&D Credit Section 12.03(e) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(aR&W Escrow Fund Section 2.04 R&W Escrow Release Date Section 13.09(b) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(cXXX Section 8.01(e)(ii) Real Property Leases 5.15(cSection 3.13(b) Register 10.05 Registered Holdings Intellectual Property 5.18(bReceivables Section 3.13(e) Related Reference Balance Sheet Section 3.08(a) Released D&O Claim Section 9.05(a) Remediation Funding Source Section 8.01(e)(i) Xxxxx Preamble Sale Recitals Sale Time Section 2.06 Xxxxxxx Preamble Seller Preamble Seller Adjustment Amount Section 2.07(a)(iv) Seller Deductible Section 13.04(b) Seller Indemnified Persons Section 13.02(b) Seller Owner Covenant Breach Section 13.02(a)(ii) Seller Owner Misrepresentation Section 13.02(a)(i) Seller Owners Preamble Seller Released Claims Section 10.01 Seller Released Parties Section 10.01 Seller Releasors Section 10.02 Seller Retention Amount Section 13.05(a)(i) Seller Tax Claims Section 12.04(b) Seller's LSRP Section 3.17(h) Selling Expense Payoffs Section 2.08(s) Selling Parties Preamble Shares Recitals SI Section 3.17(h) State Amended Tax Return Liabilities Annex C, Section III State New Tax Return Liabilities Annex C, Section III State Tax Nexus Refund Annex C, Section III Xxxxx Definition of "Selling Expenses" Straddle Returns Section 12.01(b) Subsidiary Interests Recitals Sur-Form Preamble Sur-Form Interests Recitals Tax Claim Section 12.04(a) Tax Escrow Fund Section 2.04 Tax Escrow General Subaccount Annex C, Section IV Tax Escrow Release Date Section 13.09(c) Tax Escrow State Subaccount Annex C, Section IV Third Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(bRecoveries Section 13.03(a) Third Party Intellectual Property 5.18(cRecoveries Section 13.03(a) Transferring Holder 10.04(bTransaction GIN Section 2.08(w) Undersubscription Election Notice 10.04(cTransfer Taxes Section 12.06 Transfer Taxes Section 12.06 Trust Agreement Section 8.01(e)(ii) Undersubscription Notice 10.04(cTVV III Preamble TVV IIIA Preamble Ultimate Buyer Cap Section 13.04(i) Union 5.13(mUltimate Pro Rated Cap Section 13.04(d) Unsubscribed D-2 Notes 7.07(bUltimate Seller Cap Section 13.04(c) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)Working Capital Escrow Fund Section 2.04

Appears in 1 contract

Samples: Stock Purchase Agreement (Eastern Co)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Defined Term Section Agreement Preamble Buyer Preamble Buyer Benefit Plans 5.8(a) Alternative Security Election Buyer Disclosure Schedule Article V Buyer Indemnified Party(ies) 7.2 Buyer Interim Financial Statements 5.5(b) Cap 7.5(a) Closing 2.3(a) Closing Cash Adjustment Notice 3.04(a)(32.4(d) Alternative Security Issuance Notice 3.04(a)(3Closing Cash Payment 2.2 Closing Date 2.3(a) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Closing Date Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election 2.4(d)(i) Closing Report Objection Notice 3.04(a)(12.4(e) Conversion Time 3.04(bClosing Reports 2.4(d)(ii) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aClosing Statement 2.4(d)(ii) D-2 Notes Offer Notice 7.07(aClosing Working Capital 2.4(d) D-2 Notes Undersubscription Election Notice 7.07(bCompany Preamble Company Benefit Plan 3.13(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Company Disclosure Schedule ARTICLE V Disposition 8.06(bArticle III Competitive Activities 6.8(a) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Competitor 6.8(a) Continuing Employees 6.2 Copyrights Definitions Deductible 7.5(b) Downward Closing Cash Adjustment 2.4(i) Earnout EBITDA 2.5(b) Earnout Expert 2.5(d) Earnout Notice 2.5(b) Earnout Objection Notice 2.5(c) Earnout Objection Period 2.5(c) EBITDA Adjustments Definitions Employee Transfer 2.5(p) Employment Agreement Recitals Existing LLC 2.3(a)(ii)(E) ERISA 3.13(b) Escrow Agent 2.3(a)(ii)(F) Escrow Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals 2.3(a)(ii)(F) Escrow Shares 2.3(a)(iii) Escrow Shares Election Period 6.10(a) Estimated Closing Reports 2.4(a) Estimated Working Capital Excess 2.4(b) Estimated Working Capital Shortfall 2.4(b) Excluded Revenue 2.5(p) Financial Statements 5.06 Foreign Benefit Plan 5.20(c3.6 Fundamental Cap 7.5(a) Founder Recitals Fully Exercising Holder 10.04(cIndemnification Escrow Account 2.2 Indemnification Escrow Amount 2.2 Indemnified Party 7.4(a) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aIndemnifying Party 7.4(a) Initial Closing Date 2.02(aInterim Earnout Payment Amount 2.5(m) Initial Purchasers Preamble Intellectual Property 5.18(aInterparty Claim 7.4(c) Investor Rights Agreement Recitals Irrevocability Date 7.07(aInterparty Claim Notice 7.4(c) Issuer Preamble Leased Real Property 5.15(cMarks Definitions (a) Legal Opinions 6.01(d)(6Note 2.2 Note Default Notice 6.10(a) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)Patents Definitions

Appears in 1 contract

Samples: Stock Purchase Agreement

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(32010 Annual Financial Statements 6.12(a) Alternative Security Election Notice 3.04(a)(3Accrued Vacation Amount 3.14(a) Alternative Security Issuance Notice 3.04(a)(3Acquisition Proposal 5.2(a) Amended and Restated LLC Additional Payment Amount 6.17 Affiliated Group 3.16(a) Agent Loss 10.1(c) Agreement Recitals Applicable Law 3.05(aPreamble AOL Stock Options 2.9(a) Assigned Interest 10.04(bCarve Out Representations 9.1 Certificates 2.12(c) Assignment Certificate of Merger 2.2 CIA 6.7(a) Closing 2.16 Closing Date 2.16 COBRA Coverage 3.13(d) Common Merger Consideration 2.6(a)(i) Common Stock Warrant Consideration 2.6(a)(vi) Common Stock 2.6(a)(i) Company Preamble Company 401(k) Plan 6.7(e) Company Representatives 5.2(a) Confidentiality Agreement 10.03(c6.2(b) Automatic Conversion Notice 3.04(a)(2) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1) Conversion Time 3.04(bContinuing Employees 6.7(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aMatter 9.2(a) D-2 Notes Offer Notice 7.07(aDeductible 9.3(b) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Delivered Financial Statements 5.06 3.9(a) DGCL Recitals Dissenting Shares 2.8(b) Effective Time 2.2 Employees 6.7(b) Employee Plans 3.13(a) End Date 8.1(b) ERISA 3.13(a) ERISA Affiliates 3.13(b) Escrow Agent 9.4(a) Escrow Agreement 6.8 Escrow Amount 2.13 Escrow Claim Notice 9.5 Escrow Fund 2.13 Excess Company Transaction 6.10(b) Foreign Benefit Benefits Plan 5.20(c3.13(h) Founder Recitals Fully Exercising Holder 10.04(cForfeited Securities 2.9(a) Holdings Preamble Holdings Accounts 2.03 Forfeited Securities Value 2.9(a) Fundamental Representations 9.1 GAAP 3.9(a) HSR Act 6.3(a) Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aPersons 9.2(a) Initial Closing Date 2.02(aIndemnity Claim 10.1(a) Initial Purchasers Preamble Intellectual Property 5.18(aIndependent Accountant 2.19(b) Investor Rights Agreement Recitals Irrevocability Date 7.07(aInformation Statement 6.1 Infringe 3.17(f) Issuer Preamble Leased Real Property 5.15(cInsurance Cap 6.16(a) Legal Opinions 6.01(d)(6IRS 3.13(a) Liability 5.12 Losses 11.01 9.2(a) Material Contracts 5.17 Nonpublic Information 13.03 Notes 3.7(a) Merger Recitals Offer Amount 7.07(aMerger Consideration 2.6(a)(ii) Offer Date 7.07(aMerger Sub Preamble Merger Sub Common Stock 2.11 Monthly Financial Statements 6.12(b) Offer Period 7.07(aMultiemployer Plan 3.13(c) OpCo Plan 5.20(aMultiple Employer Welfare Arrangement 3.13(c) Objection Notice 2.19(a) Open Source Software 5.18(eLicense 3.17(h) Oreo Option Consideration 2.9(a) Parent 5.04(aPreamble Parent’s 401(k) Owned Real Property 5.15(bPlan 6.7(e) Participating Holder Notice 10.04(bParent Controlled Claims 9.8(b) Participating Holder Notice Period 10.04(bParent Representatives 6.2(a) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(bPayments Certificate 2.10(a) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(bPer Claim Threshold 9.3(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(aPayoff Instructions 6.10(a) Proposed Transfer Notice 10.04(bPersonal Information 3.18(a) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(cPost-Closing Plans 6.7(c) Real Property Leases 5.15(c3.15(b) Register 10.05 Registered Holdings Intellectual Property 5.18(bReleased Escrow Fund Amount 9.3(d) Related Party 5.14 XXXX 00.00(xSecurityholders’ Agent 10.1(a) XXXX and CoSeries A Merger Consideration 2.6(a)(ii) Series A-1 Merger Consideration 2.6(a)(iii) Series B Merger Consideration 2.6(a)(iv) Series B Warrant Consideration 2.6(a) Series C Merger Consideration 2.6(a)(v) Stock-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(bBased Rights 3.3(c) Subsequent Closing Date 2.02(bStockholder Approval 3.5 Survival Period 9.1 Surviving Corporation 2.1 Tail Policy 6.16(a) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(bTakeover Statutes 3.19 Tax Claim 6.13(b) Third Party Intellectual Property 5.18(cTax Notice 6.13(b) Transferring Holder 10.04(bThreshold 9.3(b) Undersubscription Election Notice 10.04(cTitle IV Plan 3.13(c) Undersubscription Notice 10.04(cTransaction Bonuses 6.7(i) Union 5.13(mTransfer Taxes 6.13(d) Unsubscribed D-2 Notes 7.07(bUnaudited 2010 Financials 3.9(a) Unsubscribed Interest 10.04(cWarrant Consideration 2.6(a) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aWARN 3.14(c)

