Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 156 contracts
Samples: Pre Funded Common Stock Purchase Warrant (Vaccinex, Inc.), Placement Agent Common Stock Purchase Warrant (Nuwellis, Inc.), Placement Agent Common Stock Agreement (Peraso Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 42 contracts
Samples: Placement Agent Common Stock Agreement (Checkpoint Therapeutics, Inc.), Common Stock Purchase Warrant (Checkpoint Therapeutics, Inc.), Placement Agent Warrant (Purple Biotech Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 38 contracts
Samples: Underwriting Agreement (RoyaLand Co Ltd.), Placement Agent Common Stock Agreement (Adial Pharmaceuticals, Inc.), Common Stock Purchase Warrant (BioSig Technologies, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the counsel in form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 26 contracts
Samples: Security Agreement (Cyclacel Pharmaceuticals, Inc.), Security Agreement (Cyclacel Pharmaceuticals, Inc.), Security Agreement (Cyclacel Pharmaceuticals, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 24 contracts
Samples: Common Stock Agreement (Trevena Inc), Common Stock Agreement (Trevena Inc), Securities Agreement (ReWalk Robotics Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the counsel in form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 15 contracts
Samples: Warrant (Belite Bio, Inc), Common Stock Purchase Agreement (GAXOS.AI Inc.), Common Stock Purchase Agreement (GAXOS.AI Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder or transferee and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Securities under the Securities Act.
Appears in 11 contracts
Samples: Common Stock Purchase Warrant (Volcon, Inc.), Common Stock Purchase Warrant (Autonomix Medical, Inc.), Employment Agreement (Volcon, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 8 contracts
Samples: Warrant Agreement (Onconetix, Inc.), Common Stock Purchase Warrant (Worksport LTD), Common Stock Purchase Warrant (My Size, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 6 contracts
Samples: Common Stock Purchase Warrant (Regulus Therapeutics Inc.), Security Agreement (Regulus Therapeutics Inc.), Securities Agreement (Protagonist Therapeutics, Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 6 contracts
Samples: Security Agreement (LogicMark, Inc.), Securities Agreement (LogicMark, Inc.), Security Agreement (LogicMark, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Boatim Inc.), Common Stock Purchase Warrant (Boatim Inc.), Security Agreement (Jaguar Health, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company Company, at the Company’s sole expense, an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 5 contracts
Samples: Security Agreement (BioSig Technologies, Inc.), Security Agreement (BioSig Technologies, Inc.), Security Agreement (Hoth Therapeutics, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, either (i) the transfer of this Warrant shall is not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or laws, (ii) the prospectus contained in an effective registration statement is not available for the transfer of this Warrant or (iii) the transfer of this Warrant is not eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 4 contracts
Samples: Representative’s Warrant Agreement (BK Technologies Corp), Underwriting Agreement (BK Technologies Corp), Representative’s Warrant Agreement (Ballantyne Strong, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides Warrant provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 3 contracts
Samples: Omnibus Amendment to Transaction Documents (Karyopharm Therapeutics Inc.), Revenue Interest Financing Agreement (Karyopharm Therapeutics Inc.), Common Stock Purchase Warrant (Karyopharm Therapeutics Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant or sale does not require registration of such transferred security under the Securities Act.
Appears in 3 contracts
Samples: Securities Agreement (Anavex Life Sciences Corp.), Securities Agreement (Anavex Life Sciences Corp.), Security Agreement (Genius Brands International, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder or transferee and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory acceptable to the Company, to the effect that the such transfer of this Warrant does not require registration under the Securities Act.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Duos Technologies Group, Inc.), Secured Promissory Note (Duos Technologies Group, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, Warrant provides to the Company an opinion of counselcounsel selected by the Holder or the transferee, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Securities under the Securities Act.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Oramed Pharmaceuticals Inc.), Common Stock Purchase Warrant (Myomo Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, transferor thereof provides to the Company an opinion of counselcounsel selected by the transferor and reasonably acceptable to the Company and the Transfer Agent, the form and substance of which opinion shall be reasonably satisfactory to the CompanyCompany and the Transfer Agent, to the effect that the such transfer of this Warrant does not require registration of such transferred Securities under the Securities Act.
Appears in 2 contracts
Samples: Security Agreement (Ceres, Inc.), Security Agreement (Ceres, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities 12 Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Vallon Pharmaceuticals, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either either
(i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 1 contract
Samples: Class E Common Stock Purchase Warrant (Revelation Biosciences, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides Warrant provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Rapid Therapeutic Science Laboratories, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either either: (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 1 contract
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Agile Therapeutics Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to provide to the Company an opinion of counselcounsel selected by the Holder or the transferee and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration under the Securities Act.
Appears in 1 contract
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement registrationstatement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities ActSecurities.
Appears in 1 contract
Samples: Security Agreement (Creative Medical Technology Holdings, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that (i) the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the counsel in form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act, and (ii) comply with the provisions of Section 6.7 of the RDO Purchase Agreement.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Smith Micro Software, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the transferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrants under the Securities Act.
Appears in 1 contract
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that (i) the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the counsel in form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act, and (ii) comply with the provisions of Article V of the PIPE Purchase Agreement.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Smith Micro Software, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act..
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Agile Therapeutics Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant or sale does not require registration of such transferred security under the Securities Act.
Appears in 1 contract
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides comply with the provisions the Exchange Agreement including, without limitation, the requirement to provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Karyopharm Therapeutics Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act..
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Agile Therapeutics Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides comply with the provisions the Purchase Agreement including, without limitation, the requirement to provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Karyopharm Therapeutics Inc.)