Common use of Transfer Agency Records Clause in Contracts

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · any stop or restraining order placed against a shareholder’s account; · any correspondence relating to the current maintenance of a shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations required by this Agreement. This Appendix IV-I is part of the Fund Services Agreement (the “Agreement”), dated April 1, 2019, between Leader Funds Trust (the “Trust”) and Gemini Fund Services, LLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV-I along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · ● name, address and United States Tax Identification or Social Security number; · ● number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · ● historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s 's account; · ● any stop or restraining order placed against a shareholder’s 's account; · ● any correspondence relating to the current maintenance of a shareholder’s 's account; · ● information with respect to withholdings; and · ● any information required in order for GFS to perform any calculations required by this Agreement. This Appendix IV-I III is part of the Amended and Restated Fund Services Agreement (the “"Agreement”"), dated April September 1, 2019, between Leader Funds Trust (the “Trust”) and Gemini Fund Services, LLC (“"GFS”"), Sxxxxxx Funds and SCM Trust. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV-I III (the "Funds") along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · • any stop or restraining order placed against a shareholder’s account; · • any correspondence relating to the current maintenance of a shareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations required by this Agreement. Appendix I | 6 APPENDIX II This Appendix IV-I II is part of the Fund Services Agreement (the “Agreement”)) between Triton Pacific Investment Corporation, dated April 1, 2019, between Leader Funds Trust Inc. (the “TrustCompany”) and Gemini Fund Services, LLC (“GFS”). Set forth below are the Services elected by the Fund(s) Company identified on this Appendix IV-I II along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.