Appears in 1 contract

Samples: Merger Agreement (AOL Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 The following terms have the meanings set forth in the following SectionsSections set forth below: Acquisition Merger Preamble Acquisition Merger Effective Time 3.2 Agreement Preamble Alternative Security 3.04(a)(3) Alternative Security Election Notice 3.04(a)(3) Alternative Security Issuance Notice 3.04(a)(3Transaction 8.1(d) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(aPubCo Charter 8.5(ii) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Anti-Money Laundering Laws 5.32 Balance Sheet Date 5.06 5.10(a) Bankruptcy and Equity Exception 4.02 Base 5.2 Cayman Companies Act Preamble Acquisition Closing 2.2 Closings 3.2 Closing Date 3.2 Company Preamble Company Balance Sheet 5.06 Conversion Election Notice 3.04(a)(15.10(a) Conversion Time 3.04(bCompany Closing Statement 4.4(a) Covered Company Dissenting Shareholders 4.3(e) Company Dissenting Shares 4.3(e) Company Material Contract 5.15(a) Company Shareholder Approval 5.2 Computer Systems 5.18(g) D&O Indemnified Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a8.7(a) D-2 Notes Offer Notice 7.07(aD&O Tail Insurance 8.7(b) D-2 Notes Undersubscription Election Notice 7.07(bEarnout Escrow Account 4.6(a) D-2 Notes Undersubscription Notice 7.07(bEarnout Escrow Agreement 4.6(a) Declined Offer Notice 7.07(bEarnout Shares 4.6(a) Declining Holder 7.07(bEscrowed Earnout Shares 4.6(a) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 5.20(c5.10(a) Founder Recitals Fully Exercising Holder 10.04(cFirst SPAC Merger Preamble Indemnification Notice 14.3(a) Holdings Indemnifying Party 14.1 Indemnity Escrow Account 14.2 Indemnity Escrow Agent 14.2 Indemnity Escrow Agreement Indemnity Escrow Shares 14.2 14.2 Initial Mergers Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aIntended Tax Treatment 3.7 Interim Period Article VIII Key Personnel 5.22(a) Initial Labor Agreements 5.23(a) Merger Sub 1 Preamble Merger Sub 1 Share 7.7(a) Merger Sub 2 Preamble Merger Sub 2 Share 7.7(a) Merger Sub 3 Preamble Merger Sub 3 Share 7.7(a) Merger Sub Ordinary Shares 6.6(b) Outside Closing Date 2.02(a13.1(b) Initial Purchasers Preamble Intellectual Property 5.18(aPermits 5.16 Personal Information 5.17(b) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo PIPE Investments 8.11 PIPE Investment Procured by Company 8.11 PIPE Investment Procured by SPAC Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 of Acquisition Merger 3.2 Pro Rata Portion 4.6(a) Prospectus 14.15 Proxy Statement 8.5(i) PubCo Share 10.04(b7.7(a) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Required SPAC Shareholder Approval 11.1(e) Sanctions 5.32 Second SPAC Merger Preamble SPAC Preamble SPAC Dissenting Shareholders 4.1(e) SPAC Dissenting Shares 4.1(e) SPAC Financials 6.11(c) SPAC SEC Documents Article VI SPAC Shareholder Approval Matters 8.5(ii) SPAC Special Meeting 8.5(i) Surviving Company 3.1 Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)Taxes 4.8 Trust Account 6.7

