Common use of Transfer Agency Records Clause in Contracts

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Equinox Funds Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Northern Lights Fund Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV (Amended) This Amended Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Dominion Funds, Inc. and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Amended Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds EPIPHANY FUNDS and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and AmericaFirst Quantitative Fundsand Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along IValong with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV IV-1 is part of the Fund Services Agreement between AdvisorOne Funds Northern Lights Fund Trust II and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-1 along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · — name, address and United States Tax Identification or Social Security number; · — number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · — historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · — any stop or restraining order placed against a Shareholder’s account; · — any correspondence relating to the current maintenance of a Shareholder’s account; · — information with respect to withholdings; and · — any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Xxxxxxx Plan and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Xxxxxxxx Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Arrow Investments Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Multi-Strategy Growth & Income Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds the Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Rogé Partners Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · • any stop or restraining order placed against a Shareholdershareholder’s account; · • any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV II is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Equinox Frontier Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV II along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Hxxx Series Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · • any stop or restraining order placed against a Shareholder’s account; · • any correspondence relating to the current maintenance of a Shareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV II is part of the Fund Services Agreement between AdvisorOne Managers AMG Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV II along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Vertical Capital Income Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The North Country Funds, and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) Funds identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Xxxxxx Investment Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · • any stop or restraining order placed against a Shareholder’s account; · • any correspondence relating to the current maintenance of a Shareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Xxxxxxx Plan and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Advisors Preferred Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Santa Xxxxxxx Group of Mutual Funds, Inc. and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds the Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds BlueArc Multi-Strategy Fund (the “Fund”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV Fund along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Ladenburg Investment Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Forefront Income Trust (the “Fund”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV Fund along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Princeton Private Equity Fund (the “Fund”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV Fund along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds GL Beyond Income Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.