Transfer Agent and Registrar Services. Monthly Administration Fee *Upon Implementation of Quarterly Dividend $2,100 Included Account Maintenance per Account Included Issuance and Registration of Stock Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A $6,500 Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite Included
Appears in 2 contracts
Samples: Transfer Agency and Registrar Services Agreement (Jefferies Credit Partners BDC Inc.), Transfer Agency and Registrar Services Agreement (Senior Credit Investments, LLC)
Transfer Agent and Registrar Services. Monthly Administration Fee *Upon Implementation of Quarterly Dividend $2,100 Included Account Maintenance per Account Included Issuance and Registration of Stock Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A $6,500 Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Available 6 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite Included5 A transaction fee of $15.00 plus $0.12 per Share sold will be charged to the Shareholder. 6 All services indicated as “Available” herein may be offered by AST subject to additional fees.
Appears in 1 contract
Samples: Transfer Agency and Registrar Services Agreement (Senior Credit Investments, LLC)
Transfer Agent and Registrar Services. Monthly Administration Fee includes Quarterly allocation of shares $ 1,500 Unclaimed Property Reporting $ 750 *Upon Implementation Up to 750 registered shareholders (each additional class of Quarterly Dividend security $2,100 Included 250 per month) Account Maintenance per Account Included Issuance and Registration of Stock Share Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC 3DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS 4DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A $6,500 Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite IncludedAvailable
Appears in 1 contract
Samples: Transfer Agency and Registrar Services Agreement (AGTB Private BDC)