Appears in 1 contract

Samples: Merger Agreement (Alphatime Acquisition Corp)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3“Accountant” 2.11(b) Alternative Security Election Notice 3.04(a)(3“Initial Purchase Price” 2.2 “Adjustment Statement” 2.9(a) Alternative Security Issuance Notice 3.04(a)(3“Interim Financial Statements” 3.8(a) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a“Agreement” Preamble “Interim Period” 6.1 “Allocation” 8.4 “Labor Union” 3.12(a) Assigned Interest 10.04(b“Allocation Objections Statement” 8.4 “Lease” 3.13(b) Assignment Agreement 10.03(c“Annual Financial Statements” 3.8(a) Automatic Conversion Notice 3.04(a)(2“Leased Real Property” 3.13(b) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Date” 3.8(a) “Lock Up Period” 6.11 “Business Partner” 6.7(c) “Losses” 9.2 “Business Plan” 2.12(c) “Material Contracts” 3.6(a) “Buyer” Preamble “Material Customers” 3.21(a) “Buyer Indemnified Persons” 9.2 “Material Vendors” 3.21(a) “Call Notice” 6.12(a) “Membership Interests” Recitals “Call Price” 6.12(a) “Notice of Dispute” 9.4(a) “Call Transaction” 6.12(c) “Option Purchase Agreement” 6.12(b) “Closing” 2.1 “Outside Date” 10.1(b) “Closing Date” 2.1 “Policies” 3.17 “Company” Preamble “Pre-Closing Pass-Through Tax Return” 8.1 “Company Intellectual Property” 3.15(a) “Prepayment” 2.3 “Company Permits” 3.7(b) “Proposed Allocation” 8.4 “Company Released Parties” 6.1 “Purchased Interests” 2.1 “Covered Employees” 6.7(b) “Purchase Price” 2.2 “Covid-19 Relief Programs” 3.7(g) “Reference Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1Sheets” 3.8(a) Conversion Time 3.04(b“D&O Indemnified Person” 6.1 “Registered Intellectual Property” 3.15(a) Covered Persons 5.22 D-1 Note “Dispute Notice” 2.11(a) “Resolution Period” 2.11(b) “Disputed Item” 2.11(a) “Restricted Period” 6.7(a) “Employee Plan” 3.11(a) “Restricted Securities” 6.11 “Employment Agreements” Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a“Review Period” 2.11(a) D-2 Notes Offer Notice 7.07(a“ERISA” 3.11(a) D-2 Notes Undersubscription Election Notice 7.07(b“Sale” 2.1 “ERISA Affiliate” 3.11(c) D-2 Notes Undersubscription Notice 7.07(b“Security Policies” 3.16 “Estimated Adjustment Amount” 2.5(b) Declined Offer Notice 7.07(b“Scheduled Intellectual Property” 3.15(a) Declining Holder 7.07(b“Estimated Closing Balance Sheet” 2.5(a) Deferred Interest 3.01(c“Seller Indemnified Persons” 9.2(b) Disclosure Schedule ARTICLE V Disposition 8.06(b“Estimated Closing Statement” 2.5(c) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals “Seller Released Claims” 6.1 “Excess” 2.9(b)(i) “Seller” Preamble “Final Closing Balance Sheet” 2.9(a) “Seller’s Claim” 8.11 “Final Adjustment Amount” 2.9(b)(i) “Shortfall” 2.9(b)(ii) “Financial Statements 5.06 Foreign Benefit Plan 5.20(cStatements” 3.8(a) Founder Recitals Fully Exercising Holder 10.04(c“Xxxxx Law” 1.1 “Financing” 6.13(a) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a“Tail Policy” 3.18(b) Initial Closing Date 2.02(a“FIRPTA Certificate” 2.6(c) Initial Purchasers Preamble Intellectual Property 5.18(a) Investor Rights Agreement Recitals Irrevocability Date 7.07(a) Issuer Preamble Leased Real Property 5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(cClaim” 9.3(a) Transferring Holder 10.04(b“Indemnified Party” 9.3(a) Undersubscription Election Notice 10.04(c“Voting Agreements” 2.7(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)“Indemnified Persons” 6.1

