Common use of Transactions with Interested Persons Clause in Contracts

Transactions with Interested Persons. Other than as related to the provision of investment management services through the Company and BAM, since January 1, 2007, none of the Company or any of its Subsidiaries is or has been a party to any material transaction or Material Contract with any of the Sellers, any other member of the board of managers or comparable body, member, partner, officer or employee of the Company, any of the respective Immediate Family members of any of the foregoing Persons, or any of the respective Affiliates of any of the foregoing Persons, and, to the Knowledge of the Sellers, none of the foregoing Persons owns, directly or indirectly on an individual or joint basis, any interest (excluding passive investments in the shares of any enterprise which are publicly traded, provided such Person’s holdings therein, together with any holdings of such Person’s Affiliates and Immediate Family members, are less than five percent (5%) of the outstanding shares or comparable interest in such entity in the aggregate) in, or serves as an employee, independent contractor, officer, director, member, partner, or in another similar capacity of, any competitor, Client or Funds Client of the Company or any of its Subsidiaries or any other Person which has or since January 1, 2007, has had a Material Contract with the Company or any of its Subsidiaries.

Appears in 1 contract

Samples: Purchase Agreement (Aveon Group L.P.)

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Transactions with Interested Persons. Other than as related to the provision provisions of investment management services through the Company and BAMthe Trading Advisor, since January 1, 20072006, (i) none of the Company or any of its Subsidiaries Affiliates is or has been a party to any material transaction or Material material Contract with any of the Sellers, any other member of the board of managers or comparable body, member, partner, officer or employee of the Company, any of the respective Immediate Family members of any of the foregoing Persons, or any of the respective Affiliates of any of the foregoing Persons, and, and (ii) to the Knowledge of the Sellers, none of the foregoing Persons owns, directly or indirectly on an individual or joint basis, any interest (excluding passive investments in the shares of any enterprise which are publicly traded, provided such Person’s holdings therein, together with any holdings of such Person’s Affiliates and Immediate Family members, are less than five percent (55.0%) of the outstanding shares or comparable interest in such entity in the aggregate) in, or serves as an employee, independent contractor, officer, director, member, partner, or in another similar capacity of, any competitor, Client or Funds Fund Client of the Company or any of its Subsidiaries Affiliates or any other Person which has or since January 1, 20072006, has had a Material material Contract with the Company or any of its SubsidiariesAffiliates.

Appears in 1 contract

Samples: Purchase Agreement (Aveon Group L.P.)

Transactions with Interested Persons. Other than as related to the provision of investment management services through the Company and BAMGlenrock, since January 1, 20072006, none of the Company or any of its Subsidiaries is or has been a party to any material transaction or Material Contract with any of the Sellers, any other member of the board of managers or comparable body, member, partner, officer or employee of the Company, any of the respective Immediate Family members of any of the foregoing Persons, or any of the respective Affiliates of any of the foregoing Persons, and, to the Knowledge of the SellersCompany, none of the foregoing Persons owns, directly or indirectly on an individual or joint basis, any interest (excluding passive investments in the shares of any enterprise which are publicly traded, provided such Person’s holdings therein, together with any holdings of such Person’s Affiliates and Immediate Family members, are less than five percent (5%) of the outstanding shares or comparable interest in such entity in the aggregate) in, or serves as an employee, independent contractor, officer, director, member, partner, or in another similar capacity of, any competitor, Client or Funds Client of the Company or any of its Subsidiaries or any other Person which has or since January 1, 20072006, has had a Material Contract with the Company or any of its Subsidiaries.

Appears in 1 contract

Samples: Purchase Agreement (Aveon Group L.P.)

Transactions with Interested Persons. Other than as related to the provision of investment management services through the Company and BAMthe Investment Advisor, since January 1, 20072006, none of the Company or any of its Subsidiaries is or has been a party to any material transaction or Material material Contract with any of the Sellers, any other member of the board of managers or comparable body, member, partner, officer or employee of the Company, any of the respective Immediate Family members of any of the foregoing Persons, or any of the respective Affiliates of any of the foregoing Persons, and, to the Knowledge of the SellersCompany, none of the foregoing Persons owns, directly or indirectly on an individual or joint basis, any interest (excluding passive investments in the shares of any enterprise which are publicly traded, provided such Person’s holdings therein, together with any holdings of such Person’s Affiliates and Immediate Family members, are less than five percent (55.0%) of the outstanding shares or comparable interest in such entity in the aggregate) in, or serves as an employee, independent contractor, officer, director, member, partner, or in another similar capacity of, any competitor, Client or Funds Client of the Company or any of its Subsidiaries or any other Person which has or since January 1, 20072006, has had a Material material Contract with the Company or any of its Subsidiaries.

Appears in 1 contract

Samples: Purchase Agreement (Aveon Group L.P.)

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Transactions with Interested Persons. Other than as related to the provision of investment management services through the Company and BAMor the Sellers, since January 1, 20072006, (i) none of the Company or any of its Subsidiaries the Funds is or has been a party to any material transaction or Material material Contract with any of the Sellers, any other member of the board of managers or comparable body, member, partner, officer or employee of the Company, or any of the respective Immediate Family members of any of the foregoing Persons, or any of the respective Affiliates of any of the foregoing Persons, and, and (ii) to the Knowledge of the Sellers, none of the foregoing Persons owns, directly or indirectly on an individual or joint basis, any interest (excluding passive investments in the shares of any enterprise which are publicly traded, provided such Person’s holdings therein, together with any holdings of such Person’s Affiliates and Immediate Family members, are less than five percent (55.0%) of the outstanding shares or comparable interest in such entity in the aggregate) in, or serves as an employee, independent contractor, officer, director, member, partner, or in another similar capacity of, any competitor, Client or Funds Client of the Company or any of its Subsidiaries the Funds or any other Person which has or since January 1, 20072006, has had a Material material Contract with the Company or any of its Subsidiariesthe Funds.

Appears in 1 contract

Samples: Purchase Agreement (Aveon Group L.P.)

Transactions with Interested Persons. Other than as related to the provision of investment management services through the Company Company, the Investment Advisor and BAMthe Seller, since January 1, 2007, none of the Company or any of its Subsidiaries Subsidiaries, or the Investment Advisor is or has been a party to any material transaction or Material Contract with any of the SellersSeller, any other member of the board of managers or comparable body, member, partner, officer or employee of the Company, any of the respective Immediate Family members of any of the foregoing Persons, or any of the respective Affiliates of any of the foregoing Persons, and, to the Knowledge of the SellersSeller, none of the foregoing Persons owns, directly or indirectly on an individual or joint basis, any interest (excluding passive investments in the shares of any enterprise which are publicly traded, provided such Person’s holdings therein, together with any holdings of such Person’s Affiliates and Immediate Family members, are less than five percent (5%) of the outstanding shares or comparable interest in such entity in the aggregate) in, or serves as an employee, independent contractor, officer, director, member, partner, or in another similar capacity of, any competitor, Client or Funds Client of the Company or any of its Subsidiaries or any other Person which has or since January 1, 2007, has had a Material Contract with the Company or any of its Subsidiaries.

Appears in 1 contract

Samples: Purchase Agreement (Aveon Group L.P.)

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