Term Section. End Date 9.1(b)(i) Enforceability Exceptions 3.2(a) Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a)
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Domtar CORP), Agreement and Plan of Merger (Resolute Forest Products Inc.)
Term Section. End Mergers Recitals Merger Subs Preamble Net Cash Calculation 3.5(a) Net Cash Determination Date 9.1(b)(i3.5(a) Enforceability Exceptions 3.2(aNet Cash Determination Time 3.5(a) Equity Commitment Letter 4.6(aNet Cash Dispute Notice 3.5(b) Equity Financing 4.6(aNet Cash Response Date 3.5(b) Expense Reimbursement 9.3(cNet Cash Schedule 3.5(a) Fairfax . Net Cash Schedule Delivery Date 3.5(a) Notice Period 8.2(c) Party Preamble Payor 3.4(i)(ii) Privacy Policies 4.13 Proxy Statement 8.1(a) PubCo Preamble PubCo Amended and Restated Organizational Documents 2.4(c) PubCo Board Recitals Financing Commitment Letters 4.6(aPubCo Common Stock 6.6(a) FSC Certification 3.15(aPubCo Required Approval 6.4(a) Guaranteed Obligations 10.11(aQualified Withholding Certificate 3.4(i)(ii) Guarantors 10.11(arecipient 3.4(i)(iv) Leased Real Properties 3.14(aRegistration Rights Agreement Recitals Registration Statement 8.1(a) Material Customer 3.23(a)(viiiSecurityholder 3.4(h)(ii) Material Supplier 3.23(a)(viiiShell Company 5.23 Termination Notice Period 10.1(i) Transfer Taxes 8.11(e) U.S. Merger Recitals U.S. Merger Amounts 4.6(aEffective Time 2.3(c) Merger Consideration Recitals U.S. Merger Sub Preamble New Benefit Plans 6.3(bU.S. Merger Sub Board Recitals U.S. Merger Sub Common Stock 6.6(c) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aMerger Sub Required Approval 6.4(c) Owned Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) U.S. Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a2.2(a) Vice President/General Manager Level 5.1(iWithholding Drop Date 3.4(i)(ii) Voting and Support Agreement Recitals WARN 3.21(eWithholding Tax Ruling 3.4(k) Water Rights 3.15(aVAT 4.17(g)
Appears in 2 contracts
Samples: Business Combination Agreement (Check-Cap LTD), Business Combination Agreement (Check-Cap LTD)
Term Section. End Date 9.1(b)(iMaximum Offering Size 10.01(e) Enforceability Exceptions 3.2(aNew Securities 9.05(a) Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Selling Partner 9.01(a) Objecting Party 10.15 Non-U.S. Company Plan 3.20(a7.03(c) Owned Real Property 3.14(bOffer 9.01(a) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iOffer Acceptance Period 9.01(b) Parent Termination Fee 9.3(dOffered Units 9.01(a) Parties Preamble Party Preamble Paying Agent 2.8(aOffering Persons 10.07(l) Payment Fund 2.8(aOffer Notice 9.01(a) Payroll Agents 2.10(fOfferor 9.01(a) Premium Cap 6.2(cOffer Price 9.01(a) Proxy Statement 3.9 Real Property Leases 3.14(aOffer Rejection Event Section 9.01(d) Registered Intellectual Property 3.17(aOffer Submission Period 9.01(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Officers 4.03 Original Agreement Recitals WARN 3.21(eOther Business 4.06(b) Water Rights 3.15(aOther Indemnitors 5.04(e) Partnership Preamble Piggyback Registration 10.03(a) Preemptive Partner 9.05(a) Pro Rata Share 9.05 Registration Proceeding 10.10 Regulatory Allocations 4.02(f) Related Party 4.02(f)(iii)(B) Regarded Seller 8.01(f) Registering Shareholder 10.01(a)(ii) Requesting Shareholder 10.01(a) Sale 9.01(a) Shareholders 10.01(a) Shelf Registration 10.01(a) Shelf Request 10.02(a) Shelf Take Down 10.02(d) Short Form Registration 10.01(a) Specified Proceedings 5.05(a) Tag-Along Notice 9.02(a) Tag-Along Notice Period 9.02(c) Tag-Along Offer 9.02(a) Tag-Along Response Notice 9.02(c) Tag-Along Right 9.02(c) Tag-Along Sale 9.02(a) Tax Controversies 7.03(d) Tax Distribution 3.01(d) Tax Representative 7.03(a) Transaction Agreement Recitals Underwritten Shelf Take Down Request 10.02(d)
Appears in 1 contract
Term Section. End Action 3.07 Actual Cash Amount 2.02(a) Agreement Preamble Antitrust Laws 5.03(a) Balance Sheet Date 9.1(b)(i3.05(c) Enforceability Exceptions 3.2(aBankruptcy and Equity Exception 3.03(a) Book Entry Share 2.01(c) Capitalization Date 3.02(a) Certificate 2.01(c) Certificate of Merger 1.03 CFIUS Filing 5.03(d) Claim 5.06(b) Closing 1.02 Closing Date 1.02 Commerce 3.23(d) Common Appraisal Shares 2.07(a) Company Preamble Company Acquisition Agreement 5.02(a) Company Adverse Recommendation Change 5.02(d) Company Affiliate Transaction 3.22 Company Board Recommendation 3.03(b) Company Common Stock 2.01 Company Disclosure Letter III Company Equity Commitment Letter 4.6(aAwards 3.02(b) Equity Financing 4.6(aCompany Information Statement 3.19 Company Intellectual Property Rights 3.13(c) Expense Reimbursement 9.3(cCompany Related Parties 7.03(c) Fairfax . Company RSU 2.04(b) Company SEC Documents 3.05(a) Company Securities 3.02(b) Company Stock Option 2.04(a) Company Stockholder Approval 3.03(c) Company Termination Fee 7.03(a)(ii) Confidentiality Agreement 5.04(b) Continuation Period 5.07(a) Continuing Employee 5.07(a) Contract 3.03(d) Customers 3.21 Customs & International Trade Laws 3.23(d) Debt Offer 5.12(c) Debt Securities 5.12(c) DGCL 1.01 DOJ 5.03(c) Effective Time 1.03 Environmental Laws 3.12 Term Section Environmental Permits 3.12 EU 3.23(d) Exchange Fund 2.03(a) Filed SEC Documents III FTC 5.03(c) Guarantee Recitals Financing Commitment Letters 4.6(aIndebtedness 5.01(b)(iii) FSC Certification 3.15(aIndemnitee 5.06(a) Guaranteed Obligations 10.11(aJudgment 3.07 JV Entity 3.01(b) Guarantors 10.11(aJV Interest 3.01(b) Leased Real Properties 3.14(a) Labor Agreement 3.11 Laws 3.08 Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiContract 3.16(a) Merger Recitals Merger Amounts 4.6(aConsideration 2.01(c) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(bNotice Period 5.02(d) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aOFAC 3.23(d) Option Cashout Amount 2.04(a) Other Required Antitrust Laws 6.01(b) Outside Date 7.01(b)(i) Owned Real Property 3.14(b3.15(a) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a2.03(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Permits 3.08 Premium Cap 6.2(c5.06(c) Proxy Statement 3.9 Real Property Leases 3.14(aRestraints 6.01(a) Registered Intellectual Property 3.17(aRSU Cashout Amount 2.04(b) Representatives 7.6(aSecretary of State 1.03 Securities Act 3.02(b) Section 409A 2.10(fSOX 3.05(a) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Suppliers 3.20 Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a1.01 Takeover Law 3.14(b) Vice President/General Manager Level 5.1(iTax 3.09(s) Voting and Support Agreement Recitals WARN 3.21(eTax Returns 3.09(s) Water Rights 3.15(a)Transaction Litigation 5.08 Written Consent 5.10(a) [***] [***]
Appears in 1 contract
Samples: Agreement and Plan of Merger (Momentive Performance Materials Inc.)