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Avalon GloboCare Corp.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Agreement Preamble Buyer Preamble Buyer Benefit Plans 5.8(a) Alternative Security Election Buyer Disclosure Schedule Article V Buyer Indemnified Party(ies) 7.2 Buyer Interim Financial Statements 5.5(b) Cap 7.5(a) Closing 2.3(a) Closing Cash Adjustment Notice 3.04(a)(32.4(d) Alternative Security Issuance Notice 3.04(a)(3Closing Cash Payment 2.2 Closing Date 2.3(a) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2) Closing Date Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election 2.4(d)(i) Closing Report Objection Notice 3.04(a)(12.4(e) Conversion Time 3.04(bClosing Reports 2.4(d)(ii) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(aClosing Statement 2.4(d)(ii) D-2 Notes Offer Notice 7.07(aClosing Working Capital 2.4(d) D-2 Notes Undersubscription Election Notice 7.07(bCompany Preamble Company Benefit Plan 3.13(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Company Disclosure Schedule ARTICLE V Disposition 8.06(bArticle III Competitive Activities 6.8(a) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Competitor 6.8(a) Continuing Employees 6.2 Copyrights Definitions Deductible 7.5(b) Downward Closing Cash Adjustment 2.4(i) Earnout EBITDA 2.5(b) Earnout Expert 2.5(d) Earnout Notice 2.5(b) Earnout Objection Notice 2.5(c) Earnout Objection Period 2.5(c) EBITDA Adjustments Definitions Employee Transfer 2.5(p) Employment Agreement Recitals Existing LLC 2.3(a)(ii)(E) ERISA 3.13(b) Escrow Agent 2.3(a)(ii)(F) Escrow Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals 2.3(a)(ii)(F) Escrow Shares 2.3(a)(iii) Escrow Shares Election Period 6.10(a) Estimated Closing Reports 2.4(a) Estimated Working Capital Excess 2.4(b) Estimated Working Capital Shortfall 2.4(b) Excluded Revenue 2.5(p) Financial Statements 5.06 Foreign Benefit Plan 5.20(c3.6 Fundamental Cap 7.5(a) Founder Recitals Fully Exercising Holder 10.04(cIndemnification Escrow Account 2.2 Indemnification Escrow Amount 2.2 Indemnified Party 7.4(a) Holdings Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aIndemnifying Party 7.4(a) Initial Closing Date 2.02(aInterim Earnout Payment Amount 2.5(m) Initial Purchasers Preamble Intellectual Interparty Claim 7.4(c) Interparty Claim Notice 7.4(c) Marks Definitions (a) Note 2.2 Note Default Notice 6.10(a) Patents Definitions Personal Property 5.18(aLeases 3.9 Purchase Price 2.2 Put Notice 6.10(b) Investor Rights Agreement Recitals Irrevocability Date 7.07(aPut Period 6.10(b) Issuer Preamble Leased Real Property 5.15(cPut Price 6.10(c) Legal Opinions 6.01(d)(6Put Right 6.10(b) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(aPut Shares 6.10(b) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(cOriginal Directors Definitions Qualifying Claims 7.5(b) Real Property Leases 5.15(cLease(s) Register 10.05 Registered Holdings Intellectual Property 5.18(b3.8 Records 6.1 Registration Rights Agreement 2.3(a)(ii)(D) Related Party 5.14 XXXX 00.00(xPerson 3.17 Restricted Period 6.8(a) XXXX and Co-Sale Agreement Shares Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Seller Preamble Seller Disclosure Schedules Article V Subsequent Purchaser 2.02(bIV Seller Indemnified Party(ies) 7.3 Seller Interim Financial Statements 3.6 Straddle Period 6.6(a) SEC 5.5(b) SEC Documents 5.5(b) Stock Payment Notice 2.5(s) Third Party Intellectual Property 5.18(cClaim 7.4(a) Transferring Holder 10.04(bThird Party Claim Notice 7.4(a) Undersubscription Election Notice 10.04(cTransfer Taxes 6.5 Upward Closing Cash Adjustment 2.4(i) Undersubscription Notice 10.04(cWC Expert 2.4(f) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)Year End Financial Statements 3.6

