Common use of Transfer and Exchange of Definitive Securities Clause in Contracts

Transfer and Exchange of Definitive Securities. When Definitive Securities are presented to the Registrar or a co-registrar with a request for transfer or exchange, the Registrar or co-registrar shall register the transfer or make the exchange as provided in Section 2.09 of the Indenture; provided, however, that the Definitive Securities surrendered for transfer or exchange: (i) shall be duly endorsed or accompanied by a written instrument of transfer in form reasonably satisfactory to the Issuer and the Registrar or co-registrar, duly executed by the Holder thereof or his attorney duly authorized in writing; and (ii) are being transferred or exchanged pursuant to an effective registration statement under the Securities Act, pursuant to Section 2.3(b) or pursuant to clause (A), (B) or (C) below, and are accompanied by the following additional information and documents, as applicable: (A) if such Definitive Securities are being delivered to the Registrar by a Holder for registration in the name of such Holder, without transfer, a certification from such Holder to that effect (in the form set forth in the Definitive Security); or (B) if such Definitive Securities are being transferred to the Issuer, a certification to that effect (in the form set forth in the Definitive Security); or (C) if such Definitive Securities are being transferred pursuant to an exemption from registration in accordance with Rule 144 under the Securities Act, (i) a certification to that effect and (ii) if the Issuer so requests, an opinion of counsel or other evidence reasonably satisfactory to it as to the compliance with the restrictions set forth in the legend set forth in Section 2.3(e)(i).

Appears in 3 contracts

Samples: Fourth Supplemental Indenture (Golden State Holdings Inc), Third Supplemental Indenture (Golden State Holdings Inc), Second Supplemental Indenture (Golden State Holdings Inc)

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Transfer and Exchange of Definitive Securities. When Definitive Securities are presented to the Registrar or a co-registrar with a request request: (i) to register the transfer of such Definitive Securities; or (ii) to exchange such Definitive Securities for transfer or exchangean equal principal amount of Definitive Securities of other authorized denominations, the Registrar or co-registrar shall register the transfer or make the exchange as provided in Section 2.09 of the Indenturerequested if its reasonable requirements for such transaction are met; provided, however, that the Definitive Securities surrendered for transfer or exchange: (i1) shall be duly endorsed or accompanied by a written instrument of transfer in form reasonably satisfactory to the Issuer Company and the Registrar or co-registrar, duly executed by the Holder thereof or his attorney duly authorized in writing; and (ii2) are being transferred or exchanged pursuant to an effective registration statement under the Securities Act, pursuant to Section 2.3(b) Act or pursuant to clause (A), (B) or (C) below, and are accompanied by the following additional information and documents, as applicable: (A) if such Definitive Securities are being delivered to the Registrar by a Holder for registration in the name of such Holder, without transfer, a certification from such Holder to that effect (in the form set forth in the Definitive Security)effect; or (B) if such Definitive Securities are being transferred to the IssuerCompany, a certification to that effect (in the form set forth in the Definitive Security)effect; or (C) if such Definitive Securities are being transferred pursuant to an exemption from registration in accordance with Rule 144 under the Securities Act, (i) a certification to that effect and (ii) if the Issuer Company so requests, an opinion of counsel or other evidence reasonably satisfactory to it as to the compliance with the restrictions set forth in the legend set forth in Section 2.3(e)(i).

Appears in 2 contracts

Samples: Indenture (Amc Entertainment Inc), Indenture (Amc Entertainment Inc)

Transfer and Exchange of Definitive Securities. When Definitive Securities are presented to the Registrar or a co-registrar with a request request: (i) to register the transfer of such Definitive Securities; or (ii) to exchange such Definitive Securities for transfer or exchangean equal principal amount of Definitive Securities of other authorized denominations, the Registrar or co-registrar shall register the transfer or make the exchange as provided in Section 2.09 of the Indenturerequested if its reasonable requirements for such transaction are met; provided, however, that the Definitive Securities surrendered for transfer or exchange: (i1) shall be duly endorsed or accompanied by a written instrument of transfer in form reasonably satisfactory to the Issuer Company and the Registrar or co-registrar, duly executed by the Holder thereof or his attorney duly authorized in writing; and (ii2) are being transferred transferred, or exchanged pursuant to an effective registration statement under the Securities Act, pursuant to Section 2.3(b) Act or pursuant to clause (A), (B) or (C) below, and are accompanied by the following additional information and documents, as applicable: (A) if such Definitive Securities are being delivered to the Registrar by a Holder for registration in the name of such Holder, without transfer, a certification from such Holder to that effect (in the form set forth in the Definitive Security)effect; or (B) if such Definitive Securities are being transferred to the IssuerCompany, a certification to that effect (in the form set forth in the Definitive Security)effect; or (C) if such Definitive Securities are being transferred pursuant to an exemption from registration in accordance with Rule 144 under the Securities Act, (i) a certification to that effect and (ii) if the Issuer Company so requests, an opinion of counsel or other evidence reasonably satisfactory to it as to the compliance with the restrictions set forth in the legend set forth in Section 2.3(e)(i).

Appears in 2 contracts

Samples: Indenture (Marquee Holdings Inc.), Indenture (Amc Entertainment Inc)

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Transfer and Exchange of Definitive Securities. When Definitive Securities are presented to the Registrar or a co-registrar with a request for transfer or exchange, the Registrar or co-registrar shall register the transfer or make the exchange as provided in Section 2.09 of the Indenture; provided, however, that the Definitive Securities surrendered for transfer or exchange: (i) shall be duly endorsed or accompanied by a written instrument of transfer in form reasonably satisfactory to the Issuer and the Registrar or co-registrar, duly executed by the Holder thereof or his attorney duly authorized in writing; and (ii) are being transferred or exchanged pursuant to an effective registration statement under the Securities Act, pursuant to Section 2.3(b) or pursuant to clause (A), (B) or (C) below, and are accompanied by the following additional information and documents, as applicable: (A) if such Definitive Securities are being delivered to the Registrar by a Holder for registration in the name of such Holder, without with out transfer, a certification from such Holder to that effect (in the form set forth in the Definitive Security); or (B) if such Definitive Securities are being transferred to the Issuer, a certification to that effect (in the form set forth in the Definitive SecuritySecurity ); or (C) if such Definitive Securities are being transferred pursuant to an exemption from registration in accordance with Rule 144 under the Securities Act, (i) a certification to that effect and (ii) if the Issuer so requests, an opinion of counsel or other evidence reasonably satisfactory to it as to the compliance with the restrictions set forth in the legend set forth in Section 2.3(e)(i).

Appears in 1 contract

Samples: First Supplemental Indenture (Golden State Holdings Inc)

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