Term Section. End Date 9.1(b)(iDEA License 6.1(c) Enforceability Exceptions 3.2(aDisclosure Memorandum 3 Dispute Notice 8.6 Due Diligence 2.8 Due Diligence Period 2.8 Equipment 2.1(a) Equity Commitment Letter 4.6(aEscrow Agent 2.10 Escrow Fund 2.10 Excluded Assets 2.2 Excluded Receivables 2.9(a) Equity Financing 4.6(aFacility Purchase Agreement 6.2(f) Expense Reimbursement 9.3(cFDA Inspection 5.5(b) Fairfax . Recitals Financing Commitment Letters 4.6(aInventory 2.1(b) FSC Certification 3.15(aInformation Statement 5.10 Inventory Shortfall .12(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(aIP Contractors 3.14(e) Leased Real Properties 3.14(aProperty 3.8(a) Material Customer 3.23(a)(viiiLicensed Intellectual Property 3.14(c) Material Supplier 3.23(a)(viiiLoan and Security Agreement 2.5(d) Merger Recitals Merger Amounts 4.6(aMajority Shareholders Introduction Most Recent Balance Sheet 3.4(e) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Paying Party 10.15 Non-U.S. Company Plan 3.20(a6.1(b) Owned Real Property 3.14(b3.8(a) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iOutside Date 7.1(d) Parent Termination Fee 9.3(dPreliminary Statement 2.6(c) Parties Preamble Party Preamble Paying Agent 2.8(aProducts 2.1(d) Payment Fund 2.8(aPurchase Price 2.5(a) Payroll Agents 2.10(fRecommendation 5.6(b) Premium Cap 6.2(cReceivables 2.1(c) Proxy Statement 3.9 Registrations 9.3(a) Required Shareholders Approval 3.6(b) Restrictive Covenant Agreements 6.2(h) SEC Reports 3.4(a) Sellers Recitals Sellers Contracts 3.12 Sellers Intellectual Property 3.14(a) Sellers Real Property Leases 3.14(a3.8(a) Sellers Registered Intellectual Property 3.17(a3.14(b) Representatives 7.6(aSellers Software Programs 3.14(f) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aSeries A-1 Preferred Stock 3.6(b)
Appears in 1 contract
Term Section. End CFO 1.5(a) Claim Notice 7.4(b) Closing 2.1 Closing Date 9.1(b)(i2.1 Closing Exchange Shares 1.4 Closing Filing 6.12(b) Closing Press Release 6.12(b) Closing Redemption 6.11(a) Closing Statement 1.5(a) Company Preamble Company Benefit Plan 4.18(a) Company Directors 6.16(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 4.12(a) Company Permits 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 4.15 Company Registered IP 4.13(a) CSRC 4.26(a) Company Valuation 1.2 D&O Indemnified Persons 6.16(c) Data Protection Laws 4.13(f) Dispute 11.4 EGS 2.1 Employment Agreements 8.3(d)(vi) Enforceability Exceptions 3.2(a3.2 Environmental Permit 4.19(a) Equity Commitment Letter 4.6(aEscrow Account 1.3(a) Equity Financing 4.6(aEscrow Agreement 1.3(a) Expense Reimbursement 9.3(cEscrow Shares 1.3(a) Fairfax . Estimated Closing Statement 1.4 Exchange Shares 1.2 Expenses 9.3 Expiration Date 1.3(b) Extension 6.3(a) Federal Securities Laws 6.11(b) Incentive Plan 6.11(a) Indemnitee 7.2 Indemnitor 7.2 Independent Expert Notice Date 1.5(a) Interim Balance Sheet Date 4.7(a) Interim Period 6.1(a) Lock-Up Agreement Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Loss 7.2 Non-Recourse Competition Agreement Recitals Objection Statement 1.5(a) Off-the-Shelf Software 4.13(a) Offer to Purchase 6.11(a) Outbound IP License 4.13(c) Outside Date 9.1(b) 91 Term Section Party(ies) Preamble Pending Claims 1.3(b) Post-Closing Purchaser Board 6.16(a) PRC Recitals PRC Establishment Documents 4.4(b) PRC Mergers and Acquisitions Rules 4.26(b) PRC Overseas Investment and Listing Regulations 4.26(a) PRC Target Company 4.4(b) PRC Tax Bulletin No. 7 6.19(b)(ii) Pro Rata Share 1.2 Proxy Statement 6.11(a) Public Shareholders 10.1 Purchased Shares 1.1 Purchaser Preamble Purchaser Director 6.16(a) Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Material Contract 3.16(a) Purchaser Representative Preamble Redemption 3.5(b) Reference Statement 1.4 Registration Rights Agreement Recitals Related Person 4.20 Released Claims 10.1 Releasing Persons 10.2 Representative Party 10.15 Non-U.S. Company Plan 3.20(a1.5(a) Owned Real Property 3.14(bRequired Shareholder Vote 8.1(a) Parent Resolution Period 11.4 SAFE 4.26(a) SEC Reports 3.6(a) Seller Representative Preamble Parent Parties Sellers Preamble Parent Related Parties 9.3(f)(iShareholder Approval Matters 6.11(a) Parent Shareholder Meeting 6.11(a) Signing Filing 6.12(b) Signing Press Release 6.12(b) Solicitation Documents 6.11(a) Special Representations 7.1(a) Specified Courts 11.5 Tax Claim 6.19(a) Tax Contest 6.19(a) Termination Fee 9.3(d9.4 Third Party Claim 7.4(c) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a)Top Customer 4.22 Top Vendor 4.22
Appears in 1 contract
Term Section. End Executive Committee 6.2 Exempt Equity Issuance 2.7(d) FTC 2.4(a) Fundamental Transaction 3.3(b) GAAP 7.1(h) Governmental Order 4.1(b) HSR Act 2.4(a) Identified Transferee 4.5(a) Information Rights 5.3 Initial Funding Date 9.1(b)(i6.1(a) Enforceability Exceptions 3.2(aInitial Investment 6.1(a) Equity Commitment Letter 4.6(aInitial Seed Capital Investment Fees 6.1(g)(ii) Equity Financing 4.6(aInitial Seed Capital Investments 6.1(g)(ii) Expense Reimbursement 9.3(cInsolvent Party 1.1 Invested Assets 6.1(a) Fairfax . Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(dOwnership Limit 2.1(a) Parties Preamble Party Preamble Paying Agent 2.8(aPermitted Affiliate Sale 4.3(a) Payment Fund 2.8(aPermitted Non-Public Transfer 4.3(b) Payroll Agents 2.10(fPermitted Public Transfer 4.3(c) Premium Cap 6.2(cPermitted Sales 4.2 Person 3.1 Potential Option Shares 8.1(d) Proxy Statement 3.9 Real Property Leases 3.14(aPreemptive Rights Notice 2.7(b) Registered Intellectual Property 3.17(aPreemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Purchase Window 2.1(a) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 7.6(a5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 Term Section 409A 2.10(fROFR Exercise Period 4.5(b) SFI Certification 3.15(aRXXX Xxxxxx 0.0(x) Solvent 4.7 Substitute Debt Financing 7.3(bXXXX Open Period 4.5(c) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(aROFR Price 4.5(a) Vice President/General Manager Level 5.1(iRXXX Xxxxxx 0.0(x) Voting and Support Agreement Recitals WARN 3.21(eXXXX Terms 4.5(a) Water Rights 3.15(aSEC 2.5(b) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(i) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)
