Transfer and Exchange of Warrants. (a) The Company shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the Company. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything to the contrary herein, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof. (b) Warrant certificates may be surrendered to the Company, together with a written request for exchange, and thereupon the Company shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants. (c) The Company shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant. (d) No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
Appears in 4 contracts
Samples: Warrant Agreement (Ugly Duckling Corp), Warrant Agreement (Ugly Duckling Corp), Loan Agreement (Cygnet Financial Corp)
Transfer and Exchange of Warrants. (a) The Company shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the Company. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything to the contrary herein, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof.
. 4 (b) Warrant certificates may be surrendered to the Company, together with a written request for exchange, and thereupon the Company shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) The Company shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
Appears in 2 contracts
Samples: Warrant Agreement (Garcia Ernest C Ii), Warrant Agreement (Garcia Ernest C Ii)
Transfer and Exchange of Warrants. (a) The Company Warrant Agent shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the CompanyWarrant Agent. In the event that only a portion of a The Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of certificates so canceled shall be delivered by the Warrant will also be issued Agent to the transferring holderCompany from time to time upon request. Notwithstanding anything to the contrary hereinforegoing, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof.
(b) laws. Warrant certificates may be surrendered to the CompanyWarrant Agent, together with a written request for exchange, and thereupon the Company Warrant Agent shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) . The Company Warrant Agent shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) . No service charge shall be made for any exchange or registration of transfer of Warrant certificates. The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms of this Agreement, the new Warrant certificates required to be issued pursuant to the provisions hereof, and the Company, whenever required by the Warrant Agent, will supply the Warrant Agent with certificates duly executed on behalf of the Company for such purpose.
Appears in 2 contracts
Samples: Warrant Agreement (Cragar Industries Inc /De), Warrant Agreement (Cragar Industries Inc /De)
Transfer and Exchange of Warrants. (a) The Subject to the provisions of Section 9, the Company shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the Company. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything to the contrary herein, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof.
(b) Warrant certificates may be surrendered to the Company, together with a written request for exchange, and thereupon the Company shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) . The Company shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) . No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
Appears in 2 contracts
Samples: Warrant Agreement (Cke Restaurants Inc), Warrant Agreement (Fidelity National Financial Inc /De/)
Transfer and Exchange of Warrants. (a) The Company Warrant Agent shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the CompanyWarrant Agent. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything The Warrant certificates so canceled shall be delivered by the Warrant Agent to the contrary hereinCompany from time to time upon written request. Notwithstanding the foregoing, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 14 hereof.
(b) Warrant certificates may be surrendered to the CompanyWarrant Agent, together with a written request for exchange, and thereupon the Company Warrant Agent shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) The Company Warrant Agent shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
(e) The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms of this Agreement, the new Warrant certificates required to be issued pursuant to the provisions hereof, and the Company, whenever required by the Warrant Agent, will supply the Warrant Agent with certificates duly executed on behalf of the Company for such purpose.
Appears in 2 contracts
Samples: Warrant Agreement (Ugly Duckling Corp), Warrant Agreement (Ugly Duckling Corp)
Transfer and Exchange of Warrants. (a) The Company Warrant Agent shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the CompanyWarrant Agent. In the event that only a portion of a The Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of certificates so canceled shall be delivered by the Warrant will also be issued Agent to the transferring holderCompany from time to time upon request. Notwithstanding anything to the contrary hereinforegoing, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof.
(b) Warrant certificates may be surrendered to the Company, together with a written request for exchange, and thereupon the Company shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrantslaws.
(c) The Company Warrant Agent shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) . No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
(d) The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms of this Agreement, the new Warrant certificates required to be issued pursuant to the provisions hereof, and the Company, whenever required by the Warrant Agent, will supply the Warrant Agent with certificates duly executed on behalf of the Company for such purpose.
Appears in 1 contract
Transfer and Exchange of Warrants. (a) The Company shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the Company. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything to the contrary herein, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof.
