Transactions with Connected Persons. I. The Trust Property shall not be invested in any security of a company if any director or officer of the Management Company individually owns more than five per cent of the total nominal amount of the securities issued or collectively the directors and officers of the Management Company in their individual capacities own more than ten per cent of those securities.
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Samples: www.nbpfunds.com, www.nbpfunds.com, www.nbpfunds.com
Transactions with Connected Persons. I. 14.1 The Trust Property shall not be invested in any security of a company if any director or officer of the Management Company individually owns more than five per cent percent of the total nominal amount of the securities issued or collectively the directors and officers of the Management Company in their individual capacities own more than ten per cent percent of those these securities, except as may otherwise be permissible under Rules and Regulations.
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Samples: habibfunds.com, habibfunds.com
Transactions with Connected Persons. I. The 14.1 68[The Trust Property shall not be invested in any security of a company if any director or officer of the Management Company individually owns more than five per cent percent of the total nominal amount of the securities issued or collectively the directors and officers of the Management Company in their individual capacities own more than ten per cent percent of those securities, except as may otherwise be permissible under the Regulations.]
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Samples: www.ablfunds.com
Transactions with Connected Persons. I. 15.1 The Trust Property shall not be invested in any security of a company if any director or officer of the Management Company individually owns more than five per cent (5) percent of the total nominal amount of the securities issued or collectively the directors and officers of the Management Company in their individual capacities own more than ten per cent (10) percent of those securities.
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Samples: www.ablamc.com