Appears in 1 contract
Samples: Investment and Strategic Cooperation Agreement (Janus Capital Group Inc)
Term Section. End DC2 1.01(a) DC4 1.01(a) DC5 1.01(a) DC6 1.01(a) DC7 1.01(a) Designated Person 5.10 Downward Adjustment Amount Section 2.13(b) Draft Delivery Date 9.1(b)(i6.02(b) Enforceability Exceptions 3.2(aDraft Review Period 6.02(b) Equity Commitment Letter 4.6(a) e-mail 11.01 Equity Financing 4.6(a4.05 Equity Value 2.01 Estimated Equity Value Section 2.10 Estimated Purchase Price Section 2.10 Excluded Assets 2.03 Excluded Distribution Center Equipment 2.02(d) Expense Reimbursement 9.3(cExcluded Liabilities 2.05 Final Equity Value Section 2.12 Final Purchase Price Section 2.12 Financial Statements 3.08 Fully Insured Parent Plan 7.05 Indemnified Party 9.03 Indemnifying Party 9.03 Independent Accountant 2.11(c) Fairfax . Recitals Financing Commitment Letters 4.6(aInsurance Policies 3.17 Leases Section 5.25(a) FSC Certification 3.15(aLicensed IP 5.18(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(aLimited Guaranty 4.05(b) Material Customer 3.23(a)(viiiContract 3.11(b) Material Supplier 3.23(a)(viiiPermits 3.18 New Company Plans 7.05 New Fragrance House Contract Section 5.26 OFAC 3.13(b)(iii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(bOwnership Percentage 1.01(a) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iDisputed Items 2.11(b) Parent Termination Fee 9.3(dInsurance Policies 5.14(a) Parent Released Parties Preamble 5.12(a) Parent Releasing Parties 5.12(b) Parent Savings Plans 7.08 Parent’s FSA 7.06 Post-Closing DC Plan Section 7.08 Post-Closing Occurrences 5.14(a) Term Section Post-Closing Representation 5.10 Post-Closing Statement 2.11(a) Pre-Closing Occurrences 5.14(b) Preliminary Allocation 6.05(a) Purchase Price 2.01 Related Party Preamble Paying Agreements 3.11(a)(xvi) Released Parties 5.12(b) Releasing Parties 5.12(b) Remaining Disputed Items 2.11(c) Restructuring Transactions 2.07(a) Retained Records 2.03(d) Sanctions 3.13(b)(v) Scheduled Guarantees 5.09(a) Selling Agent 2.8(a6.05(a) Payment Fund 2.8(aSeverance Scheme 7.03 Shared Contract 2.06(a) Payroll Agents 2.10(fShared Formulas Section 5.26 Sold GP Interests Recitals Sold VS Interests Recitals Solvent 4.09 Specified Guarantee 5.09(a) Premium Cap 6.2(cSpecified Policies 1.01(a) Proxy Statement 3.9 Real Property Leases 3.14(aSRP Section 7.11 Store Cash Section 1.01(a) Registered Intellectual Property 3.17(aSubdivision Outside Date 5.25(a)(ii) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(bSubdivision Transaction 5.25(a)(ii) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Related Party Agreement 5.05 Termination Date 10.01(d) Third Party Claim 9.03 Trade Controls 3.13(b)(vii) Transaction Expenses 11.03 Transferred Assets 2.02 Transferred Contracts 2.02(f)(iv) Transferred Entities 2.02(a) Transferred Equity Interests 2.02(a) Transferred Formulas 2.02(b) Transfer Taxes 5.13 Transition Date 7.01 USRPIs 6.07 Upward Adjustment Amount Section 2.13(a) VS Holdco Recitals U.S. Company Plan 3.20(aVS Holdco GP Recitals VS Holdco GP Interests Recitals Term Section VS Holdco Interests Recitals VS Holdco GP Securities 3.05(c) Vice President/General Manager Level 5.1(iVS Holdco Securities 3.05(b) Voting and Support Agreement Recitals WARN 3.21(eVSS LLC 5.09(a)(ii) Water Rights 3.15(aVS Subsidiary Securities 3.07(b)
Appears in 1 contract
Samples: Transaction Agreement
Term Section. End Accounting Referee 1.3(e) Assignment Agreement 2.12(n) Audited Statement of Financial Position 2.5(a)(i) Basket Amount 8.5(d) Bonus Funding 6.8(f) Bonus Pool 6.8(b) Bonus Schedule 6.8(f) Claimant 10.6(c) Clinical Trial Policies 8.7 Closing Date 9.1(b)(i7.1 Closing Incentive Consideration 6.8(e) Enforceability Exceptions 3.2(aClosing Incentive Shares 6.8(b) Equity Commitment Letter 4.6(aCompany Preamble Collective Redundancy Legislation 2.16(n) Equity Financing 4.6(aCompany Constitutional Documents 2.1(d) Expense Reimbursement 9.3(cCompany Database 2.32(b) Fairfax . Recitals Financing Commitment Letters 4.6(aCompany Financial Statements 2.5(a) FSC Certification 3.15(aCompany Rights 2.2(b) Guaranteed Obligations 10.11(aConfidentiality Agreement 10.4 Consideration Certificate 7.2(f) Guarantors 10.11(aConsideration Percentage 7.2(f)(iv) Leased Real Properties 3.14(aContingency Incentive Shares 6.8(c) De Minimis Losses 8.5(d) Direct Claim 8.2(d) Employee Plans 2.17(l) Escrow Agent 1.5 Escrow Agreement 1.5 Escrow Incentive Shares 6.8(c) Escrow Period 1.5 Estimated Closing Statement 1.3(a) Estimated Net Debt 1.3(a) Evercore 7.2(j) Final Closing Statement 1.3(g) Fundamental Representations 8.3(d) ICC Rules 10.6(b) Incentive Shares 6.8(c) Indemnified Parties 8.1(a) Indemnifying Party 8.2(a) Interim Statement of Financial Position 2.5(a)(ii) Investment Agreement 7.3(k) ISO 2.33 Leases 2.10(b) Material Customer 3.23(a)(viiiContracts 2.13(b) Material Supplier 3.23(a)(viiiNet Debt Surplus 1.3(h) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Escrow Incentive Shares 6.8(c) Notice of Claim 8.2(d) Pension Arrangements 2.18(a)(ii) Pre-Closing Tax Periods 6.2(a) Privacy Policy 2.32(c) Proposed Final Closing Statement 1.3(b) Purchaser Preamble Registration Rights Agreement 7.3(l) Regulatory Approval 1.6(a) Request 10.6(c) Respondent 10.6(c) Restrictive Agreements 7.2(l) Shareholders Preamble Shareholders Agreement 7.2(h)(i) Shareholders’ Representative Preamble Shares Recitals Sorrento Preamble Statement of Objection 1.3(c) Straddle Tax Periods 6.2(b) Tax Indemnity 8.1(a)(vii) Tax Matter 6.2(f) Tax-advantaged Scheme 2.17(a) Third-Party 10.15 Non-U.S. Company Plan 3.20(aClaim 8.2(a) Owned Real Property 3.14(bUniversity of Glasgow 7.3(k)(i) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Exhibit A Definitions For purposes of the Agreement Recitals WARN 3.21(e) Water Rights 3.15(a)(including this Exhibit A):
Appears in 1 contract
Samples: Share Purchase Agreement (Sorrento Therapeutics, Inc.)
