Common use of THIRTEENTH Clause in Contracts

THIRTEENTH. The Trust and the Distributor shall each comply with all applicable provisions of the Act, the 1933 Act and the rules and regulations of the National Association of Securities Dealers, Inc. and of all other Federal and state laws, rules and regulations governing the issuance and sale of shares of the series of Trust.

Appears in 10 contracts

Samples: Distribution Agreement (FBR Family of Funds), Distribution and Sub Administration Agreement (Mutual Fund Group), Distribution Agreement (Mutual Fund Investment Trust)

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THIRTEENTH. The Trust and the Distributor shall each comply with all applicable provisions of the ActInvestment Company Act of 1940, the 1933 Securities Act and the rules and regulations of the National Association of Securities Dealers1933, Inc. and of all other Federal and state laws, rules and regulations governing the issuance and sale of shares of the series of Trust.

Appears in 1 contract

Samples: Distribution Agreement (Trautman Kramer Trust)

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THIRTEENTH. The Trust and the Distributor shall each comply with all applicable provisions of the 1940 Act, the 1933 Act and the rules and regulations of the National Association of Securities Dealers, Inc. FINRA and of all other Federal and state laws, rules and regulations governing the issuance and sale of shares of the series of the Trust.

Appears in 1 contract

Samples: Distribution Agreement (FBR Funds)

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