Common use of Trading Market Clause in Contracts

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Prospectus, there is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 3 contracts

Samples: Underwriting Agreement (Real Goods Solar, Inc.), Underwriting Agreement (Real Goods Solar, Inc.), Underwriting Agreement (Real Goods Solar, Inc.)

AutoNDA by SimpleDocs

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Stock Market (the “NasdaqNasdaq Stock Market”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq Stock Market to delist the Common Stock from the NasdaqNasdaq Stock Market, nor has the Company received any notification that the Nasdaq Stock Market is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the NasdaqNasdaq Stock Market.

Appears in 3 contracts

Samples: Underwriting Agreement (Reed's, Inc.), Underwriting Agreement (Reed's, Inc.), Reed's, Inc.

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except Other than as set forth in the ProspectusCompany’s public filings with the Commission, there is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 2 contracts

Samples: Underwriting Agreement (Digital Ally Inc), Underwriting Agreement (Digital Ally Inc)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the The Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Final Prospectus, there is no action pending by the Company or, to the Company’s knowledge, designed to, or likely to have the Nasdaq to delist effect of, delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 2 contracts

Samples: Underwriting Agreement (Greenwich LifeSciences, Inc.), Underwriting Agreement (Greenwich LifeSciences, Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing listed on the Nasdaq Capital Global Market (the “Nasdaq”). Except as set forth in the Prospectus, there is The Company has taken no action pending by designed to, or likely to have the Company oreffect of, to terminating the Company’s knowledge, registration of the Nasdaq to delist Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing. When issued, The Company is currently in compliance in all material respects with the Warrant Shares and Conversion Shares will be listed on applicable requirements of Nasdaq for maintenance of inclusion of the NasdaqCommon Stock thereon.

Appears in 2 contracts

Samples: Underwriting Agreement (Venus Concept Inc.), Underwriting Agreement (Restoration Robotics, Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing listed on the Nasdaq Capital Global Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issuedsold, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 2 contracts

Samples: Underwriting Agreement (Lovesac Co), Underwriting Agreement (Lovesac Co)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion the Underwriter Warrant Shares will be listed on the Nasdaq.

Appears in 2 contracts

Samples: Underwriting Agreement (Hoth Therapeutics, Inc.), Underwriting Agreement (Eastside Distilling, Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except Other than as set forth in the ProspectusCompany’s public filings with the Commission, there is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 2 contracts

Samples: Underwriting Agreement (Sharps Compliance Corp), Opgen Inc

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market Global Select (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the by Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed approved for listing on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (Willdan Group, Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (New Age Beverages Corp)

Trading Market. The Common Stock is and the Warrants are registered pursuant to Section 12(b) of the Exchange Act and is are approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Final Prospectus, there is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listinglistings. When issued, the Warrant Shares and Conversion Shares the Warrants will be listed on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (ScoutCam Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Global Market (the “NasdaqNasdaq Global Market”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq Global Market to delist the Common Stock from the NasdaqNasdaq Global Market, nor has the Company received any notification that the Nasdaq Global Market is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the NasdaqNasdaq Global Market.

Appears in 1 contract

Samples: Underwriting Agreement (Loop Industries, Inc.)

AutoNDA by SimpleDocs

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital NASDAQ Global Select Market (the NasdaqNASDAQ”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq NASDAQ to delist the Common Stock from the NasdaqNASDAQ, nor has the Company received any notification that the Nasdaq NASDAQ is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the NasdaqNASDAQ.

Appears in 1 contract

Samples: Underwriting Agreement (Cherokee Inc)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (Ocean Power Technologies, Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing listed on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the by Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issuedsold, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 1 contract

Samples: Quest Resource Holding Corp

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing listed on the Nasdaq Capital Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the by Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issuedissued and sold, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (Mohawk Group Holdings, Inc.)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Global Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant The Shares and Conversion Shares will be listed shall have been approved for listing on Nasdaq on the NasdaqClosing Date, subject only to official notice of issuance.

Appears in 1 contract

Samples: Underwriting Agreement (Iridex Corp)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on the Nasdaq Capital Global Select Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issued, the Warrant Shares and Conversion Shares will be listed on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (Amtech Systems Inc)

Trading Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing listed on the Nasdaq Capital Global Select Market (the “Nasdaq”). Except as set forth in the Prospectus, there There is no action pending by the Company or, to the Company’s knowledge, the by Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Nasdaq is contemplating terminating such listing. When issuedThe Shares to be delivered on the Closing Date or the Option Closing Date (as defined below), as the Warrant Shares and Conversion Shares case may be, will be listed on the Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (A-Mark Precious Metals, Inc.)

Time is Money Join Law Insider Premium to draft better contracts faster.