Term Section. Compensation Arrangement Approvals 5.18(i) Compensation Committee 5.18(i) Continuing Employees 8.03(a) D&O Insurance 8.02(c)(i) Dissenting Shares 3.04 email 12.01 Effective Time 3.01(c) End Date 9.1(b)(i11.01(b)(i) Enforceability Exceptions 3.2(aExchange Agent 3.03(a) Equity Commitment Letter 4.6(aExpiration Time 2.01(c) Equity Financing 4.6(aFDA Fraud Policy 5.14(b) Expense Reimbursement 9.3(cIndemnified Person 8.02(a) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(aIntervening Event 7.03(b)(ii) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiContracts 5.21(a) Merger Recitals Merger Amounts 4.6(a3.01(a) Merger Consideration 3.02(a) Merger Subsidiary Preamble Minimum Condition Annex I Negotiation Period 7.03(d)(i) Offer Recitals Merger Sub Preamble New Benefit Plans 6.3(bOffer Closing Date 2.01(d)(i) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aOffer Commencement Date 2.01(a) Owned Real Property 3.14(bOffer Conditions 2.01(a) Offer Documents 2.01(e)(i) Offer Price Recitals Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iBalance Sheet 6.07 Representatives 7.03(a) Parent Termination Fee 9.3(dSanctions 5.22(b) Parties Preamble Party Preamble Paying Agent 2.8(aSchedule 13E-3 2.02(d) Payment Fund 2.8(aSchedule 14D-9 2.02(c) Payroll Agents 2.10(fSchedule TO 2.01(e)(i) Premium Cap 6.2(cShares Recitals Special Committee Recitals Special Committee Recommendation 5.02(b) Proxy Statement 3.9 Real Property Leases 3.14(aStockholder List Date 2.02(b) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(bSuperior Proposal 7.03(e) Surviving Corporation 2.1 Upfront Per Share Merger 3.01 Tax 5.17(m) Taxing Authority 5.17(m) Tax Return 5.17(m) Termination Fee 12.04(b)(i) Uncertificated Shares 3.03(a)(ii) Unvested Option Consideration Recitals U.S. Company Plan 3.20(a3.05(b) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aUnvested RSU Consideration 3.05(d)
Appears in 1 contract
Term Section. End Acceptable Confidentiality Agreement 8.1(a) Acknowledged Fee Arrangement 5.11 5.11(a)(iii) Acquirer Preamble (pg. 1) Acquirer Disclosure Letter IV Acquirer Material Adverse Effect 8.1(b) Acquirer Termination Fee 7.6(e) Advance 8.1(c) Advance Interest 8.1(d) Affiliate 8.1(e) Agency 8.1(f) Agency Approval Meeting 5.3(d) Agency Contracts 8.1(g) Agreement Preamble (pg. 1) Applicable Requirements 8.1(h) Approval 8.1(i) Asset 8.1(j) Balance Sheet Date 9.1(b)(i3.17(a) Enforceability Exceptions 3.2(aBook-Entry Shares 2.1(c)(ii) Equity Business Day 8.1(k) Business License 8.1(l) Certificate of Merger 1.3 Certificates 2.1(c)(ii) Chosen Courts 8.6 Claims 8.1(m) Closing 1.2 Closing Date 1.2 Code 2.2(f) Commitment Letter 4.6(a4.7(b) Equity Financing 4.6(aCommitted Loan 8.1(n) Expense Reimbursement 9.3(cCommon Shares 8.1(o) Fairfax Commonly Controlled Entity 3.22(d) Company Preamble (pg. Recitals Financing Commitment Letters 4.6(a1) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Company Benefit Plans 6.3(b3.22(a) No-Action Company Board Recitals (pg. 1) Company Disclosure Letter 1.1 Non-Recourse Party 10.15 Non-U.S. III Company Plan 3.20(aEmployees 5.18(a) Owned Real Property 3.14(bCompany Intervening Event 8.1(p) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iCompany Leased Facility 3.27(b) Parent Termination Fee 9.3(dCompany Material Adverse Effect 8.1(q) Parties Preamble Party Preamble Paying Agent 2.8(aCompany Organizational Documents 8.1(r) Payment Fund 2.8(aCompany Permits 3.29(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aSEC Reports 3.15 Company Shareholder Approval 8.1(s)
Appears in 1 contract
Term Section. End Date 9.1(b)(iNeutral Accountant 3.2(d) Enforceability Exceptions 3.2(a) Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . NJBCA Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Parties 9.11 Owned Real Property 3.14(b4.10(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iPandemic Response 6.2(c)(ii) Parent Termination Fee 9.3(dPayoff Letters 6.19 Preferred Share Merger Payment 2.8(c)(ii) Parties Preamble Party Preamble Paying Agent 2.8(aPrimary Indemnitor 6.6(a) Payment Fund 2.8(aPrivileged Communications 9.10(b) Payroll Agents 2.10(fPurchase Price Adjustment 3.2(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(aLease 4.10(a) Registered Intellectual Property 3.17(aRelated Party Contract 4.21 Related Party Termination Evidence 6.9 Related Party Transaction 4.21 Related Persons 4.26 Released Parties 9.13(a) Representatives 7.6(aReleasing Parties 9.13(a) Section 409A 2.10(fRepresentative Losses 9.15(e)(ii) SFI Certification 3.15(aR&W Insurance Policy 6.12 SARs Cash-Out Amount 2.9(a) Solvent 4.7 Substitute Debt Financing 7.3(bSecondary Indemnitors 6.6(b) Seller Group 9.10(a) Shareholder 2.8(c) Shareholder Approval Recitals Shareholder Released Claims 9.13(b) Shareholder Released Party 9.13(b) Shareholder Representative Preamble Shareholder Representative Engagement Agreement 9.15(e)(i) Shareholder Representative Group 9.15(e)(i) Specified Documents 9.4(a) Support Agreement Recitals Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(aTermination Date 8.1(b)(i) Vice President/General Manager Level 5.1(iWaived 280G Benefits 6.16 Waiving Parties 9.10(a) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aWeil 9.10(a)
Appears in 1 contract
Term Section. End Buyer Indemnified Persons 9.1 Buyer’s Flexible Account Plan 5.7(i) Buyer’s Welfare Plans 5.7(e) Cap 9.1 Cash Statement Objection 2.6(c) Claim Notice 9.8(a) Claimant 10.15(a)(i) Closing 2.9 Closing Balance Sheet 2.7(b) Closing Date 9.1(b)(i2.9 Closing Purchase Price 2.5 Commitment Letters 4.6 Company Preamble Company Benefit Plans 3.11(a) Enforceability Exceptions 3.2(aCompany Indemnified Persons 9.2 Company Leased Real Property 2.1(g) Company Owned Real Property 2.1(f) Company’s Flexible Account Plan 5.7(i) Company’s Welfare Plans 5.7(e) CPA Firm 2.6(c) Customers 3.21 Debt Commitment Letter 4.6 Demand 10.15(a)(i) Environmental Basket 9.1 Environmental Cap 9.1 Environmental Sub-Basket 9.1 Environmental Sub-Basket Limitation 9.1 Equity Commitment Letter 4.6(a4.6 Equity Condition Sale 9.11(a) Equity Financing 4.6(aEstimated Cash 2.6(a) Expense Reimbursement 9.3(cEstimated Net Working Capital 2.7(a) Fairfax . Recitals Financing Commitment Letters 4.6(aExcluded Assets 2.3 Excluded Liabilities 2.4(b) FSC Certification 3.15(aFast-Track Environmental Arbitration Answer 9.5(h)(ii) Guaranteed Obligations 10.11(aFast-Track Environmental Arbitration Submission 9.5(h)(i) Guarantors 10.11(aFast-Track Environmental Arbitrator 9.5(h)(ii) Leased Real Properties 3.14(aFast-Track Standard 9.5(h)(ii) Material Customer 3.23(a)(viiiFinal Cash 2.6(b) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Final Cash Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a2.6(c)
Appears in 1 contract
Term Section. End Date 9.1(b)(iFIRPTA Certificates 7.11 GA Blocker Preamble Indemnified Parties 7.6(a) Enforceability Exceptions 3.2(aInfringing 4.8(c) Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(aInsurance Policies 4.17 Intended Tax Treatment 7.14(e) Leased Real Properties 3.14(aProperty 4.18 Leases 4.18 Letter of Transmittal 2.9(a) Limited Guaranty Recitals Loan Agreement Payoff Amount 7.16(a)(vi) Losses 7.6(b) Material Customer 3.23(a)(viiiContracts 4.10(k) Material Supplier 3.23(a)(viii) Merger Member Approval Recitals Merger Amounts 4.6(a) Merger Consideration Mergers Recitals Merger Sub I Preamble New Benefit Plans 6.3(bMerger Sub II Preamble Merger Participant Tax Representative Preamble Merger Participant Tax Representative Matters 11.22(a) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Multiemployer Plan 3.20(a4.14(a) Notice of Disagreement 2.8(c) Owned Real Intellectual Property 3.14(b4.8(a) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iPartnership Audit Rules 4.12(m) Parent Termination Fee 9.3(dPxxx, Wxxxx 3.1 Payoff Letter 7.16(a)(vi) Parties Preamble Party Preamble Paying Agent Permits 4.13 Phantom Unit Payment 7.10(b) Phantom Units 7.10(b) Preliminary Closing Statement 2.8(a) Payment Fund Remaining Funds 11.20(c) Required Financial Information 7.16(a)(i) Securities Act 6.8 Seller Released Parties 11.12 Seller Releasing Parties 11.13 Seller Representative Preamble Specified Tax Matters 7.14(b) Statement 2.8(b) Tax Contest 7.14(c) Termination Date 10.1(ii) Working Capital Estimate 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Snap One Holdings Corp.)
