Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 354 contracts
Samples: Security Agreement (Boston Therapeutics, Inc.), Common Stock Purchase Warrant (Inpellis, Inc.), Security Agreement (Inpellis, Inc.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 7 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 300 contracts
Samples: Security Agreement (Troika Media Group, Inc.), Common Stock Purchase Warrant (Leisure Acquisition Corp.), Warrant Agreement (PwrCor, Inc.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 38 contracts
Samples: Common Stock Purchase Warrant (Nordic American Offshore Ltd.), Common Stock Purchase Warrant (Nordic American Offshore Ltd.), Subscription Agreement (Wave Systems Corp)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsedendorsed and the legal opinion required under Section 4(d), if required by the Company. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 18 contracts
Samples: Master Transaction Agreement (Emergent Capital, Inc.), Master Transaction Agreement (Emergent Capital, Inc.), Master Transaction Agreement (Emergent Capital, Inc.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 3 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 12 contracts
Samples: Security Agreement (U.S. Rare Earths, Inc), Security Agreement (U.S. Rare Earths, Inc), Securities Agreement (Genesis Financial Inc)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsedendorsed and the legal opinion required under Section 4(d), if required by the Company. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 11 contracts
Samples: Unsecured Promissory Note (Applied Digital Corp.), Common Stock Purchase Warrant (Cinedigm Corp.), Common Stock Purchase Warrant (Cinedigm Corp.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws, including transfer restrictions imposed by applicable securities laws and Section 4 7 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (XZERES Corp.), Common Stock Purchase Warrant (Jintai Mining Group, Inc.), Common Stock Purchase Warrant Amendment (Jintai Mining Group, Inc.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsedendorsed and the legal opinion required under Section 4(d). The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 4 contracts
Samples: Warrant Agreement (Novadel Pharma Inc), Warrant Agreement (Novadel Pharma Inc), Warrant Agreement (Access Integrated Technologies Inc)
Title to Warrant. Prior At any time after the Repurchase Period (as defined in Section 4 herein), prior to the Termination Date and subject to compliance with applicable laws and Section 4 8 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Wrasp 34 Inc), Securities Agreement (Wrasp 33, Inc), Securities Agreement (SRKP 20 Inc)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and to the conditions set forth in Section 4 7(d) hereof and to the provisions of this WarrantSection 4.1 of the Purchase Agreement, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 3 contracts
Samples: Security Agreement (Hollis Eden Pharmaceuticals Inc /De/), Security Agreement (Hollis Eden Pharmaceuticals Inc /De/), Stock Purchase Warrant (Dot Hill Systems Corp)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 4.1 of this Warrantthe Purchase Agreement, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 2 contracts
Samples: Warrant Agreement (Raser Technologies Inc), Security Agreement (Raser Technologies Inc)
Title to Warrant. Prior to the Termination Expiration Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 2 contracts
Samples: Warrant Agreement (Spectrum Pharmaceuticals Inc), Warrant Agreement (Spectrum Pharmaceuticals Inc)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form Form, annexed hereto hereto, properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 2 contracts
Samples: Security Agreement (North American Technologies Group Inc /Tx/), Security Agreement (North American Technologies Group Inc /Tx/)
Title to Warrant. Prior to the Termination Date and subject ---------------- to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The To the extent Section 4(d) hereof is applicable, the transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.. 161
Appears in 1 contract
Title to Warrant. Prior to the Termination Date and subject to compliance with all applicable laws law and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with documentation, acknowledgements and/or certifications required by the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter Company in form and substance reasonably satisfactory to connection with the Companyproposed transfer.
Appears in 1 contract
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall will sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 7 of this Warrant, this Warrant and all rights hereunder here under are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsedproper instruments of assignment. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Vision Sciences Inc /De/)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The To the extent Section 4(d) hereof is applicable, the transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Securities Agreement (Euroseas Ltd.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and laws, Section 4 of this WarrantWarrant and Section 4.1 of the Purchase Agreement, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Security Agreement (Neorx Corp)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 6 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Security Agreement (Pokertek, Inc.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 5 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Securities Agreement (Vistula Communications Services, Inc.)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form endorsed and substance reasonably satisfactory to the Companyexecuted Transfer Documents.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Cell Therapeutics Inc)
Title to Warrant. Prior to the Termination Date and subject to compliance with applicable laws and Section 4 of this Warrant, this Warrant and all rights hereunder are transferable, in whole or in part, at the office or agency of the Company by the Holder in person Person or by duly authorized attorney, upon surrender of this Warrant together with the Assignment Form annexed hereto properly endorsed. The transferee shall sign an investment letter in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
