Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement; (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 50 contracts
Samples: Transfer Agency and Service Agreement (Excelsior Funds Trust), Transfer Agency and Service Agreement (Legg Mason Light Street Trust Inc), Transfer Agency and Service Agreement (Ssbciti Funds Inc)
Transactions. identified under Section SECTION 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section SECTION 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 20 contracts
Samples: Transfer Agency and Service Agreement (Emerging Germany Fund Inc), Transfer Agency and Service Agreement (Legg Mason Investment Trust Inc), Transfer Agency and Service Agreement (Legg Mason Investment Trust Inc)
Transactions. identified under Section Sections 1 and 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreementtransfer agency and recordkeeping services;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactionsnormally required.
Appears in 10 contracts
Samples: Transfer Agency and Service Agreement (Clipper Fund Inc), Transfer Agency and Service Agreement (Clipper Fund Inc), Transfer Agency and Service Agreement (Davis Variable Account Fund Inc)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("“Exception Services"”) when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement, Transfer Agency Agreement, Transfer Agency and Service Agreement (Cohen & Steers Preferred Securities & Income Fund, Inc.)
Transactions. identified under Section Sections 1 and 2 of this Agreement shall be deemed exception services ("“Exception Services"”) when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreementtransfer agency and recordkeeping services;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System System, than is usually required by non-retirement plan and pre-nightly transactionsnormally required.
Appears in 6 contracts
Samples: Transfer Agency and Service Agreement (Dimensional Emerging Markets Value Fund), Transfer Agency and Service Agreement (Premier Multi-Series VIT), Transfer Agency and Service Agreement (MARSHALL FUNDS INC D/B/a BMO FUNDS)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System System, than is usually required by non-retirement plan and pre-nightly transactions.. Appendix A - 7
Appears in 6 contracts
Samples: Transfer Agency and Service Agreement (Gateway Trust), Transfer Agency and Service Agreement (IXIS Advisor Funds Trust III), Transfer Agency and Service Agreement (IXIS Advisor Funds Trust II)
Transactions. identified under Section SECTION 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Alger Institutional Funds), Transfer Agency and Service Agreement (Spectra Fund), Transfer Agency and Service Agreement (American Select Funds)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement nonretirement plan and pre-nightly transactions.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Cohen & Steers Equity Income Fund Inc), Transfer Agency and Service Agreement (Cohen & Steers Special Equity Fund), Transfer Agency and Service Agreement (Cohen & Steers Utility Fund Inc)
Transactions. identified under Section Sections 1 and 2 of this Agreement shall be deemed exception services ("“Exception Services"”) when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreementtransfer agency and record keeping services;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System System, than is usually required by non-retirement plan and pre-nightly transactionsnormally required.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Highland Global Allocation Fund), Transfer Agency and Service Agreement (Highland Global Allocation Fund Ii), Transfer Agency and Service Agreement (Highland Floating Rate Opportunities Fund Ii)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System System, than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (IXIS Advisor Funds Trust I), Transfer Agency and Service Agreement (Loomis Sayles Funds Ii), Transfer Agency and Service Agreement (Hansberger Institutional Series)
Transactions. identified under Section 2 3 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 2 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Municipal Trust/Ma), Transfer Agency and Service Agreement (Nuveen Investment Trust), Transfer Agency and Service Agreement (Nuveen Investment Trust Ii)
Transactions. identified under Section Sections 1 and 2 of this Agreement shall be deemed exception services ("“Exception Services"”) when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreementtransfer agency and recordkeeping services;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactionsnormally required.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Tiaa Cref Life Fund), Transfer Agency and Service Agreement (CNL Funds)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 I of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Nomura Pacific Basin Fund Inc), Transfer Agency and Service Agreement (Homestead Funds Inc)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("“Exception Services"”) when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;.
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 SystemTransfer Agency system; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System Transfer Agency system than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Transactions. identified under Section SECTION 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent Bank to use methods and procedures other than those usually employed by the Transfer Agent Bank to perform services under Section SECTION 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent Bank after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer AgentBank, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Sub Transfer Agency and Service Agreement (Stonebridge Aggressive Growth Fund Inc)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("“Exception Services"”) when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System System, than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Hansberger International Series)
Transactions. identified under Section 2 3 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 2 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-pre- nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nuveen Investment Trust Iii)
Transactions. identified under Section 2 of this Agreement shall be --------- deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;; ---------
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (North American Funds)
Transactions. identified under Section 2 of this Agreement shall be --------- deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;; ---------
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-non- retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Acorn Investment Trust)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System System, than is Appendix A - 7 usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Loomis Sayles Funds I)
Transactions. identified under Section 2 of this Agreement shall be --------- deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section ------- 1 of this Agreement;; -
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (William Blair Funds)
Transactions. identified under Section SECTION 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 I of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Armada Advantage Fund)
Transactions. identified under Section 2 of this Agreement shall be deemed --------- exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Artisan Funds Inc)
Transactions. identified under Section 2 of this Agreement shall be deemed exception services ("Exception Services") when such transactions:
(a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement;
(b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the TA2000 System; or
(c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan and pre-nightly transactions.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Century Capital Managment Trust)