Term Section. End Date 9.1(b)(iCompany Representatives 6.2 Company SEC Documents 4.7(a) Enforceability Exceptions 3.2(aCompany Stock Option Plans 3.3(a) Equity Commitment Letter 4.6(aCompany Stockholder Approval 4.23 Confidentiality Agreement 6.2 D&O Insurance 6.8(c) Equity Effective Time 2.2 ERISA 1.1 Exchange Act 4.5 Fairness Opinion 4.22 FDA 4.26(a) Financing 4.6(a6.15 Food Authorities 4.26(a) Expense Reimbursement 9.3(cFTC 4.26(a) Fairfax . Recitals Financing Commitment Letters 4.6(aIndemnity Provisions 6.8(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(aInsurance Policies 4.19 Licensed Intellectual Property 4.17(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiIntellectual Property 4.17(b) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble Merger Sub Common Stock 3.1(c) New Benefit Plans 6.7(b) Non-Required Remedy 6.5(e) Notice Period 5.3(f)(i) NRS Recitals NYSE 4.5 Option Payments 3.3(a) Order 4.15(b) Other Interested Party 6.3(b) No-Action Letter 1.1 Non-Recourse Outside Date 8.1(f) Owing Party 10.15 Non-U.S. Company Plan 3.20(a8.2(g) Owned Real Intellectual Property 3.14(b4.17(a) Parent Preamble Parent Parties Preamble Disclosure Letter 5 Parent Related Parties 9.3(f)(iGroup 8.3(b) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Representatives 6.2 Parent Subsidiaries 5.3 Parent Subsidiary 5.3 Paying Agent 2.8(a3.2(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(aProceeding 4.15(a) Registered Intellectual Property 3.17(a4.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a6.2 Required Vote 4.23 Reverse Termination Fee 8.2(f)
Appears in 1 contract
Term Section. Board of Directors Recitals Certificate of Merger 2.01(c) Certificates 2.03(a) Closing 2.01(b) Closing 8-K 6.07 Collective Bargaining Agreements 4.21(a)(v) Company Preamble Company Affiliate Contract 4.26 Company Cash 2.03(a) Company Common Stock 4.05(a) Company Option 2.05(b) Company Permits 4.12(b) Company Preferred Stock 4.05(a) Company Recommendation 4.02(b) Company RSA 4.05(a) Company RSU 2.05(a) Company SEC Documents 4.07(a) Company Securities 4.05(c) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Confidentiality Agreement 6.03(b) Debt Financing 6.06(a) D&O Insurance 7.03(c) e-mail 11.01 Earned Bonuses 7.04(d) Effective Time 2.01(c) End Date 9.1(b)(i10.01(b)(i) Enforceability Exceptions 3.2(a4.02(a) Equity Commitment Letter 4.6(aEstimated Closing Date Cash 2.03(a) Equity Financing 4.6(aExchange Agent 2.03(a) Expense Reimbursement 9.3(cFTC 8.01(b) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(aGuarantee 5.10(a) Guarantors 10.11(a5.09 Indemnified Person 7.03(a) Intervening Event 6.04(f)(ii) Leased Real Properties 3.14(aProperty 4.14(b) Letter of Transmittal 2.03(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiContract 4.20(a) Merger Recitals Merger Amounts 4.6(a2.01(a) Merger Consideration Recitals 2.02(a) Merger Sub Preamble New Benefit Plans 6.3(bOFAC 4.13(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aOwned Intellectual Property 4.15(a) Owned Real Property 3.14(b4.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(cTerm Section Privacy Policies 4.15(d) Proxy Statement 3.9 4.09 Real Property Leases 3.14(a4.14(b) Registered Intellectual Real Property 3.17(aLease 4.14(b) Representatives 7.6(aSchedule 13E-3 4.09 Special Committee Recitals Subject Securities 7.05(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(bSuperior Proposal 6.04(f)(i) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a2.01(a) Vice President/General Manager Level 5.1(iTermination Fee 11.04(b)(i) Voting and Support Agreement Recitals Transfer 7.05(c) Uncertificated Shares 2.03(a) WARN 3.21(e) Water Rights 3.15(aAct 4.18(b)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Tribune Publishing Co)
Term Section. End Date 9.1(b)(iEstimated Balance Sheet 2.4(a) Enforceability Exceptions 3.2(aEstimated Closing Statement 2.4(a) Equity Estimated Closing Statutory Value Estimated Recapture Adjustment Amount 2.4(a) 2.4(a) Excluded Employee Liabilities 5.12(b) Fee Letter 4.7(b) Final Adjustment Statement 2.5(b) Final Balance Sheet 2.5(c)(viii) Final Closing Statutory Value 2.5(c)(viii) Financing 4.7(a) Indemnitee 7.4(i) Indemnitor 7.4(ii) Indemnifiable Losses 7.4(iii) Indemnity Payment 7.4(iv) Independent Accounting Firm 2.5(c)(iv) Investors 4.7(d) Milliman 3.17 NER Commitment Letter 4.6(a4.7(a) Equity NER Financing 4.6(a4.7(a) Expense Reimbursement 9.3(cNew York Court 10.7(a) Fairfax . Recitals Financing Commitment Letters 4.6(aOrganizational Documents 3.1(b) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(bOutside Date 9.1(b) Parent Recitals Permits 3.11(b) Process Agent 10.7(c) Purchase Price 2.1 Recapture Adjustment Amount Accounting Principles Recaptured Business Recitals Recaptured Investment Assets Recitals Reference Balance Sheet Required Financial Information 3.6(a) 5.24(b) Resolution Period 2.5(c)(iv) Review Period 2.5(c)(i) Seller Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iSeller Burdensome Condition 5.4(a) Parent Seller Fundamental Representations 6.2(a) Seller Indemnified Persons 7.2(b) Seller Intellectual Property 3.20(e) Seller Trademarks 5.7(a) Shared Reinsurance Agreement 5.4(d) Shares Recitals Solvent 4.8 Specified Termination 10.1(b) Statutory Statements 3.6(b) Subject Balance Sheet 2.5(b)(i) Term Section Tax Contest 8.4 Tax Refund 8.3 Termination Fee 9.3(d10.1(b) Parties Preamble Third Party Preamble Paying Agent 2.8(aClaim 7.4(v) Payment Fund 2.8(aThreshold Amount 7.3(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a)Trademarks 1.1
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Term Section. End Date 9.1(b)(iNew Security(ies) Enforceability Exceptions 3.2(a) Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(aNOL Rights 2.2(hh) Guarantors 10.11(aNOL Rights Plan 2.2(hh) Leased Real Properties Nominating Committee 3.4(c) Non-Control Determination 1.2(c)(2)(D) Non-Qualifying Transaction 6.3(f)(B) Observer 3.4(a) OFAC 2.2(o) Offering 3.15(b) Offering Confidential Information 3.12(k)(5) Parent Corporation 6.3(f)(B) PBGC 2.2(x)(5) Pending Underwritten Offering 3.12(l) Person 6.3(u) Piggyback Registration 3.12(a)(3) Placement Agents 2.2(cc) Press Release 6.16(b) Previously Disclosed 2.1(b) Primary Investor Proceeds 1.2(c)(2)(G) Primary Investors Recital B Primary Share Purchase Recital B Private Placement Recital A Purchase Price Recital A PwC Opinion 1.2(c)(1)(D) Qualifying Ownership Interest 3.4(b) Register, registered, and registration 3.12(k)(6) Registrable Securities 3.12(k)(7) Registration Expenses 3.12(k)(8) Regulatory Agreement 2.2(s) Rights Offering 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases Rights Purchase Price 3.14(a) Registered Intellectual Property 3.17(aRule 144 6.3(w) Representatives 7.6(aRule 158, Rule 159A, Rule 405 and Rule 415 3.12(k)(9) SEC 2.1(c) SEC Guidance 3.12(k)(10) Secondary Investor(s) Recital B Secondary Investor Proceeds 1.2(c)(2)(J) Secondary Investor Transactions Recital D Secondary Share Purchase Recital B Securities Act 2.2(c) Selling Expenses 3.12(k)(11) Term Section 409A 2.10(fShelf Registration Statement 3.12(a)(2) SFI Certification 3.15(aSpecial Registration 3.12(i) Solvent 4.7 Substitute Debt Financing 7.3(bSpecified SEC Reports 2.1(c) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aStock Plans 2.2(c)
