Common use of Trading Activities Clause in Contracts

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Investor agrees that it shall not engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this Agreement.

Appears in 5 contracts

Samples: Subscription Agreement (Upholstery International, Inc.), Subscription Agreement (Pharmamed, Inc.), Subscription Agreement (Upholstery International, Inc.)

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Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 5 contracts

Samples: Drawdown Equity Financing Agreement (Portage Resources Inc.), Indirect Primary Offering Agreement (Marketing Worldwide Corp), Equity Distribution Agreement (Red Rock Pictures Holdings, Inc)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor nor its affiliates, officers, directors, partners, and employees (collectively, the “Investor Affiliates”) has an open short position in the Common Stock, the Investor agrees that it shall not, and that it will cause its Investor Affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 3 contracts

Samples: Investment Agreement (Pitooey!, Inc.), Standby Equity Distribution Agreement (American Power Corp.), Standby Equity Distribution Agreement (American Power Corp.)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or tradedtraded and Investor will comply with any requests that the SEC makes in connection with the Filing of this Agreement to ensure such compliance. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 2 contracts

Samples: Drawdown Equity Financing Agreement (Polar Petroleum Corp.), Drawdown Equity Financing Agreement (Polar Petroleum Corp.)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 1 contract

Samples: Indirect Primary Offering Agreement (Enhance Skin Products Inc)

Trading Activities. The Investor’s 's trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this Agreement.Common Stock..

Appears in 1 contract

Samples: Securities Purchase Agreement (Las Vegas Railway Express, Inc.)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this Agreement.Common Stock..

Appears in 1 contract

Samples: Securities Purchase Agreement (Stragenics, Inc.)

Trading Activities. The Investor’s 's trading activities with respect to the Company’s 's Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s 's Common Stock is listed or traded. The Neither the Investor agrees that it nor its affiliates has an open short position in the Common Stock of the Company and, except as set forth below, the Investor shall not and will cause its affiliates not to engage in any short sales sale as defined in any applicable SEC or National Association of or Securities Dealers rules on any hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 1 contract

Samples: Standby Equity Distribution Agreement (Consortium Service Management Group Inc)

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Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor agrees that it nor its affiliates has an open short position in the Common Stock of the Company and, except as set forth below, the Investor shall not and will cause its affiliates not to engage in any short sales sale as defined in any applicable SEC or National Association of or Securities Dealers rules on any hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 1 contract

Samples: Standby Equity Distribution Agreement (Consortium Service Management Group Inc)

Trading Activities. The Investor’s 's trading activities with respect to the Company’s 's Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s 's Common Stock is listed or traded. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this AgreementCommon Stock.

Appears in 1 contract

Samples: Standby Equity Distribution Agreement (Kronos Advanced Technologies Inc)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Investor agrees makes no representations or covenants that it shall will not engage in trading in the securities of the Company, other than the Investor will not engage in any short sales Short Sales of or hedging transactions with respect to the Shares Company's common stock at any time during the term of this Agreement Agreement. The Company acknowledges, without exception, that the Investor has the right to sell Common Stock at any and for a period of ten (10) Trading Days following all times during the termination of this AgreementCommitment Period.

Appears in 1 contract

Samples: Reserve Equity Financing Agreement (USA Synthetic Fuel Corp)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be conducted in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or tradedMarket. The Investor agrees that it shall not engage in to effect any short sales sale of the Common Stock, either directly or hedging transactions with respect to the Shares indirectly through its affiliates, principals or advisors, during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this Agreement.

Appears in 1 contract

Samples: Equity Investment Agreement (Valmie Resources, Inc.)

Trading Activities. The Investor’s trading activities with respect to the Company’s Common Stock shall be in compliance with all applicable federal and state securities laws, rules and regulations and the rules and regulations of the Principal Market on which the Company’s Common Stock is listed or traded. The Neither the Investor nor its affiliates has an open short position in the Common Stock of the Company, the Investor agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Shares during the term of this Agreement and for a period of ten (10) Trading Days following the termination of this Agreement.Common Stock,

Appears in 1 contract

Samples: Securities Purchase Agreement (Cyplasin Biomedical Ltd.)

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