Appears in 1 contract

Samples: Stock Purchase Agreement (SOCIAL REALITY, Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.01 1.1 have the meanings set forth in the following Sections: Alternative Security 3.04(a)(3Accrued Vacation Amount 3.14(a) Alternative Security Election Notice 3.04(a)(3Agreement Preamble Xxxxxxx 3.13(a) Alternative Security Issuance Notice 3.04(a)(3Xxxxxxx Contract 3.13(a) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest 10.04(b) Assignment Agreement 10.03(c) Automatic Conversion Notice 3.04(a)(2Annual Financial Statements 3.9 Approvals 3.1(a) Balance Sheet Date 5.06 Bankruptcy and Equity Exception 4.02 Base 3.9 Certificates 2.12(c) Certificate of Merger 2.3 Claim Notice 9.6 Claim Notice Waiting Period 9.7(a) Claim Period 9.6 Closing 2.16 Closing Agreement 3.17(d) Closing Date 2.16 COBRA Coverage 3.13(d) Code 2.12(f) Common Merger Consideration 2.6(a)(ii) Common Stock 2.6(a)(ii) Company Preamble Company Closing Balance Sheet 5.06 Conversion Election Notice 3.04(a)(16.7 Company Closing Balance Sheet Date 6.7 Company Returns 3.17(a) Conversion Time 3.04(bContinuing Employees 6.4(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Delivered Financial Statements 5.06 Foreign Benefit 3.9 DGCL Recitals Dissenting Shares 2.8(b) Effective Time 2.3 Employees 6.4(b) Employee Plans 3.13(a) End Date 8.1(b) ENNNI 7.2(o) ERISA 3.13(a) ERISA Affiliates 3.13(a) Escrow Agreement 6.5 Escrow Amount 2.13(a) Escrow Fund 2.13(a) Execution Period 5.1 GAAP 1.1(bb) Indemnified Persons 9.3 Indemnity Claim 10.1(a) Information Statement 6.1(b) Infringe 3.18(e) IRS 3.13(a) Losses 9.3 Material Contracts 3.7(a) Merger Recitals Merger Consideration 2.6(a)(ii) Merger Sub Preamble Merger Sub Common Stock 2.11 Multiemployer Plan 5.20(c3.13(c) Founder Recitals Fully Exercising Holder 10.04(cMultiple Employer Welfare Arrangement 3.13(c) Holdings Option Consideration 2.9(b) Parent Preamble Holdings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(aParent Representatives 5.2(a) Initial Closing Date 2.02(aPayments Certificate 2.10(a) Initial Purchasers Preamble Intellectual Property 5.18(aPayoff Instructions 6.6 Payor 2.12(f) Investor Rights Agreement Recitals Irrevocability Date 7.07(aPEO 3.13(a) Issuer Preamble Leased Personal Information 3.19(a) Privacy Laws 3.19(a) Prohibited Transaction 5.5 Real Property 5.15(c3.16(b) Legal Opinions 6.01(d)(6Restricted Shares 2.9(a) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Retained Escrow Amount 7.07(a9.5(a) Offer Date 7.07(aRules 11.12 Series A-l Merger Consideration 2.6(a)(i) Offer Sharing Percentage 2.13(b) Stockholder Approval 3.5 Stockholders’ Agent 10.1(a) Survival Period 7.07(a9.1 Surviving Corporation 2.2 Takeover Statutes 3.21 Tax Claim 5.6(d) OpCo Plan 5.20(aThird-Party Claim 9.9(a) Open Source Software 5.18(eThreshold 9.4(a) Oreo Parent 5.04(aTransfer Taxes 5.6(f) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 5.18(b) Related Party 5.14 XXXX 00.00(x) XXXX and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Subsequent Closing Date 2.02(b) Subsequent Closing Date Disclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Intellectual Property 5.18(c) Transferring Holder 10.04(b) Undersubscription Election Notice 10.04(c) Undersubscription Notice 10.04(c) Union 5.13(m) Unsubscribed D-2 Notes 7.07(b) Unsubscribed Interest 10.04(c) U.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Vacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(aWARN 3.14(d)

Appears in 1 contract

Samples: Merger Agreement (AOL Inc.)

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