Common use of Transfer Agency Records Clause in Contracts

Transfer Agency Records. UFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS as set forth in this Appendix III shall be delivered to the Trust in writing. LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 20, 2021, between Mxxxxx Investment Trust (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement.

Transfer Agency Records. UFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS as set forth in this Appendix III shall be delivered to the Trust in writing. LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 20September 30, 2021, between Mxxxxx Investment Trust Alternative Strategies Fund (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees. Capitalized terms used herein and that are not otherwise defined shall have the meanings ascribed to them in the Agreement.

Transfer Agency Records. UFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS as set forth in this Appendix III shall be delivered to the Trust in writing. LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 2019, 2021, between Mxxxxx Investment Trust The North Country Funds (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) Funds identified on this Appendix IV along with the associated Fees. Capitalized terms used herein and that are not otherwise defined shall have the meanings ascribed to them in the Agreement.

Transfer Agency Records. UFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 20November 10, 2021, between Mxxxxx Investment Cxxxxxxx Trust (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees. Capitalized terms used herein and that are not otherwise defined shall have the meanings ascribed to them in the Agreement.

Transfer Agency Records. UFS GFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS GFS as set forth in this Appendix III shall be delivered to the Trust in writing. LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 20February 1, 20212010, between Mxxxxx Investment Trust The North Country Funds (the “Trust”) and Ultimus Gemini Fund SolutionsServices, LLC (“UFSGFS”). Set forth below are the Services elected by the Fund(s) Funds identified on this Appendix IV along with the associated Fees. Capitalized terms used herein and that are not otherwise defined shall have the meanings ascribed to them in the Agreement.