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Samples: Stock Purchase Agreement (First Security Group Inc/Tn)
Term Section. End Estimated Net Indebtedness 3.1(a)(i) Estimated Net Working Capital 3.1(a)(i) Estimated Transaction Expenses 3.1(a)(i) Financial Statements 4.4(a) Financing 6.4 Financing Agreements 8.6(a) Funded Indebtedness 7.4 General Survival Date 9.1(b)(i12.2(a) Enforceability Exceptions 3.2(aIndemnified Party 12.2(b) Equity Commitment Indemnifying Party 12.4(a) Independent Auditor 3.1(b)(ii) Interim Financials 4.4(a) IRS 4.9(c) Letter 4.6(aof Transmittal 2.7(b) Equity Financing 4.6(aLicensed Intellectual Property 4.8(a) Expense Reimbursement 9.3(cLiens 4.7(a)(i) Fairfax . Limited Guarantee Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(aLiquidation Preference 2.6(c)(i) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiContract 4.10(a) Merger Recitals Merger Amounts 4.6(aConsideration 3.1(b)(vi) Merger Consideration Recitals Merger Sub Preamble Caption Most Recent Balance Sheet 4.4(a) Multiemployer Plan 4.9(a) New Benefit Plans 6.3(bDebt Commitment Letter 8.6(d) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aNotice of Claim 12.4(a) Objection Notice 12.4(a) Outside Date 11.1(c) Owned Intellectual Property 4.8(a) Owned Real Property 3.14(b4.7(b)(i) Parent Preamble Caption Parent Fundamental Representations 12.2(a) Parent Indemnified Parties Preamble 12.1(a) Parent Plans 8.2(b) Parent Related Parties 9.3(f)(i11.3(b) Parent Termination Fee 9.3(dParty Caption Pay-Off Lenders 7.4 Pay-Off Letters 7.4 Personal Property 4.7(a)(i) Parties Preamble Party Preamble Paying Agent 2.8(aPost-Closing Adjustment Transaction Expense Amounts 3.2(a)(i) Payment Fund 2.8(aPost-Closing Escrow Transaction Expense Amounts 3.2(b) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aPost-Closing Tax Period 13.6(a)
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Term Section. Company PSA 2.06(d) Company PSU 2.06(e) Company RSA 2.06(a) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Confidentiality Agreement 6.03(b)(i)(B) Continuation Period 7.05(a) Continuing Employee 7.05(a) Convertible Notes 5.05(a) D&O Insurance 7.04(d) Dissenting Share 2.05 Divested Revenues 2.02(b) Divested Revenues Notice 2.11(a) Divested Revenues Dispute Notice 2.11(b) DOJ 8.01(d) Effective Time 2.01(d) Election Deadline 2.03(b) End Date 9.1(b)(i10.01(b)(i) Enforceability Exceptions 3.2(a4.02(a) Equity Commitment Letter 4.6(aExchange Agent 2.03(b) Equity Financing 4.6(aExchange Fund 2.04(a) Expense Reimbursement 9.3(cExchange Ratio 2.02(b) Fairfax . Recitals Financing Commitment Letters 4.6(aExcluded Share 2.02(c) FSC Certification 3.15(aFNF Preferred Stock 5.05(a) Guaranteed Obligations 10.11(aFNFV Common Stock 5.05(a) Guarantors 10.11(aForm of Election 2.03(b) Leased Real Properties 3.14(aIndemnified Person 7.04(a) Independent Accountant 2.11(d) Initial Surviving Entity 2.01(a) Insurance Contracts 4.21(e)(i) Insurance Subsidiary 4.21(a) Lease 4.14(b)(i) Legal Restraint 9.01(b) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiContract 4.20(a) Merger I Recitals Merger Amounts 4.6(aII Recitals Mergers Recitals Merger Consideration 2.02(a) Merger Consideration Recitals Sub I Preamble Merger Sub II Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(b) Parent Merger Subs Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Mixed Consideration Electing Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(a2.02(a)(i)
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Samples: Agreement and Plan of Merger (Stewart Information Services Corp)
Term Section. End Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(b) ERISA 3.19(a) ERISA Affiliate 3.19(d) Exchange Agent 2.2(a) Exchange Fund) 2.2(a) Exchanged Option 2.1(b)(iv) Excluded Shares 2.1(b)(ii) Grant Date 9.1(b)(i3.5(c) Enforceability Exceptions 3.2(aHSR Filing 3.3(a) Equity Commitment Insider Letter 4.6(aAgreement 4.24 Intended Tax Treatment Recitals IRS 3.19(c) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(aKey Employees 5.3 Leased Real Properties 3.12(b) Leased Real Properties 3.14(aProperty 3.12(b) Letter of Transmittal 2.2(b) Lockup Agreement Recitals Marketing Agreement 4.4 Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Contract 3.22 Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(bMerger Sub Common Stock 4.5(b) No-Action Letter 1.1 Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aPEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Real Intellectual Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d3.15(a) Parties Preamble Party Preamble Paying Agent 2.8(aPEO Benefit Arrangements 3.19(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals U.S. Company Plan 3.20(aPIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Vice President/General Manager Level 5.1(iPost-Closing Directors 1.5(b) Voting and Support Pre-Closing Period 5.1 Pre-Closing Period 5.1 Term Section Privacy Policy 3.15(i) Real Property Leases 3.12(b) Registration Rights Agreement Recitals WARN 3.21(eRequired Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 Xxxx 4.4 SEC Tax Opinion 7.9(d) Water Rights 3.15(a)SEC Tax Representation Letters 7.9(e) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d) Tax Representation Letters 7.9(e) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Roth CH Acquisition II Co)
Term Section. End Date 9.1(b)(iLIHTC Fund 3.14(a)(i) Enforceability Exceptions 3.2(aLIHTC Fund GP 3.14(a)(i) Equity Commitment Letter 4.6(aLIHTC Fund GP Manager 3.14(a)(i) Equity Financing 4.6(aLIHTC Fund GP Member 3.14(a)(i) Expense Reimbursement 9.3(cLIHTC Fund LP 3.14(a)(ii) Fairfax . Recitals Financing Commitment Letters 4.6(aLIHTC Management Agreements 3.14(a)(i) FSC Certification 3.15(aLimited Guarantee 8.1(qq) Guaranteed Obligations 10.11(aLLC Act 1.1 Loan Application 8.1(ss) Guarantors 10.11(aLoans Held for Sale 8.1(tt) Leased Real Properties 3.14(aMAP 8.1(bbb) Material Customer 3.23(a)(viiiContract 3.21(a) Material Supplier 3.23(a)(viiiMaximum Premium 5.6(b) Merger Recitals Merger Amounts 4.6(a(pg. 1) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b2.1(c)(i) No-Action Letter 1.1 Minority Subsidiary 8.1(uu) Mortgage 8.1(vv) Mortgage Banking Business 8.1(ww) Mortgage Business 8.1(xx) Mortgage Loan 8.1(yy) Mortgage Loan Documents 8.1(zz) Mortgage Note 8.1(aaa) Mortgage Programs 8.1(bbb) Mortgage Servicing Business 8.1(ccc) Mortgaged Property 8.1(ddd) Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a8.17 Order 8.1(eee) Otsego Holdings 4.6 Owned Real Intellectual Property 3.14(b8.1(fff) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a2.2(a) Payment Fund 2.8(a2.2(b) Payroll Agents 2.10(fPermits 3.29(a) Premium Cap 6.2(cPermitted Lien 8.1(hhh) Proxy Statement 3.9 Person 8.1(iii) Pipeline Transactions 8.1(ggg) Plan 8.1(jjj) Pre-Timex Management Agreements 5.11(a)(i) Preferred Shares 3.8(a) Post-Timex Management Agreement 5.11(a)(ii) Public Announcement 8.1(kkk) Real Property Leases 3.14(aLease 3.27(b) Registered Intellectual REO 3.14(b)(i) REO Property 3.17(aGP 3.14(b)(i) REO Property GP Manager 3.14(b)(i) REO Property GP Member 3.14(b)(i) Term Section REO Property LP 3.14(b)(ii) REO Property Management Agreements 3.14(b)(i) Regulatory Documents 3.10(e) Representatives 7.6(a8.1(lll) Section 409A 2.10(fRequired Approvals 3.7 Rights 8.1(mmm) SFI