Transfer of Restricted Securities. Restricted Securities are transferable only pursuant to (i) public offerings registered under the Securities Act, (ii) Rule 144 of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are available and (iii) subject to the conditions specified in Section 4B below, any other legally available means of transfer.
Appears in 3 contracts
Samples: Unit Purchase Agreement (GTCR Fund Vii Lp), Stock Purchase Agreement (GTCR Fund Vii Lp), Stock Purchase Agreement (TNS Inc)
Transfer of Restricted Securities. (a) Restricted Securities are transferable only pursuant to (i) public offerings registered under the Securities Act, (ii) Rule 144 or Rule 144A of the Securities and Exchange Commission Act (or any similar rule or rules then in force) if such rule or rules are available and (iii) subject to the conditions specified in Section 4B below, any other legally available means of transfer.------- 4.1
Appears in 2 contracts
Samples: Equity Purchase Agreement (Iconixx Corp), Equity Purchase Agreement (Iconixx Corp)
Transfer of Restricted Securities. Restricted Securities are transferable only pursuant to (i) public offerings registered under the Securities Act, (ii) Rule 144 of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are available and is available, (iii) subject to the conditions specified in Section 4B Subsection B below, any other legally available means of transfer(iv) subject to Subsection D below, and (iv) subject to Subsection E below.
Appears in 2 contracts
Samples: Unit Purchase Agreement (Blue Rhino Corp), Securities Purchase Agreement (Blue Rhino Corp)
Transfer of Restricted Securities. A. Exceptions to Transfer Restrictions. Restricted Securities are ----------------------------------- transferable only pursuant to (ia) public offerings registered under the Securities Act, (iib) Rule 144 of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are is available and (iiic) subject to the conditions specified in Section 4B 4.1.B. below, any other legally available means of transfer.
Appears in 1 contract
Samples: Purchase Agreement (Centennial Communications Corp)
Transfer of Restricted Securities. (a) Transferability. In addition to restrictions set forth in the Stockholders Agreement, Restricted Securities are transferable only pursuant to (i) public offerings registered under the Securities Act, (ii) Rule 144 or Rule 144A of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are is available and (iii) subject to the conditions specified in Section 4B 4(b) below, any other legally available means of transfer.
Appears in 1 contract
Samples: Exchange Agreement (Advantage Payroll Services Inc)
Transfer of Restricted Securities. Transfer of Restricted Securities. Restricted Securities are --------------------------------- transferable only pursuant to (ia) public offerings registered under the Securities Act, (iib) Rule 144 or Rule 144A of the Securities and Exchange Commission (or any similar rule or rules then in force) if any such rule or rules are is available and (iiic) subject to the conditions specified in Section 4B paragraph 5B below, any other legally available means of transfer.
Appears in 1 contract
Transfer of Restricted Securities. Restricted Securities are transferable only pursuant to (ia) public offerings registered under the Securities Act, (iib) Rule 144 or Rule 144A of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are is available and (iiic) subject to the conditions specified in Section 4B subparagraph (ii) below, any other legally available means of transfer.
Appears in 1 contract
Samples: Stock Purchase and Recapitalization Agreement (optionsXpress Holdings, Inc.)
Transfer of Restricted Securities. General Provisions. Restricted Securities are transferable only pursuant to (i) public offerings registered under the Securities Act, (ii) Rule 144 or Rule 144A of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are is available and (iii) subject to the conditions specified in Section 4B paragraph 3B below, any other legally available means of transfer.
Appears in 1 contract
Transfer of Restricted Securities. Restricted Securities are transferable only pursuant to (i) public offerings registered under the Securities Act, (ii) Rule 144 of the Securities and Exchange Commission (or any similar rule or rules then in force) if such rule or rules are available and (iii) subject to the conditions specified in Section SECTION 4B below, any other legally available means of transfer.
Appears in 1 contract
