The Obligation to Provide Personal Data 提供個人資料的責任. 2.1 It is obligatory for client to supply the personal data as required by the Company. If client fails to supply the required personal data, the Company may refuse to open or maintain the Account or may refuse to provide services to client. 客戶有責任向本公司提供所需的個人資料。如客戶未有提供所需個人資料，本公司可拒絕為客戶開設或持續操作帳戶或提供有關的服務。 2.2 When providing any personal data to the Company, please ensure that the data is accurate having regard to client's obligations under the Ordinance. 鍳於客戶在條例下的責任，當向本公司提供個人資料時，客戶須確認所提供的資料正確。 3 Disclosure of Information 資 料 的 披 露 3.1 The Company may, as it deems necessary, disclose to its agents or nominees, associates, individuals or corporations dealing with securities, futures and options clearing and the Company's auditors such information as it requires to operate client's account or execute client's orders relating to the activities described in 1(b) above. 本公司如認為有需要，可向處理證券、期貨及期權結算的代理人或代名人、聯系人、個人或法團及本公司的核數師披露客戶開設帳戶的資料以運作客戶帳戶或執行上述 1(b) 所提及的事宜。 3.2 In compliance with any statute and subsidiary legislation which are enacted and effective in HKSAR relating to securities business and transactions and also in compliance with the codes of SFC, the rules and regulations of the Exchange and the Clearing House, SFC and any financial regulator as defined in the Ordinance, government bodies, other regulatory authorities, individuals or corporations who have the right to such data and information as prescribed by law.
Appears in 5 contracts
Samples: Cash Client Agreement, Cash Client Agreement, Cash Client Agreement
