Common use of Trading NASDAQ-AMEX Securities on the SEHK Clause in Contracts

Trading NASDAQ-AMEX Securities on the SEHK. You acknowledge that you have read and understood the information contained in the Account Opening Section entitled “Pilot Programme for Trading US Securities” posted on the SoFi HK website in connection with trading of NASDAQ-listed stocks through the pilot programme of the SEHK. You further acknowledge and agree that the Securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SoFi HK and become familiarized with the PP before trading in the PP Securities. You are aware that the PP Securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHK.

Appears in 6 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

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