Trading Practices. Each party represents that it has and maintains an internal control structure for the processing and transmission of orders suitably designed (a) to prevent orders received after the close of trading on the New York Stock Exchange from being aggregated with orders received before such close of trading and (b) to minimize errors that could result in late transmission of orders to Insurer. The parties further represent, warrant and covenant that they have adopted reasonable procedures to prevent customers from providing false or otherwise inaccurate information with respect to the source of the trading activity for any customer account or engaging in market timing activity in any account. The parties shall cooperate with one another to reject future purchases by customers who engage in any of the trading activities described in this paragraph.
Trading Practices. The Adviser and Sub-Adviser each agree to comply with the requirement of Rule 17j-1 under the 1940 Act and that they shall not engage in any conduct or practice prohibited by said Rule.
Trading Practices. So long as the Consultant is in possession of any material non-public information of the Company, the Consultant shall not, directly or indirectly engage in the purchase or sale the common stock of the Company. During the Term of this Agreement, and for a period of one year after the termination of this Agreement, the Consultant shall not, directly or indirectly, engage in any short selling activities of the common stock of the Company.
Trading Practices. So long as the Service Provider is in possession of any material non-public information of the Company, the Service Provider shall not, directly or indirectly engage in the purchase or sale the common stock of the Company. During the Term of this Agreement, and for a period of one year after the termination of this Agreement, the Service Provider shall not, directly or indirectly, engage in any short selling activities of the common stock of the Company.
Trading Practices. So long as XPO is in possession of any material non-public information of MKGI, XPO shall not, directly or indirectly engage in the purchase or sale the common stock of MKGI. During the Term of this Agreement, and for a period of one year after the termination of this Agreement, XPO shall not, directly or indirectly, engage in any short selling activities of the common stock of MKGI.
Trading Practices. So long as the Service Provider is in possession of any material non-public information of the Company, the Service Provider shall not, directly or indirectly engage in the purchase or sale the common stock of the Company; provided that Service Provider may sell shares under a 10b5-1 plan during such period. In addition, the Service Provider agrees to comply with any trading policies hereafter adopted by the Company applicable to management, employees, or consultants to the Company. During the Term of this Agreement, and for a period of one year after the termination of this Agreement, the Service Provider shall not, directly or indirectly, engage in any short selling activities of the common stock of the Company.
Trading Practices. The Insurance Company shall not accept and process an application until it is received in good order. The parties represent that they have and maintain an internal control structure for the processing and transmission of orders suitable designed (a) to prevent orders received after the close of trading on the New York Stock Exchange from being aggregated with orders received before such close of trading, (b) to minimize errors that could result in late transmission of order to the Insurance Company, and (c) to otherwise comply with the requirements of Section 22 of the Investment Company Act of 1940 (“Act”) and the rules thereunder. The parties further represent, warrant, and covenant that they have adopted reasonable procedures to prevent customers from providing false or otherwise inaccurate information with respect to the source of the trading activity for any customer account or engaging in market timing activity in any account. The parties shall cooperate with one another to reject future purchase payments by customers who engage in any of the trading activities described in this Section.
Trading Practices. GALIC shall not accept and process an application until it is received in good order. For Registered Contracts, the parties represent that they have and maintain an internal control structure for the processing and transmission of orders suitably designed (a) to prevent orders received after the close of trading on the New York Stock Exchange from being aggregated with orders received before such close of trading, (b) to minimize errors that could result in late transmission of orders to GALIC, and (c) to otherwise comply with the requirements of Section 22 of the Investment Company Act of 1940 Act and the rules thereunder. The parties further represent, warrant, and covenant that they have adopted reasonable procedures to prevent customers from providing false or otherwise inaccurate information with respect to the source of the trading activity for any customer account or engaging in market timing activity in any account. The parties shall cooperate with one another to reject future purchase payments by customers who engage in any of the trading activities described in this paragraph.
Trading Practices. So long as Seller is in possession of any material non-public information of Purchaser, Seller shall not, directly or indirectly engage in the purchase or sale the common stock of Purchaser. During the Term of this Agreement, and for a period of one year after the termination of this Agreement, Seller shall not, directly or indirectly, engage in any short selling activities of the common stock of Purchaser.
Trading Practices. Each party represents that it has and maintains an internal control structure for the processing and transmission of orders suitably designed (a) to prevent orders received after the close of trading on the New York Stock Exchange from being aggregated with orders received before such close of trading, (b) to minimize errors that could result in late transmission of orders to GALIC, and (c) to otherwise comply with the requirements of Section 22 of the Investment Company Act of 1940 (“1940 Act”) and the rules thereunder. The parties further represent, warrant, and covenant that they have adopted reasonable procedures to prevent customers from providing false or otherwise inaccurate information with respect to the source of the trading activity for any customer account or engaging in market timing activity in any account. The parties shall cooperate with one another to reject future premiums by customers who engage in any of the trading activities described in this paragraph.
