The Recalling of Eligible Stocks and Trading Restrictions. 2.1.5.1 A stock which is on the list of eligible stocks for trading via Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect may be recalled from the list for various reasons and, in such event, the stock can only be sold but cannot be bought. This may affect the investment portfolio or strategies of the Client. The Client should therefore pay close attention to the list of eligible stocks as provided and updated from time to time by Shanghai Stock Exchange (“SSE”), Shenzhen Stock Exchange (“SZSE”) and Hong Kong Exchanges and Clearing Limited (“HKEx”).
Appears in 4 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement
