Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds may decide to make available to certain of their customers a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)"). 2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each Fund from time to time ("Schedule 2.1", the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as Transfer Agent of the Funds and not as a record-keeper for the Plans.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Alger Funds), Transfer Agency and Service Agreement (Alger Institutional Funds), Transfer Agency and Service Agreement (Spectra Fund)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Trust may decide to make available to certain of their customers its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures", ,” as may be amended in writing by the Transfer Agent and each Fund the Administrator on behalf of the Trust and the Portfolios from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trusteestrustees of the Plans, Plans or TPA's TPAs, as the case may be be, as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as Transfer Agent transfer agent of the Funds Trust and the Portfolios and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Pimco Variable Insurance Trust), Transfer Agency and Service Agreement (Pimco Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more The Strong Funds may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each Fund the Strong Funds from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Strong Funds and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Strong Income Funds Ii Inc), Transfer Agency and Service Agreement (Strong Short Term Municipal Bond Fund Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Aig Series Trust), Transfer Agency and Service Agreement (Pitcairn Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the "Code") ), and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs, as the case may be be, as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Puget Sound Alternative Investment Series Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their its customers a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the TrusteesPlan, Plans a trustee of a Plan ("Plan Trustee") or a TPA's , as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Schroder Capital Funds /Delaware/)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their its customers a qualified plan program (the "Program") pursuant to which the such customers ("Employers") may adopt certain plans of deferred compensation (each, a "Plan or Plan," and collectively, "Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipants"), such Plan(s) Plans being qualified under Section 401(a) of the Internal Revenue Code of 1986Code, as amended ("Code") and administered by third party administrators administrators, which may be plan administrators "administrators" as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 2.2 hereto entitled "Third Party Administrator Procedures", ," as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.12.2"), the Transfer Agent shall:
(a) Treat treat Shareholder accounts established by the Plans in the name of the Plan Trustees, Plans the Plans, or TPA's TPAs, as the case may be be, as omnibus accounts;:
(b) Maintain maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Harris Associates Investment Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures", ,” as may be amended in writing by the Transfer Agent and each the Administrator on behalf of the Fund and the Portfolios from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trusteestrustees of the Plans, Plans or TPA's TPAs, as the case may be be, as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as Transfer Agent transfer agent of the Funds and the Portfolios and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Allianz Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Gam Funds Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their its customers a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (First Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers"') may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").
2.2 In accordance with the THE procedures established in the initial Schedule 2.1 entitled "Third Party Third-party Administrator Procedures", ," as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Advisors Inner Circle Fund)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Trust may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent Bank and each Fund the Trust from time to time ("Schedule 2.12. 1"), the Transfer Agent Bank shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as Transfer Agent SECTION I on behalf of the Funds Trust and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Sub Transfer Agency and Service Agreement (Stonebridge Aggressive Growth Fund Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipant or Plan Participants"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain each such omnibus accounts account on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (CDC MPT Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 One or more Funds The Fund may decide to make available to certain of their customers its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and each the Fund from time to time ("Schedule 2.12. 1 "), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPA's TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as Transfer Agent transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Armada Advantage Fund)