Transfer of Shares; Uncertificated Securities. Where a Shareholder does not hold a certificate representing the number of Shares in his account and does provide the Transfer Agent with instructions for the transfer of such Shares which include a signature guaranteed by a national bank or registered broker/dealer and such other appropriate documentation to permit a transfer, then the Transfer Agent shall register such Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the SEC, and the law of the Commonwealth of Pennsylvania relating to the transfer of Shares.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Trust for Federal Securities), Transfer Agency Agreement (Municipal Fund for Temporary Investment)
Transfer of Shares; Uncertificated Securities. Where a Shareholder shareholder does not hold a certificate representing the number of Shares in his account and does provide the Transfer Agent with instructions for the transfer of such Shares which include a signature guaranteed by a national bank or registered broker/dealer and such other appropriate documentation to permit a transfer, then the Transfer Agent shall register such Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the SEC, and the law of the Commonwealth State of Pennsylvania Maryland and other applicable law relating to the transfer of Sharesstock.
Appears in 1 contract
Samples: Transfer Agency Agreement (Dimensional Emerging Markets Fund Inc)
Transfer of Shares; Uncertificated Securities. Where a Shareholder does not hold a certificate representing the number of Shares in his account and does provide the Transfer Agent with instructions for the transfer of such Shares which include a signature guaranteed by a national bank or registered broker/dealer and such other appropriate documentation to permit a transfer, then the Transfer Agent shall register such Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the SEC, and the law of the Commonwealth of Pennsylvania relating to the transfer of Shares.documentation
Appears in 1 contract
Samples: Transfer Agency Agreement (Temporary Investment Fund Inc)