. 29 (b) Warrant certificates may be surrendered to the Company, together with a written request for exchange, and thereupon the Company shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) The Company shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
Appears in 1 contract
Samples: Loan Agreement (Garcia Ernest C Ii)
Transfer and Exchange of Warrants. (a) The Company shall register the transfershall, from time to time, register the transfer of any outstanding Warrant or portion thereof Warrants upon the Warrant Registerrecords to be maintained by it for that purpose, upon surrender thereof duly endorsed or accompanied (if so required by it) by a written instrument or instruments of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the Company. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything to the contrary herein, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 hereof.
(b) Warrant certificates may be surrendered form satisfactory to the Company, together with duly executed by the registered Holder or Holders thereof or by the duly appointed legal representative thereof or by a duly authorized attorney. Subject to the terms of this Agreement, each New Warrant Certificate may be exchanged for another certificate or certificates entitling the Holder thereof to purchase a like aggregate number of Warrant Shares as the certificate or certificates surrendered then entitle each Holder to purchase. Any Holder desiring to exchange a New Warrant Certificate or Certificates shall make such request in writing delivered to the Company, and shall surrender, duly endorsed or accompanied (if so required by the Company) by a written request for exchangeinstrument or instruments of transfer in form satisfactory to the Company, and thereupon the New Warrant Certificate or Certificates to be so exchanged. Upon registration of transfer, the Company shall issue in exchange therefor one deliver by certified or more first-class mail a new Warrant certificates as requested by the registered holder of the Warrant warrant certificate or certificates so surrenderedto the persons entitled thereto. The New Warrant Certificates may be exchanged at the option of the Holder thereof, when surrendered at the office of the Company maintained for such purpose, which initially will be the office of the Company in Arlington, Virginia for another warrant certificate, or other warrant certificates of different denominations, of like tenor and representing an equal in the aggregate the right to purchase a like number of Warrants.
(c) The Company shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) Shares. No service charge shall be made to any Holder for any exchange or registration of transfer of New Warrant certificatesCertificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that is imposed in connection with any such exchange or registration of transfer.
Appears in 1 contract
Samples: Warrant Agreement (Veridian Corp)
Transfer and Exchange of Warrants. (a) The Company Warrant Agent shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the CompanyWarrant Agent. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything The Warrant certificates so canceled shall be delivered by the Warrant Agent to the contrary hereinCompany from time to time upon request. Notwithstanding the foregoing, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 14 hereof.
(b) Warrant certificates may be surrendered to the CompanyWarrant Agent, together with a written request for exchange, and thereupon the Company Warrant Agent shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) The Company Warrant Agent shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
(e) The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms of this Agreement, the new Warrant certificates required to be issued pursuant to the provisions hereof, and the Company, whenever required by the Warrant Agent, will supply the Warrant Agent with certificates duly executed on behalf of the Company for such purpose.
Appears in 1 contract
Transfer and Exchange of Warrants. (a) The Company shall register the transfer, from time to time, of any outstanding Warrant or portion thereof upon the Warrant Register, upon surrender of the certificate evidencing such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant certificate representing an equal aggregate number of Warrants so transferred shall be issued to the transferee and the surrendered Warrant certificate shall be canceled by the Company. In the event that only a portion of a Warrant is transferred at any time, a new Warrant certificate representing the remaining portion of the Warrant will also be issued to the transferring holder. Notwithstanding anything to the contrary hereinforegoing, no transfer or exchange may be made except in compliance with applicable securities laws and Section 12 11 hereof.
(b) Warrant certificates may be surrendered to the Company, together with a written request for exchange, and thereupon the Company shall issue in exchange therefor one or more new Warrant certificates as requested by the registered holder of the Warrant certificate or certificates so surrendered, representing an equal aggregate number of Warrants.
(c) The Company shall not be required to effect any registration of transfer or exchange which will result in the issuance of a Warrant certificate for a fraction of a Warrant.
(d) No service charge shall be made for any exchange or registration of transfer of Warrant certificates.
Appears in 1 contract