Certification 3.15(aSCUs 3.8(a) Solvent 4.7 Substitute Debt Financing 7.3(bSecurities Act 3.15 Seller/Servicer Guides 8.1(nnn) Serviced Loan 8.1(ooo) Serviced Loan Schedule 3.11(a) Servicing Advance Schedule 3.11(b) Servicing Agreements 8.1(ppp) Servicing Custodial Account 8.1(qqq) Servicing Escrow Accounts 8.1(rrr) Servicing File 8.1(sss) Shareholder Rights 8.1(ttt) Shareholder Rights Plan 8.1(uuu) Shareholder Written Consent 5.5(b) Shareholder Written Consent Failure 5.5(a) SLP Entity 3.14(a)(iii) SLP Manager 3.14(a)(iii) SLP Member 3.14(a)(iii) SPV Shares 3.8(a) Subsidiary 8.1(vvv) Superior Proposal 8.1(www) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(aBylaws 1.6 Surviving Governing Instrument 1.5 Surviving Trust 1.1 Takeover Proposal 8.1(xxx) Vice President/General Manager Level 5.1(iTax 8.1(yyy) Voting and Support Tax Return 8.1(zzz) Termination Date 7.2(a) Trust Agreement Recitals WARN 3.21(e(pg. 1) Water Rights 3.15(aWillful and Material Breach 8.1(aaaa) AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER, dated as of June 10, 2013 (this “Agreement”), by and between Otsego Shares, LLC, a Delaware limited liability company (“Acquirer”) and Centerline Holding Company, a Delaware statutory trust (the “Company”).
Appears in 1 contract
Term Section. End Date 9.1(b)(iPatents 1.1 (in definition of Intellectual Property) Enforceability Exceptions 3.2(aPaying Agent 2.4(a) Equity Commitment Letter 4.6(aPersonal Property Leases 5.12(a) Equity Financing 4.6(aPrincipal Shareholder Documents 6.1 Principal Shareholders Introductory Paragraph Proxy 5.2(c) Expense Reimbursement 9.3(cQualified Plan 5.16(b) Fairfax . Recitals Financing Commitment Letters 4.6(aReal Property Lease 5.11(a) FSC Certification 3.15(aRequired Consents 8.3 Required Governmental Consents 8.4 Required Proposals 8.7(a) Guaranteed Obligations 10.11(aReverse Certificate of Merger 2.1(b) Guarantors 10.11(aReverse Merger 2.1(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Reverse Merger Consideration 2.2(a) Sale Notice 8.13 Securities Act 6.4(d) Share Conversion Consideration 2.3(f)(i) Shareholders’ Representative Introductory Paragraph Shareholders’ Representative Fund 2.7 Shareholders’ Representative Fund Amount 2.1(b) Shareholders’ Meeting 8.7(a) Shares Recitals Merger Sub Preamble New Benefit Plans 6.3(bStock Certificates 2.3(e) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a) Owned Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Real Property Leases 3.14(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Stock Merger Consideration Recitals U.S. Company Plan 3.20(a2.2(a) Vice President/General Manager Level 5.1(iStraddle Period 11.6(c) Voting and Support Agreement Recitals WARN 3.21(eSurvival Period 11.1 Surviving Sub Introductory Paragraph Tax Claim 11.6(d)(i) Water Rights 3.15(aTBOC 2.1(a) Third Party Claim 11.3(c) Trade Secrets 1.1 (in definition of Intellectual Property) Unresolved Claims 11.3(a) Unsolicited Offer 8.13 Val-Tex Introductory Paragraph Val-Tex Documents 5.2(a) Val-Tex Indemnified Parties 11.2(b) Val-Tex Permits 5.18(b) Val-Tex Property 5.11(a) Val-Tex Shareholders’ Approval 5.2(a)
Appears in 1 contract
Term Section. End Date 9.1(b)(i10.01(b)(i) Enforceability Exceptions 3.2(aEnvironmental Permits 4.19(b) Equity Commitment Letter 4.6(a5.07(b) Equity Financing 4.6(a5.07(b) Expense Reimbursement 9.3(cExchange Agent 2.03 Excluded Party 6.04(b) Fairfax . Recitals Financing Commitment Letters 4.6(aFTC 8.01(b) FSC Certification 3.15(aGo-Shop Termination Fee 11.04(b)(i) Guaranteed Obligations 10.11(aIndemnified Person 7.04(a) Guarantors 10.11(aInsurance Policy 4.21(a) Lease 4.14(b) Leased Real Properties 3.14(aProperty 4.14(b) Lenders 5.07(b) Limited Guaranty 5.13 Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viiiContract 4.20(a) Merger Recitals Merger Amounts 4.6(a) 2.01 Merger Consideration Recitals 2.02 Merger Sub Subsidiary Preamble New Benefit Plans 6.3(bNegotiation Period 6.04(d) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Shop Period Start Date 6.04(a) Omnibus Plan 3.20(a2.05(a) Owned Real Property 3.14(b4.14(c) Parent Preamble Parent Parties Preamble Liability Termination 11.04 Parent Related Parties 9.3(f)(iPlans 7.05(b) Parent Termination Fee 9.3(d11.04(b)(ii) Parent Written Consent 5.02 Parties Preamble Party Preamble Paying Preferred Shares 4.05(a) Proceeding 7.04(a) Process Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c11.08 Properties 4.14(d) Proxy Statement 3.9 Real Property Leases 3.14(a8.02(a) Registered Intellectual Property 3.17(aRecoverable Amounts 11.04(f) Representatives 7.6(a6.04(a) Section 409A 2.10(fRights Plan Recitals Solvent 5.08 Substitute Financing 8.03(b) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(bSupplemental Plan 2.05(f) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a2.01 Takeover Statutes 4.25 Termination Fee 11.04(b)(i) Vice President/General Manager Level 5.1(iTop Customers 4.22(a)(i) Voting and Support Agreement Recitals Top Suppliers 4.22(a)(ii) Term Section Uncertificated Shares 2.03 WARN 3.21(e) Water Rights 3.15(aAct 4.18(d)
Appears in 1 contract
Term Section. End Date 9.1(b)(i) Enforceability Exceptions 3.2(a) Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Expense Reimbursement 9.3(c) Fairfax . Recitals Financing Commitment Letters 4.6(a) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(a) Material Customer 3.23(a)(viii) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aParties 8.3(d) Owned Real Property 3.14(bNotice 6.1(e)(i) Outside Date 8.1(b)(i) Parent Preamble Parent Parties Preamble Board Recitals Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(cCommon Stock 1.1(a) Proxy Statement 3.9 Real Property Leases 3.14(a) Statement/Prospectus 6.3 Registered Intellectual Property 3.17(a3.9(a) Registration Rights Agreement Recitals Registration Statement 6.3 Representatives 7.6(a6.6(a) Reverse Termination Fee 8.3(b) RH Recitals RH Adjusted Equity Award 2.7(a)(ii) RH Adjusted Option 2.7(a)(i) RH Board Recitals RH Certificates 2.6(a) RH Charter 4.1(b) RH Common Merger Consideration 2.5(a)(i) RH Equity Award 2.7(a)(ii) RH Financial Statements 4.4(a) RH Incentive Plan 2.5(c) RH Leased Property 4.10(b) RH Material Contracts 4.8(b) RH Merger Recitals RH Merger Filing 1.3(b) RH Merger Sub Preamble RH Options 2.5(c) RH Organizational Documents 4.1(b) RH Owned Property 4.10(a) RH Parties. Preamble RH Permits 4.6(a) RH Preferred Merger Consideration 2.5(a)(ii) RH Property 4.10(b) RH Real Property Lease 4.10(b) RH Registered Intellectual Property 4.9(a) RH Restricted Stock Units 2.5(d) RH Significant Subsidiaries 4.1(a) RH Special Merger Consideration 2.5(a)(iii) RH Stockholder Approval 4.3(c) RH Subsidiary Organizational Documents 4.1(b) RH Surviving Corporation 1.3(a) RH Voting Debt 4.2(d) Solicitation Termination Date 6.1(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(bSpecial Committee Recitals Supplemental Indenture 6.22(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Corporations 1.3(a) Takeover Statute 3.12 Termination Fee 8.3(a) Title IV Plan 3.20(a3.14(b) Vice President/General Manager Level 5.1(iU.K. Pension Plan 4.14(g) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aUncertificated Shares 2.2(b)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Harbinger Capital Partners Master Fund I, Ltd.)
Term Section. End Date 9.1(b)(iConfidentiality Agreement Deposit 6.1 9.4 Employees Environmental Assessment 4.15(a) Enforceability Exceptions 3.2(a6.19 ERISA Affiliate Escrowed Stock 4.15(a) Equity Commitment Letter 4.6(a9.4 Facility Final Closing Working Capital 6.2(b)(xi) Equity Financing 4.6(a2.4(d) Expense Reimbursement 9.3(cFinancial Statements 4.7(a) Fairfax . Recitals Financing Commitment Letters 4.6(aFIRPTA Affidavit 2.7(h) FSC Certification 3.15(a) Guaranteed Obligations 10.11(a) Guarantors 10.11(a) Leased Real Properties 3.14(aGovernment Contract 4.28 Losses 8.2(a) Material Customer 3.23(a)(viiiContracts Multiemployer Plan 4.14(a) Material Supplier 3.23(a)(viii) Merger Recitals Merger Amounts 4.6(a) Merger Consideration Recitals Merger Sub Preamble New Benefit Plans 6.3(b) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(a4.15(a) Owned Property 4.11(a) Owned Properties 4.11(a) PBGC 4.15(i) Personal Property Leases Phase III Project Preferred Stock 4.12(b) 6.2(b)(xi) 4.4(a) Purchase Price Purchaser Purchaser Common Stock Purchaser Common Stock Escrow Agent Purchaser Common Stock Escrow Agreement Purchaser Documents Purchaser Expenses 2.2 Recitals 2.2 9.4 9.4 5.2 9.3 Purchaser Indemnified Parties 8.2(a) Real Property 3.14(b) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(i) Parent Termination Fee 9.3(d) Parties Preamble Party Preamble Paying Agent 2.8(a) Payment Fund 2.8(a) Payroll Agents 2.10(f) Premium Cap 6.2(c) Proxy Statement 3.9 Lease Real Property Leases 3.14(a4.11(a) Registered Intellectual Property 3.17(a4.11(a) Related Persons 4.23 Representatives 7.6(a6.6(a) Section 409A 2.10(fRestricted Business 6.7(a) SFI Certification 3.15(aSelling Stockholders Recitals Selling Stockholder Documents 3.2 Selling Stockholder Indemnified Parties 8.2(b) Solvent 4.7 Substitute Debt Financing 7.3(bStockholder Representative 10.2(a) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Straddle Period 8.5(c) Shares Recitals U.S. Company Plan 3.20(aSurvival Period 8.1 Tax Claim 8.5(d)(i) Vice President/General Manager Level 5.1(iTermination Date 9.1(a) Voting and Support Agreement Recitals WARN 3.21(eThird Party Claim 8.3(b) Water Rights 3.15(a)Title IV Plans 4.15(a) Unresolved Claims 8.6
Appears in 1 contract
Term Section. End Date 9.1(b)(iAll Seas I Preamble All Seas II Preamble All Seas III Preamble All Seas Converting Members 8.6(d) Enforceability Exceptions 3.2(aAll Seas Member Preamble Approved Transaction 8.1(a)(i) Equity Board of Managers 5.1 Business 2.6 By-Laws Amendment 3.4(b) Capital Call 3.5(a) Capital Default 3.6(a) Capital Default Notice 3.6(a) Certificate of Formation Recitals Change of Control 8.5(a) Charter Amendment 8.6(a) Commitment Letter 4.6(aPeriod 3.5(a) Equity Financing 4.6(aCompany Preamble Company Manager 5.18 Contribution Lender 3.6(a) Expense Reimbursement 9.3(cContribution Loan 3.6(a) Fairfax . Recitals Financing Commitment Letters 4.6(aConversion 8.5(a) FSC Certification 3.15(aConversion Notice 8.5(a) Guaranteed Obligations 10.11(aConversion Right 8.5(a) Guarantors 10.11(aConversion Units 8.5(a) Leased Real Properties 3.14(aConverting Member(s) Material Customer 3.23(a)(viii8.5(a) Material Supplier 3.23(a)(viiiDefault Amount 3.6(a) Merger Recitals Merger Amounts 4.6(aDefaulting Capital Member 3.6(a) Merger Consideration Recitals Merger Sub Defaulting Manager 3.6(a)(i) Dissolution Event 10.1 Distribution 6.1(b) Early Termination Event 3.5(a) Euromar Registration Rights Agreement 8.3 Euroseas Preamble New Benefit Plans 6.3(bEuroseas Board Representation 8.6(d) No-Action Letter 1.1 Non-Recourse Party 10.15 Non-U.S. Company Plan 3.20(aEuroseas Redemption Notice 8.4(a) Owned Real Property 3.14(bEuroseas Redemption Right 8.4(a) Parent Preamble Parent Parties Preamble Parent Related Parties 9.3(f)(iEuroseas Registration Rights Agreement 8.5(f) Parent Termination Fee 9.3(dEuroseas Statement 8.8(b) Parties Preamble Party Preamble Paying Agent 2.8(aExit Transaction 8.2(a) Payment Fund 2.8(aExit Transaction Notice 8.2(a) Payroll Agents 2.10(fFinal Appraiser 8.8(a) Premium Cap 6.2(cInitial Appraiser 8.8(a) Proxy Statement 3.9 Real Property Leases 3.14(aInitial Capital Contribution 3.4(a) Registered Intellectual Property 3.17(a) Representatives 7.6(a) Section 409A 2.10(f) SFI Certification 3.15(a) Solvent 4.7 Substitute Debt Financing 7.3(b) Surviving Corporation 2.1 Upfront Per Share Merger Consideration Recitals U.S. Company Plan 3.20(a) Vice President/General Manager Level 5.1(i) Voting and Support Agreement Recitals WARN 3.21(e) Water Rights 3.15(aInterested Member 4.5 IPO Conversion 2.7(a)
Appears in 1 contract
Samples: Limited Liability Company Agreement (Euroseas Ltd.)